Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)
CUSIP: 64129H104
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 56,301,985
- Total 13F shares
- 9,953,686
- Share change
- +647,008
- Total reported value
- $119,254,000
- Price per share
- $11.97
- Number of holders
- 41
- Value change
- +$7,422,228
- Number of buys
- 18
- Number of sells
- 27
Quarterly Holders Quick Answers
What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 64129H104:
Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
8.2%
|
4,606,156
|
$75,218,000 | — | 30 Jun 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2%
|
1,153,268
|
$18,833,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.4%
|
769,787
|
$12,571,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1%
|
567,203
|
$9,262,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.98%
|
549,804
|
$8,978,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.75%
|
420,369
|
$6,865,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.53%
|
297,792
|
$4,863,000 | — | 30 Jun 2015 | |
| Caprock Group, LLC |
13F
|
Company |
0.41%
|
233,035
|
$3,805,000 | — | 30 Jun 2015 | |
| INVESTMENT HOUSE LLC |
13F
|
Company |
0.28%
|
155,655
|
$2,541,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.16%
|
91,518
|
$1,506,000 | — | 30 Jun 2015 | |
| Northeast Financial Consultants Inc |
13F
|
Company |
0.09%
|
51,690
|
$844,000 | — | 30 Jun 2015 | |
| Hollow Brook Wealth Management LLC |
13F
|
Company |
0.08%
|
45,174
|
$738,000 | — | 30 Jun 2015 | |
| COMERICA BANK |
13F
|
Company |
0.07%
|
41,000
|
$670,000 | — | 30 Jun 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.07%
|
39,752
|
$649,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.07%
|
37,699
|
$616,000 | — | 30 Jun 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.06%
|
35,803
|
$585,000 | — | 30 Jun 2015 | |
| Fiduciary Trust Co International of Pennsylvania |
13F
|
Company |
0.04%
|
23,330
|
$391,000 | — | 30 Jun 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.04%
|
21,792
|
$356,000 | — | 30 Jun 2015 | |
| Detwiler Fenton Investment Management LLC |
13F
|
Company |
0.04%
|
20,512
|
$335,000 | — | 30 Jun 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.03%
|
18,350
|
$299,000 | — | 30 Jun 2015 | |
| IBERIABANK CORP |
13F
|
Company |
0.03%
|
18,000
|
$294,000 | — | 30 Jun 2015 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.03%
|
14,342
|
$234,000 | — | 30 Jun 2015 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.03%
|
14,100
|
$230,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
12,506
|
$204,000 | — | 30 Jun 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.02%
|
11,206
|
$183,000 | — | 30 Jun 2015 | |
| Dorsey & Whitney Trust CO LLC |
13F
|
Company |
0.02%
|
11,037
|
$180,000 | — | 30 Jun 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.02%
|
10,879
|
$172,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.02%
|
10,435
|
$170,000 | — | 30 Jun 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.02%
|
10,125
|
$165,000 | — | 30 Jun 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
7,850
|
$128,000 | — | 30 Jun 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
6,300
|
$102,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
6,270
|
$102,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
5,023
|
$82,032 | — | 30 Jun 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
5,015
|
$81,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
2,600
|
$42,000 | — | 30 Jun 2015 | |
| COUNTRY TRUST BANK |
13F
|
Company |
0%
|
2,225
|
$36,000 | — | 30 Jun 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
1,600
|
$26,000 | — | 30 Jun 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
1,241
|
$20,000 | — | 30 Jun 2015 | |
| WOODMONT INVESTMENT COUNSEL LLC |
13F
|
Company |
0%
|
1,000
|
$16,000 | — | 30 Jun 2015 | |
| Integrated Wealth Management |
13F
|
Company |
0%
|
950
|
$16,000 | — | 30 Jun 2015 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0%
|
557
|
$9,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
540
|
$9,000 | — | 30 Jun 2015 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
125
|
$2,000 | — | 30 Jun 2015 |
Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q3 2015
As of 30 Sep 2015,
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by
41 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,953,686 shares.
The largest 10 holders included
MORGAN STANLEY, Advisors Asset Management, Inc., BANK OF AMERICA CORP /DE/, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, Invesco Ltd., UBS Group AG, CAPROCK Group, Inc., SIT INVESTMENT ASSOCIATES INC, and INVESTMENT HOUSE LLC.
This page lists
41
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
43
Q3 2015 holders
41
Holder diff
-2
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.