John Yogi Spence - Nov 11, 2022 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
Adviser Personnel
Signature
/s/ John Yogi Spence
Stock symbol
XFLT
Transactions as of
Nov 11, 2022
Transactions value $
$20,344
Form type
4
Date filed
11/15/2022, 12:18 PM
Previous filing
Nov 14, 2022
Next filing
Dec 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $20.3K +3.05K +25.42% $6.67 15.1K Nov 11, 2022 XMS Holdings LLC
holding XFLT Common Shares of Beneficial Ownership 10.2K Nov 11, 2022 XA Investments LLC
holding XFLT Common Shares of Beneficial Ownership 515K Nov 11, 2022 Direct
holding XFLT Common Shares of Beneficial Ownership 595 Nov 11, 2022 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XA Investments is a subsidiary of XMS Holdings LLC.