Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)
CUSIP: 64129H104
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 57,073,100
- Total 13F shares
- 7,855,447
- Share change
- +1,543,769
- Total reported value
- $169,217,256
- Price per share
- $21.67
- Number of holders
- 44
- Value change
- +$34,322,945
- Number of buys
- 29
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 64129H104:
Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.1%
|
2,931,358
|
$59,184,000 | — | 30 Jun 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.4%
|
777,349
|
$15,695,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.79%
|
453,708
|
$9,160,000 | — | 30 Jun 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.77%
|
440,321
|
$8,890,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.63%
|
358,904
|
$7,246,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.6%
|
344,366
|
$6,952,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.21%
|
117,754
|
$2,377,000 | — | 30 Jun 2014 | |
| Detwiler Fenton Investment Management LLC |
13F
|
Company |
0.2%
|
112,939
|
$2,280,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.19%
|
107,432
|
$2,169,000 | — | 30 Jun 2014 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.18%
|
105,500
|
$2,130,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.18%
|
100,763
|
$2,034,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.11%
|
63,060
|
$1,273,000 | — | 30 Jun 2014 | |
| Marathon Trading Investment Management LLC |
13F
|
Company |
0.09%
|
50,000
|
$1,010,000 | — | 30 Jun 2014 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.08%
|
46,188
|
$899,000 | — | 30 Jun 2014 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.05%
|
28,050
|
$566,000 | — | 30 Jun 2014 | |
| RONALD BLUE & CO LLC |
13F
|
Company |
0.04%
|
25,000
|
$505,000 | — | 30 Jun 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.04%
|
23,676
|
$478,000 | — | 30 Jun 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.04%
|
21,851
|
$441,000 | — | 30 Jun 2014 | |
| CTC Alternative Strategies, Ltd. |
13F
|
Company |
0.04%
|
21,560
|
$435,296 | — | 30 Jun 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.03%
|
18,750
|
$378,000 | — | 30 Jun 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.03%
|
17,692
|
$357,000 | — | 30 Jun 2014 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.03%
|
15,782
|
$319,000 | — | 30 Jun 2014 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.02%
|
13,618
|
$275,000 | — | 30 Jun 2014 | |
| Dorsey & Whitney Trust CO LLC |
13F
|
Company |
0.02%
|
13,361
|
$270,000 | — | 30 Jun 2014 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.02%
|
11,533
|
$233,000 | — | 30 Jun 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
11,150
|
$225,000 | — | 30 Jun 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.02%
|
9,001
|
$182,000 | — | 30 Jun 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
6,950
|
$140,000 | — | 30 Jun 2014 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.01%
|
5,367
|
$108,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
3,000
|
$61,000 | — | 30 Jun 2014 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
0%
|
2,640
|
$53,000 | — | 30 Jun 2014 | |
| BOSTON PRIVATE BANK & TRUST CO |
13F
|
Company |
0%
|
2,500
|
$50,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
1,500
|
$30,000 | — | 30 Jun 2014 | |
| PRIVATE TRUST CO NA |
13F
|
Company |
0%
|
1,300
|
$26,000 | — | 30 Jun 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,205
|
$24,000 | — | 30 Jun 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
1,000
|
$20,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
600
|
$12,114 | — | 30 Jun 2014 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.09%
|
52,302
|
$10,559 | — | 30 Jun 2014 | |
| Baltimore-Washington Financial Advisors, Inc. |
13F
|
Company |
0%
|
500
|
$10,000 | — | 30 Jun 2014 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
125
|
$3,000 | — | 30 Jun 2014 |
Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q3 2014
As of 30 Sep 2014,
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by
44 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,855,447 shares.
The largest 10 holders included
MORGAN STANLEY, Advisors Asset Management, Inc., Invesco Ltd., GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, UBS AG, LPL Financial LLC, Detwiler Fenton Investment Management LLC, and JANE STREET GROUP, LLC.
This page lists
44
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
40
Q3 2014 holders
44
Holder diff
4
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.