John Yogi Spence - 13 Nov 2023 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role: Adviser Personnel
Signature: /s/ John Yogi Spence
Issuer symbol: XFLT
Transactions as of: 13 Nov 2023
Net transactions value: +$2,046
Form type: 4
Filing time: 16 Nov 2023, 12:05:30 UTC
Previous filing: 26 Jul 2023
Next filing: 06 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$2,046	+289	+1.7%	$7.08	17,684	13 Nov 2023	XMS Holdings LLC
holding	XFLT	Common Shares of Beneficial Ownership						533,260	13 Nov 2023	Direct
holding	XFLT	Common Shares of Beneficial Ownership						10,250	13 Nov 2023	XA Investments LLC
holding	XFLT	Common Shares of Beneficial Ownership						666	13 Nov 2023	By Spouse

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XMS Holdings LLC purchased the shares in connection with planned employee compensation awards. Includes 2,633.85 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC. Includes 21,763.299 shares acquired under the XFLT dividend reinvestment plan for John Yogi Spence. Also includes 83.302 shares acquired under the XFLT dividend reinvestment plan for his spouse.