John Yogi Spence

Insider Reports History

Entity
Individual
Location
321 N. Clark Street, Chicago, IL
Signature
John Yogi Spence
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by John Yogi Spence:

Stock Role Class Num Shares Value Price $ Report Date Ownership
XAI Octagon Floating Rate & Alternative Income Trust Adviser Personnel Common Shares of Beneficial Ownership 532K $3.79M $7.13 May 21, 2024 Direct
XAI Octagon Floating Rate & Alternative Income Trust Adviser Personnel Common Shares of Beneficial Ownership 27.4K $195K $7.13 May 21, 2024 XMS Holdings LLC
XAI Octagon Floating Rate & Alternative Income Trust Adviser Personnel Common Shares of Beneficial Ownership 10.3K $73.1K $7.13 May 21, 2024 XA Investments LLC
XAI Octagon Floating Rate & Alternative Income Trust Adviser Personnel Common Shares of Beneficial Ownership 717 $5.11K $7.13 May 21, 2024 By Spouse
Octagon XAI CLO Income Fund Adviser Personnel Common Shares of Beneficial Ownership 4K Feb 16, 2024 XA Investments LLC

Insider Reports Filed by John Yogi Spence

Symbol Company Period Transactions Value $ Form Type Date Filed Role
XFLT XAI Octagon Floating Rate & Alternative Income Trust May 21, 2024 1 $0 4 May 23, 2024 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Trust May 9, 2024 2 $49K 4 May 10, 2024 Advisor Personnel
[NONE] Octagon XAI CLO Income Fund Feb 16, 2024 0 $0 3 Feb 26, 2024 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Dec 11, 2023 2 $5.82K 4 Dec 13, 2023 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Dec 5, 2023 1 $41.3K 4 Dec 6, 2023 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Nov 13, 2023 1 $2.05K 4 Nov 16, 2023 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Jul 24, 2023 1 $0 4 Jul 26, 2023 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Dec 22, 2022 1 $3.17K 4 Dec 23, 2022 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Nov 11, 2022 1 $20.3K 4 Nov 15, 2022 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Nov 10, 2022 3 $13.3K 4 Nov 14, 2022 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Nov 8, 2022 5 $39.1K 4/A Nov 9, 2022 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Nov 3, 2022 2 $25.5K 4/A Nov 9, 2022 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Sep 23, 2022 2 $18.7K 4 Sep 23, 2022 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Sep 2, 2022 4 $14K 4 Sep 2, 2022 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Aug 19, 2022 5 $21.5K 4 Aug 22, 2022 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Dec 20, 2021 2 $34.1K 4 Dec 20, 2021 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Nov 8, 2021 5 $39.1K 4 Nov 9, 2022 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Sep 30, 2021 0 $0 5/A Jan 7, 2022 Adviser Personnel
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Jul 21, 2021 6 $85K 4 Jul 21, 2021 Adviser Personnel