John Yogi Spence - Nov 8, 2021 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
Adviser Personnel
Signature
/s/ John Yogi Spence
Stock symbol
XFLT
Transactions as of
Nov 8, 2021
Transactions value $
$39,055
Form type
4
Date filed
11/9/2022, 07:27 PM
Previous filing
Jan 7, 2022
Next filing
Dec 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $638 +100 +2.5% $6.38 4.1K Nov 8, 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $13.6K +2.1K +51.22% $6.49 6.2K Nov 8, 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $11.7K +1.8K +29.03% $6.50 8K Nov 8, 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $7.07K +1.08K +13.53% $6.53 9.08K Nov 9, 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $6.02K +918 +10.11% $6.56 10K Nov 9, 2022 XMS Holdings LLC
holding XFLT Common Shares of Beneficial Ownership 515K Nov 8, 2021 Direct
holding XFLT Common Shares of Beneficial Ownership 10.2K Nov 8, 2021 XA Investments LLC
holding XFLT Common Shares of Beneficial Ownership 595 Nov 8, 2021 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.