Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)
CUSIP: 64129H104
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 57,073,100
- Total 13F shares
- 14,638,960
- Share change
- -91,555
- Total reported value
- $128,908,279
- Price per share
- $8.77
- Number of holders
- 56
- Value change
- -$790,958
- Number of buys
- 24
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 64129H104:
Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
8%
|
4,559,212
|
$37,204,000 | — | 31 Mar 2018 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
3.2%
|
1,838,661
|
$15,860,000 | — | 31 Mar 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
2.6%
|
1,465,014
|
$11,925,000 | — | 31 Mar 2018 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
2.3%
|
1,294,698
|
$10,565,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
2%
|
1,123,757
|
$9,170,000 | — | 31 Mar 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.4%
|
798,125
|
$6,513,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.98%
|
560,026
|
$4,570,000 | — | 31 Mar 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.92%
|
526,579
|
$4,297,000 | — | 31 Mar 2018 | |
| Invesco Ltd. |
13F
|
Company |
0.82%
|
468,216
|
$3,821,000 | — | 31 Mar 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.61%
|
348,277
|
$2,842,000 | — | 31 Mar 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.51%
|
293,312
|
$2,393,000 | — | 31 Mar 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.44%
|
251,431
|
$2,052,000 | — | 31 Mar 2018 | |
| Advisory Alpha, LLC |
13F
|
Company |
0.4%
|
225,700
|
$1,986,000 | — | 31 Mar 2018 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.35%
|
197,956
|
$1,615,000 | — | 31 Mar 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.3%
|
172,239
|
$1,405,000 | — | 31 Mar 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.18%
|
104,615
|
$853,000 | — | 31 Mar 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.17%
|
97,153
|
$793,000 | — | 31 Mar 2018 | |
| Greytown Advisors Inc. |
13F
|
Company |
0.07%
|
40,000
|
$326,000 | — | 31 Mar 2018 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
31,743
|
$259,000 | — | 31 Mar 2018 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
0.05%
|
30,597
|
$250,000 | — | 31 Mar 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.05%
|
30,486
|
$249,000 | — | 31 Mar 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.05%
|
30,051
|
$245,000 | — | 31 Mar 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.04%
|
23,532
|
$192,000 | — | 31 Mar 2018 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.04%
|
21,003
|
$171,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
20,745
|
$169,000 | — | 31 Mar 2018 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.03%
|
17,050
|
$139,000 | — | 31 Mar 2018 | |
| Hollow Brook Wealth Management LLC |
13F
|
Company |
0.03%
|
16,818
|
$137,000 | — | 31 Mar 2018 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.03%
|
16,464
|
$134,000 | — | 31 Mar 2018 | |
| M&T BANK CORP |
13F
|
Company |
0.03%
|
14,753
|
$120,000 | — | 31 Mar 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.02%
|
14,253
|
$116,000 | — | 31 Mar 2018 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.02%
|
14,000
|
$114,000 | — | 31 Mar 2018 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.02%
|
13,109
|
$106,000 | — | 31 Mar 2018 | |
| Belpointe Asset Management LLC |
13F
|
Company |
0.02%
|
10,000
|
$82,000 | — | 31 Mar 2018 | |
| MOODY NATIONAL BANK TRUST DIVISION |
13F
|
Company |
0.02%
|
10,000
|
$82,000 | — | 31 Mar 2018 | |
| Veritable, L.P. |
13F
|
Company |
0.02%
|
10,000
|
$82,000 | — | 31 Mar 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
7,854
|
$64,000 | — | 31 Mar 2018 | |
| Edge Advisors, LLC |
13F
|
Company |
0.01%
|
7,000
|
$57,000 | — | 31 Mar 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
5,911
|
$55,000 | — | 31 Mar 2018 | |
| THOMPSON SIEGEL & WALMSLEY LLC |
13F
|
Company |
0.01%
|
4,740
|
$39,000 | — | 31 Mar 2018 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
2,500
|
$20,000 | — | 31 Mar 2018 | |
| BALDWIN WEALTH PARTNERS LLC/MA |
13F
|
Company |
0%
|
2,160
|
$18,000 | — | 31 Mar 2018 | |
| DELTA ASSET MANAGEMENT LLC/TN |
13F
|
Company |
0%
|
1,350
|
$11,000 | — | 31 Mar 2018 | |
| Anchor Investment Management, LLC |
13F
|
Company |
0%
|
1,058
|
$8,633 | — | 31 Mar 2018 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
1,025
|
$8,000 | — | 31 Mar 2018 | |
| Sound Income Strategies, LLC |
13F
|
Company |
0%
|
837
|
$7,000 | — | 31 Mar 2018 | |
| Oakworth Capital, Inc. |
13F
|
Company |
0%
|
696
|
$6,000 | — | 31 Mar 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0%
|
600
|
$5,000 | — | 31 Mar 2018 | |
| Front Row Advisors LLC |
13F
|
Company |
0%
|
435
|
$4,000 | — | 31 Mar 2018 |
Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q2 2018
As of 30 Jun 2018,
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by
56 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,638,960 shares.
The largest 10 holders included
MORGAN STANLEY, Advisors Asset Management, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., UBS Group AG, GUGGENHEIM CAPITAL LLC, COHEN & STEERS INC, Invesco Ltd., WELLS FARGO & COMPANY/MN, and STIFEL FINANCIAL CORP.
This page lists
56
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
48
Q2 2018 holders
56
Holder diff
8
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.