John Yogi Spence - Nov 3, 2022 Form 4/A - Amendment Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role: Adviser Personnel
Signature: /s/ John Yogi Spence
Stock symbol: XFLT
Transactions as of: Nov 3, 2022
Transactions value $: $25,544
Form type: 4/A - Amendment
Date filed: 11/9/2022, 05:22 PM
Date Of Original Report: Nov 4, 2022
Previous filing: Sep 23, 2022
Next filing: Nov 9, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$2.62K	+412		$6.35	412	Nov 3, 2022	XMS Holdings LLC
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$22.9K	+3.59K	+870.87%	$6.39	4K	Nov 4, 2022	XMS Holdings LLC
holding	XFLT	Common Shares of Beneficial Ownership						515K	Nov 3, 2022	Direct
holding	XFLT	Common Shares of Beneficial Ownership						10.2K	Nov 3, 2022	XA Investments LLC
holding	XFLT	Common Shares of Beneficial Ownership						595	Nov 3, 2022	By Spouse

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XA Investments is a subsidiary of XMS Holdings LLC. Includes 1,217.255 shares acquired under XFLT dividend reinvestment plan and 12.873 shares for spouse dividend.