John Yogi Spence - 30 Sep 2024 Form 5 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Role
Adviser Personnel
Signature
John Yogi Spence
Issuer symbol
XFLT
Transactions as of
30 Sep 2024
Net transactions value
$0
Form type
5
Filing time
15 Nov 2024, 17:34:22 UTC
Previous filing
21 Oct 2024
Next filing
02 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Other $0 -2,390 -8.6% $0.000000 25,498 10 Jul 2024 XMS Holdings LLC F1
transaction XFLT Common Shares of Beneficial Ownership Purchase $0 -831 -3.2% $0.000000 25,498 17 Jul 2024 XMS Holdings LLC F2
holding XFLT Common Shares of Beneficial Ownership 544,806 30 Sep 2024 Direct F3
holding XFLT Common Shares of Beneficial Ownership 10,250 30 Sep 2024 XA Investments LLC
holding XFLT Common Shares of Beneficial Ownership 753 30 Sep 2024 By Spouse F4
holding XFLT Common Shares of Beneficial Ownership 25,498 30 Sep 2024 XMS Holdings LLC F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares disposed on 07/10/2024 were transferred from XMS Holdings, LLC pursuant to compensatory shares transferred to employee upon separation from the firm
F2 Shares disposed on 07/17/2024 were transferred from XMS Holdings, LLC pursuant to compensatory shares transferred to employee upon separation from the firm
F3 Includes 13042.996 shares acquired through the XFLT Dividend Reinvestment Plan
F4 Includes 36.332 shares acquired through the XFLT Dividend Reinvestment Plan
F5 Includes 1318.03 shares acquired through the XFLT Dividend Reinvestment Plan