John Yogi Spence - 23 Sep 2022 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
Adviser Personnel
Signature
/s/ John Yogi Spence
Issuer symbol
XFLT
Transactions as of
23 Sep 2022
Net transactions value
+$18,700
Form type
4
Filing time
23 Sep 2022, 13:39:30 UTC
Previous filing
02 Sep 2022
Next filing
09 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $6,240 +1,000 +0.2% $6.24 512,280 23 Sep 2022 Direct
transaction XFLT Common Shares of Beneficial Ownership Purchase $12,460 +2,000 +0.39% $6.23 514,280 23 Sep 2022 Direct
holding XFLT Common Shares of Beneficial Ownership 10,205 23 Sep 2022 XA Investments LLC
holding XFLT Common Shares of Beneficial Ownership 582 23 Sep 2022 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

Includes 560.981 shares acquired under XFLT dividend reinvestment plan and 5.933 shares for spouse dividend.