John Yogi Spence - 21 Feb 2025 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Role
Vice President
Signature
/s/John Yogi Spence
Issuer symbol
XFLT
Transactions as of
21 Feb 2025
Net transactions value
+$12,760
Form type
4
Filing time
21 Feb 2025, 19:23:16 UTC
Previous filing
19 Feb 2025
Next filing
14 Nov 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $12,760 +2,000 +0.36% $6.38 551,806 21 Feb 2025 Direct
holding XFLT Common Shares of Beneficial Ownership 20,977 21 Feb 2025 XMS Holdings, LLC F1
holding XFLT Common Shares of Beneficial Ownership 10,250 21 Feb 2025 XA Investments, LLC F2
holding XFLT Common Shares of Beneficial Ownership 800 21 Feb 2025 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Spence may be deemed to beneficially own shares owned by XMS Holdings, LLC due to his control of XMS Holdings, LLC
F2 Mr. Spence may be deemed to beneficially own shares owned by XA Investments, LLC due to his control of XA Investments, LLC