John Yogi Spence - 30 Sep 2025 Form 5 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Role
Vice President
Signature
/s/John Yogi Spence
Issuer symbol
XFLT
Transactions as of
30 Sep 2025
Net transactions value
$0
Form type
5
Filing time
14 Nov 2025, 19:24:50 UTC
Previous filing
21 Feb 2025
Next filing
30 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Spence John Yogi Vice President 321 N. CLARK STREET, CHICAGO /s/John Yogi Spence 14 Nov 2025 0001718133

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding XFLT Common Shares of Beneficial Ownership 550,859 30 Sep 2025 Direct F1, F2
holding XFLT Common Shares of Beneficial Ownership 22,928 30 Sep 2025 XMS Holdings LLC F3, F4
holding XFLT Common Shares of Beneficial Ownership 10,250 30 Sep 2025 XA Investments LLC F5
holding XFLT Common Shares of Beneficial Ownership 9,875 30 Sep 2025 By Spouse F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares beneficially owned reflect 7,553.144 received through the XFLT Dividend Reinvestment Plan
F2 Shares reflect reduction of 8,500 shares, gifted to Spouse's account
F3 Shares beneficially owned reflect 1,951.454 received through the XFLT Dividend Reinvestment Plan
F4 Mr. Spence may be deemed to beneficially own shares owned by XMS Holdings LLC due to his control of XMS Holdings LLC.
F5 Mr. Spence may be deemed to beneficially own shares owned by XA Investments LLC due to his control of XA Investments LLC
F6 Shares beneficially owned reflect 574.465 received through the XFLT Dividend Reinvestment Plan
F7 Shares include 8,500 gift from Direct account