John Yogi Spence - 01 Oct 2025 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Role
Vice President
Signature
/s/
Issuer symbol
XFLT
Transactions as of
01 Oct 2025
Net transactions value
$0
Form type
4
Filing time
30 Dec 2025, 14:35:14 UTC
Previous filing
14 Nov 2025
Next filing
19 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Spence John Yogi Vice President 321 N. CLARK STREET, CHICAGO /s/ 30 Dec 2025 0001718133

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Gift $0 -7,811 -33% $0.000000 16,104 24 Dec 2025 XMS Holdings LLC
holding XFLT Common Shares of Beneficial Ownership 550,859 01 Oct 2025 Direct F1
holding XFLT Common Shares of Beneficial Ownership 10,250 01 Oct 2025 XA Investments LLC
holding XFLT Common Shares of Beneficial Ownership 10,300 01 Oct 2025 By Spouse F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares beneficially owned reflect 20 received through the XFLT Dividend Reinvestment Plan
F2 Shares beneficially owned reflect 424.986 received through the XFLT Dividend Reinvestment Plan

Remarks:

Share transaction reflects a disposition 7,811 of shares to employees.