John Yogi Spence - Jul 24, 2023 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
Adviser Personnel
Signature
/s/ John Yogi Spence
Stock symbol
XFLT
Transactions as of
Jul 24, 2023
Transactions value $
$0
Form type
4
Date filed
7/26/2023, 04:22 PM
Previous filing
Dec 23, 2022
Next filing
Nov 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Gift $0 -4K -0.76% $0.00 520K Jul 24, 2023 Direct
holding XFLT Common Shares of Beneficial Ownership 10.2K Jul 24, 2023 XA Investments LLC
holding XFLT Common Shares of Beneficial Ownership 15.1K Jul 24, 2023 XMS Holdings LLC
holding XFLT Common Shares of Beneficial Ownership 633 Jul 24, 2023 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

Includes 8,787.78 shares acquired under the XFLT dividend reinvestment plan for John Yogi Spence. Also includes 50.353 shares acquired under the XFLT dividend reinvestment plan for his spouse. Also includes 500 shares disposed via gifts on 12/27/22.