John Yogi Spence - Jul 21, 2021 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
Adviser Personnel
Signature
John Yogi Spence
Stock symbol
XFLT
Transactions as of
Jul 21, 2021
Transactions value $
$84,996
Form type
4
Date filed
7/21/2021, 04:30 PM
Next filing
Jan 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Interest Purchase $1.08K +127 +0.03% $8.49 458K Jul 21, 2021 Direct
transaction XFLT Common Shares of Beneficial Interest Purchase $5.1K +600 +0.13% $8.50 458K Jul 21, 2021 Direct
transaction XFLT Common Shares of Beneficial Interest Purchase $12.8K +1.5K +0.33% $8.50 460K Jul 21, 2021 Direct
transaction XFLT Common Shares of Beneficial Interest Purchase $24.4K +2.87K +0.62% $8.50 463K Jul 21, 2021 Direct
transaction XFLT Common Shares of Beneficial Interest Purchase $37.4K +4.4K +0.95% $8.50 467K Jul 21, 2021 Direct
transaction XFLT Common Shares of Beneficial Interest Purchase $4.25K +500 $8.50 500 Jul 21, 2021 By Spouse
holding XFLT Common Shares of Beneficial Interest 474K Jul 21, 2021 Direct F1
holding XFLT Common Shares of Beneficial Interest 10.2K Jul 21, 2021 XA Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 7,252.042 shares acquired under the XFLT dividend reinvestment plan

Remarks:

Includes 7,252.042 shares acquired under the XFLT dividend reinvestment plan