John Yogi Spence - 24 Jul 2023 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role: Adviser Personnel
Signature: /s/ John Yogi Spence
Issuer symbol: XFLT
Transactions as of: 24 Jul 2023
Net transactions value: $0
Form type: 4
Filing time: 26 Jul 2023, 16:22:23 UTC
Previous filing: 23 Dec 2022
Next filing: 16 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership
transaction	XFLT	Common Shares of Beneficial Ownership	Gift	$0	-4,000	-0.76%	$0.000000	520,285	24 Jul 2023	Direct
holding	XFLT	Common Shares of Beneficial Ownership						10,205	24 Jul 2023	XA Investments LLC
holding	XFLT	Common Shares of Beneficial Ownership						15,050	24 Jul 2023	XMS Holdings LLC
holding	XFLT	Common Shares of Beneficial Ownership						633	24 Jul 2023	By Spouse

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

Includes 8,787.78 shares acquired under the XFLT dividend reinvestment plan for John Yogi Spence. Also includes 50.353 shares acquired under the XFLT dividend reinvestment plan for his spouse. Also includes 500 shares disposed via gifts on 12/27/22.