John Yogi Spence - 21 Jul 2021 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
Adviser Personnel
Signature
John Yogi Spence
Issuer symbol
XFLT
Transactions as of
21 Jul 2021
Net transactions value
+$84,996
Form type
4
Filing time
21 Jul 2021, 16:30:57 UTC
Next filing
07 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Interest Purchase $1,079 +127 +0.03% $8.49 457,597 21 Jul 2021 Direct
transaction XFLT Common Shares of Beneficial Interest Purchase $5,097 +600 +0.13% $8.50 458,197 21 Jul 2021 Direct
transaction XFLT Common Shares of Beneficial Interest Purchase $12,750 +1,500 +0.33% $8.50 459,697 21 Jul 2021 Direct
transaction XFLT Common Shares of Beneficial Interest Purchase $24,420 +2,873 +0.62% $8.50 462,570 21 Jul 2021 Direct
transaction XFLT Common Shares of Beneficial Interest Purchase $37,400 +4,400 +0.95% $8.50 466,970 21 Jul 2021 Direct
transaction XFLT Common Shares of Beneficial Interest Purchase $4,250 +500 $8.50 500 21 Jul 2021 By Spouse
holding XFLT Common Shares of Beneficial Interest 474,223 21 Jul 2021 Direct F1
holding XFLT Common Shares of Beneficial Interest 10,205 21 Jul 2021 XA Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 7,252.042 shares acquired under the XFLT dividend reinvestment plan

Remarks:

Includes 7,252.042 shares acquired under the XFLT dividend reinvestment plan