Key facts
- This page summarizes John Yogi Spence's Form 5 filing for Octagon XAI CLO Income Fund.
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 14 Nov 2025, 16:42.
John Yogi Spence - 30 Sep 2025 Form 5 Insider Report for Octagon XAI CLO Income Fund
- Reporting relationship
- Adviser Personnel
- Issuer ticker
- N/A
- Reported as of
- 30 Sep 2025
- Net transaction value
- $0
- SEC form
- 5
- Accepted by SEC
- 14 Nov 2025, 16:42:34 UTC
- Prior SEC filing
- 21 Feb 2025
- Next SEC filing
- 30 Dec 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
John Yogi Spence filed Form 5 for Octagon XAI CLO Income Fund on 14 Nov 2025.
Change
- Previous filing in this sequence was filed on 21 Feb 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 5 disclosures.
Reporting Owners (1)
CIK 0001718133
Primary reporting owner
Spence John Yogi
- Relationship
- Adviser Personnel
- Address
- 321 N. CLARK STREET, CHICAGO
- Signature
- /s/
- Signature date
- 14 Nov 2025
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
No ticker
holding
Class A Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,050
- Date
- 30 Sep 2025
- Ownership
- Direct
- Footnotes
- F1
No ticker
holding
Class I Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 63
- Date
- 30 Sep 2025
- Ownership
- Direct
- Footnotes
- F2
No ticker
holding
Class I Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,000
- Date
- 30 Sep 2025
- Ownership
- XA Investments LLC
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Shares beneficially owned reflect 82.532 received through the OCTIX Dividend Reinvestment Plan
Footnote F2
Shares beneficially owned reflect 3.909 received through the OCTIX Dividend Reinvestment Plan
Footnote F3
Common Shares owned by XA Investments LLC ("XAI"), the Trust's investment manager may be deemed to be indirectly beneficially owned by Mr. Spence by virtue of his control of XAI.