John Yogi Spence - 08 Nov 2021 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
Adviser Personnel
Signature
/s/ John Yogi Spence
Issuer symbol
XFLT
Transactions as of
08 Nov 2021
Net transactions value
+$39,055
Form type
4
Filing time
09 Nov 2022, 19:27:27 UTC
Previous filing
07 Jan 2022
Next filing
20 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $638 +100 +2.5% $6.38 4,100 08 Nov 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $13,629 +2,100 +51% $6.49 6,200 08 Nov 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $11,700 +1,800 +29% $6.50 8,000 08 Nov 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $7,065 +1,082 +14% $6.53 9,082 09 Nov 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $6,022 +918 +10% $6.56 10,000 09 Nov 2022 XMS Holdings LLC
holding XFLT Common Shares of Beneficial Ownership 515,497 08 Nov 2021 Direct
holding XFLT Common Shares of Beneficial Ownership 10,205 08 Nov 2021 XA Investments LLC
holding XFLT Common Shares of Beneficial Ownership 595 08 Nov 2021 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.