John Yogi Spence - 30 Sep 2021 Form 5/A - Amendment Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
Adviser Personnel
Signature
John Yogi Spence
Issuer symbol
XFLT
Transactions as of
30 Sep 2021
Net transactions value
$0
Form type
5/A - Amendment
Filing time
07 Jan 2022, 17:30:40 UTC
Date Of Original Report
17 Dec 2021
Previous filing
21 Jul 2021
Next filing
09 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding XFLT Common Shares of Beneficial Ownership 486,710 30 Sep 2021 Direct
holding XFLT Common Shares of Beneficial Ownership 10,205 30 Sep 2021 XA Investments LLC
holding XFLT Common Shares of Beneficial Ownership 522 30 Sep 2021 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

Includes 29,238.817 shares acquired under XFLT dividend reinvestment plan and 21.898 for spouse shares dividend.