John Yogi Spence - Nov 13, 2023 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
Adviser Personnel
Signature
/s/ John Yogi Spence
Stock symbol
XFLT
Transactions as of
Nov 13, 2023
Transactions value $
$2,046
Form type
4
Date filed
11/16/2023, 12:05 PM
Previous filing
Jul 26, 2023
Next filing
Dec 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $2.05K +289 +1.66% $7.08 17.7K Nov 13, 2023 XMS Holdings LLC
holding XFLT Common Shares of Beneficial Ownership 533K Nov 13, 2023 Direct
holding XFLT Common Shares of Beneficial Ownership 10.3K Nov 13, 2023 XA Investments LLC
holding XFLT Common Shares of Beneficial Ownership 666 Nov 13, 2023 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XMS Holdings LLC purchased the shares in connection with planned employee compensation awards. Includes 2,633.85 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC. Includes 21,763.299 shares acquired under the XFLT dividend reinvestment plan for John Yogi Spence. Also includes 83.302 shares acquired under the XFLT dividend reinvestment plan for his spouse.