John Yogi Spence - 11 Nov 2022 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
Adviser Personnel
Signature
/s/ John Yogi Spence
Issuer symbol
XFLT
Transactions as of
11 Nov 2022
Net transactions value
+$20,344
Form type
4
Filing time
15 Nov 2022, 12:18:49 UTC
Previous filing
14 Nov 2022
Next filing
23 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $20,344 +3,050 +25% $6.67 15,050 11 Nov 2022 XMS Holdings LLC
holding XFLT Common Shares of Beneficial Ownership 10,205 11 Nov 2022 XA Investments LLC
holding XFLT Common Shares of Beneficial Ownership 515,497 11 Nov 2022 Direct
holding XFLT Common Shares of Beneficial Ownership 595 11 Nov 2022 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XA Investments is a subsidiary of XMS Holdings LLC.