John Yogi Spence

Insider Reports History

Identity Names, identifiers, and filing context for this profile. 1 identity field
Reporting-owner location
Chicago, IL
SEC source record Original filing metadata and source links for verification. 1 source field
Latest reporting-owner signature
John Yogi Spence
Source: Latest parsed Forms 3/4/5 signature
Source evidence Original filing metadata and source links for verification. 1 source field
Transaction source note
Rows are grouped by transaction date from the original SEC filing. Open the aggregated insider activity page to review issuer-level activity across dates.

Reported holdings for John Yogi Spence

Form 4 holding 10%+ Owner

Montana Technologies Corp.

Security class
Class A Common Stock
Shares / value
814,242
Estimated value
$6,921,057
Report date
17 Oct 2024
Price
$8.50
Ownership
Direct
Form 4 holding 10%+ Owner

Montana Technologies Corp.

Security class
Class A Common Stock
Shares / value
153,626
Estimated value
$1,305,821
Report date
17 Oct 2024
Price
$8.50
Ownership
By XMS Holdings LLC
Form 4 holding 10%+ Owner

Montana Technologies Corp.

Security class
Class A Common Stock
Shares / value
0
Estimated value
$0
Report date
17 Oct 2024
Price
$8.50
Ownership
By XMS XPDI Sponsor II Holdings LLC
Form 4 holding Adviser Personnel

Octagon XAI CLO Income Fund

Security class
5.75% Series 2027 Term Preferred Shares
Shares / value
2,000,000
Estimated value
Report date
01 Jun 2026
Price
Ownership
XMS Holdings LLC
Form 4 holding Adviser Personnel

Octagon XAI CLO Income Fund

Security class
5.75% Series 2027 Term Preferred Shares
Shares / value
1,000,000
Estimated value
Report date
01 Jun 2026
Price
Ownership
Direct
Form 4 holding 10%+ Owner

Montana Technologies Corp.

Security class
Private Placement Warrants
Shares / value
584,470
Estimated value
Report date
17 Oct 2024
Price
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
Form 4 holding 10%+ Owner

Montana Technologies Corp.

Security class
Private Placement Warrants
Shares / value
120,250
Estimated value
Report date
17 Oct 2024
Price
Ownership
By XMS Holdings LLC
Underlying class
Class A Common Stock
Underlying amount
Form 4 holding 10%+ Owner

Montana Technologies Corp.

Security class
Private Placement Warrants
Shares / value
0
Estimated value
Report date
17 Oct 2024
Price
Ownership
By XMS XPDI Sponsor II Holdings LLC
Underlying class
Class A Common Stock
Underlying amount

Insider Reports Filed by John Yogi Spence

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