John Yogi Spence - 31 Dec 2024 Form 4/A - Amendment Insider Report for Octagon XAI CLO Income Fund

Reporting relationship: Adviser Personnel
Issuer ticker: N/A
Reported as of: 31 Dec 2024
Net transaction value: +$26,500
SEC form: 4/A - Amendment
Accepted by SEC: 07 Jan 2025, 10:35:03 UTC
Original report date: 03 Jan 2025
Prior SEC filing: 19 Dec 2024
Next SEC filing: 19 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/John Yogi Spence

Key filing fact

John Yogi Spence filed Form 4/A - Amendment for Octagon XAI CLO Income Fund on 07 Jan 2025.

Key facts

This page summarizes John Yogi Spence's Form 4/A - Amendment filing for Octagon XAI CLO Income Fund.
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 07 Jan 2025, 10:35.

Change

Previous filing in this sequence was filed on 19 Dec 2024.
Current net transaction value: +$26,500.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OCTIX transaction

Class I Shares

Purchase

Transaction value: $1,500
Shares: +59
Change %
Price: $25.34
Shares after: 59
Date: 31 Dec 2024
Ownership: Direct

OCTIX transaction

Class A Shares

Purchase

Transaction value: $25,000
Shares: +967
Change %
Price: $25.85
Shares after: 967
Date: 31 Dec 2024
Ownership: Direct

OCTIX holding

Class I Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,000
Date: 31 Dec 2024
Ownership: XA Investments LLC
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Common Shares owned by XA Investments LLC ("XAI"), the Trust's investment manager may be deemed to be indirectly beneficially owned by Mr. Spence by virtue of his control of XAI.