John Yogi Spence - 09 May 2024 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Role
Advisor Personnel
Signature
/s/ John Yogi Spence
Issuer symbol
XFLT
Transactions as of
09 May 2024
Net transactions value
+$48,962
Form type
4
Filing time
10 May 2024, 16:37:25 UTC
Previous filing
26 Feb 2024
Next filing
23 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $24,363 +3,417 +17% $7.13 23,951 09 May 2024 XMS Holdings LLC F1
transaction XFLT Common Shares of Beneficial Ownership Purchase $24,598 +3,450 +14% $7.13 27,401 10 May 2024 XMS Holdings LLC F1
holding XFLT Common Shares of Beneficial Ownership 537,763 09 May 2024 Direct F2
holding XFLT Common Shares of Beneficial Ownership 717 09 May 2024 By Spouse F3
holding XFLT Common Shares of Beneficial Ownership 10,250 09 May 2024 XA Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,207.18 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC
F2 Includes 3,744.21 shares acquired under the XFLT dividend reinvestment plan for John Yogi Spence
F3 Includes 42.141 shares acquired under the XFLT dividend reinvestment plan for spouse of John Yogi Spence