John Yogi Spence - Sep 30, 2024 Form 5 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Role
Adviser Personnel
Signature
John Yogi Spence
Stock symbol
XFLT
Transactions as of
Sep 30, 2024
Transactions value $
$0
Form type
5
Date filed
11/15/2024, 05:34 PM
Previous filing
Oct 21, 2024
Next filing
Dec 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Other $0 -2.39K -8.57% $0.00 25.5K Jul 10, 2024 XMS Holdings LLC F1
transaction XFLT Common Shares of Beneficial Ownership Purchase $0 -831 -3.16% $0.00 25.5K Jul 17, 2024 XMS Holdings LLC F2
holding XFLT Common Shares of Beneficial Ownership 545K Sep 30, 2024 Direct F3
holding XFLT Common Shares of Beneficial Ownership 10.3K Sep 30, 2024 XA Investments LLC
holding XFLT Common Shares of Beneficial Ownership 753 Sep 30, 2024 By Spouse F4
holding XFLT Common Shares of Beneficial Ownership 25.5K Sep 30, 2024 XMS Holdings LLC F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares disposed on 07/10/2024 were transferred from XMS Holdings, LLC pursuant to compensatory shares transferred to employee upon separation from the firm
F2 Shares disposed on 07/17/2024 were transferred from XMS Holdings, LLC pursuant to compensatory shares transferred to employee upon separation from the firm
F3 Includes 13042.996 shares acquired through the XFLT Dividend Reinvestment Plan
F4 Includes 36.332 shares acquired through the XFLT Dividend Reinvestment Plan
F5 Includes 1318.03 shares acquired through the XFLT Dividend Reinvestment Plan