Key facts
- This page summarizes John Yogi Spence's Form 4 filing for XAI Floating Rate & Alternative Income Trust (XFLT).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 26 Oct 2026, 12:14.
John Yogi Spence - 23 Oct 2026 Form 4 Insider Report for XAI Floating Rate & Alternative Income Trust (XFLT)
- Reporting relationship
- Vice President
- Issuer ticker
- XFLT
- Reported as of
- 23 Oct 2026
- Net transaction value
- +$16,500
- SEC form
- 4
- Accepted by SEC
- 26 Oct 2026, 12:14:59 UTC
- Prior SEC filing
- 22 Oct 2026
- Source filing
- View source filing
- Reporting owner signature
- John Yogi Spence
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
John Yogi Spence filed Form 4 for XAI Floating Rate & Alternative Income Trust (XFLT) on 26 Oct 2026.
Change
- Previous filing in this sequence was filed on 22 Oct 2026.
- Current net transaction value: +$16,500.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001718133
Primary reporting owner
Spence John Yogi
- Relationship
- Vice President
- Address
- 321 N. CLARK STREET, CHICAGO
- Signature
- John Yogi Spence
- Signature date
- 26 Oct 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
XFLT
transaction
Common Shares of Beneficial Ownership
Purchase
- Transaction value
- $16,500
- Shares
- +1,000
- Change %
- +0.87%
- Price
- $16.50
- Shares after
- 115,357
- Date
- 23 Oct 2026
- Ownership
- Direct
- Footnotes
- F1, F2
XFLT
holding
Common Shares of Beneficial Ownership
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,050
- Date
- 23 Oct 2026
- Ownership
- XA Investments LLC
- Footnotes
- F1
XFLT
holding
Common Shares of Beneficial Ownership
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,118
- Date
- 23 Oct 2026
- Ownership
- By Spouse
- Footnotes
- F1, F2
XFLT
holding
Common Shares of Beneficial Ownership
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,647
- Date
- 23 Oct 2026
- Ownership
- XMS Holdings LLC
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Reflects the issuer's 1 for 5 reverse split effective March 20, 2026.
Footnote F2
Includes shares received through the XFLT Dividend Reinvestment Plan.