John Yogi Spence - May 9, 2024 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Role
Advisor Personnel
Signature
/s/ John Yogi Spence
Stock symbol
XFLT
Transactions as of
May 9, 2024
Transactions value $
$48,962
Form type
4
Date filed
5/10/2024, 04:37 PM
Previous filing
Feb 26, 2024
Next filing
May 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $24.4K +3.42K +16.64% $7.13 24K May 9, 2024 XMS Holdings LLC F1
transaction XFLT Common Shares of Beneficial Ownership Purchase $24.6K +3.45K +14.4% $7.13 27.4K May 10, 2024 XMS Holdings LLC F1
holding XFLT Common Shares of Beneficial Ownership 538K May 9, 2024 Direct F2
holding XFLT Common Shares of Beneficial Ownership 717 May 9, 2024 By Spouse F3
holding XFLT Common Shares of Beneficial Ownership 10.3K May 9, 2024 XA Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,207.18 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC
F2 Includes 3,744.21 shares acquired under the XFLT dividend reinvestment plan for John Yogi Spence
F3 Includes 42.141 shares acquired under the XFLT dividend reinvestment plan for spouse of John Yogi Spence