John Yogi Spence - Dec 5, 2023 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
Adviser Personnel
Signature
/s/ John Yogi Spence
Stock symbol
XFLT
Transactions as of
Dec 5, 2023
Transactions value $
$41,340
Form type
4
Date filed
12/6/2023, 05:03 PM
Previous filing
Nov 16, 2023
Next filing
Dec 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $41.3K +6K +33.93% $6.89 23.7K Dec 5, 2023 XMS Holdings LLC
holding XFLT Common Shares of Beneficial Ownership 533K Dec 5, 2023 Direct
holding XFLT Common Shares of Beneficial Ownership 10.3K Dec 5, 2023 XA Investments LLC
holding XFLT Common Shares of Beneficial Ownership 666 Dec 5, 2023 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XMS Holdings LLC purchased the shares in connection with planned employee compensation awards. Includes 2,633.85 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC. Includes 21,763.299 shares acquired under the XFLT dividend reinvestment plan for John Yogi Spence. Also includes 83.302 shares acquired under the XFLT dividend reinvestment plan for his spouse.