John Yogi Spence - Sep 30, 2021 Form 5/A - Amendment Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
Adviser Personnel
Signature
John Yogi Spence
Stock symbol
XFLT
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
5/A - Amendment
Date filed
1/7/2022, 05:30 PM
Date Of Original Report
Dec 17, 2021
Previous filing
Jul 21, 2021
Next filing
Nov 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding XFLT Common Shares of Beneficial Ownership 487K Sep 30, 2021 Direct
holding XFLT Common Shares of Beneficial Ownership 10.2K Sep 30, 2021 XA Investments LLC
holding XFLT Common Shares of Beneficial Ownership 522 Sep 30, 2021 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

Includes 29,238.817 shares acquired under XFLT dividend reinvestment plan and 21.898 for spouse shares dividend.