Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
PHD
Shares outstanding
12,280,456
Price per share
$9.95
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
6,290,168
Total reported value
$62,646,096
% of total 13F portfolios
0%
Share change
+1,922,649
Value change
+$19,214,986
Number of holders
48
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
ABSOLUTE INVESTMENT ADVISERS, LLC 11% $13,725,566 1,400,568 Absolute Investment Advisers, LLC 23 Sep 2025
Almitas Capital LLC 5.7% $6,971,861 699,986 Almitas Capital LLC 30 Sep 2025

As of 30 Sep 2025, 48 institutional investors reported holding 6,290,168 shares of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD). This represents 51% of the company’s total 12,280,456 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) together control 49% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
ABSOLUTE INVESTMENT ADVISERS, LLC 12% 1,421,772 +1896% 1.8% $14,160,849
Almitas Capital LLC 5.7% 699,986 +107% 1.6% $6,971,861
Quarry LP 4.3% 531,617 +2567% 1.3% $5,294,905
Kovitz Investment Group Partners, LLC 2.9% 360,129 +150% 0.01% $3,586,889
Saba Capital Management, L.P. 2.6% 319,614 0% 0.11% $3,183,355
Advisors Asset Management, Inc. 2.6% 315,610 -8% 0.05% $3,143,476
Invesco Ltd. 2% 249,946 -26% 0% $2,489,462
LAKE STREET PRIVATE WEALTH, LLC 1.9% 232,000 -66% 0.3% $2,310,720
Ethos Financial Group, LLC 1.7% 203,147 -4.8% 0.16% $2,023,339
Clear Creek Financial Management, LLC 1.6% 196,389 +13% 0.17% $1,956,034
BANK OF AMERICA CORP /DE/ 1.4% 173,513 -11% 0% $1,728,185
CSS LLC/IL 1.4% 171,845 +135% 0.1% $1,711,576
MORGAN STANLEY 1.1% 137,192 +3.4% 0% $1,366,432
GUGGENHEIM CAPITAL LLC 1.1% 136,675 -39% 0.01% $1,361,283
ICON ADVISERS INC/CO 1% 126,566 0.28% $1,260,597
ROYAL BANK OF CANADA 0.81% 99,340 +11% 0% $989,000
Noble Wealth Management PBC 0.8% 98,700 +10867% 0.52% $983,052
COHEN & STEERS, INC. 0.73% 90,000 +125% 0% $896,000
ADAPT WEALTH ADVISORS, LLC 0.72% 88,137 0.32% $877,845
Balyasny Asset Management L.P. 0.61% 74,743 +65% 0% $744,440
OSAIC HOLDINGS, INC. 0.55% 67,653 -3.9% 0% $670,170
Fiera Capital Corp 0.53% 64,605 +32% 0% $643,466
Logan Stone Capital, LLC 0.43% 53,003 +41% 0.24% $527,910
WELLS FARGO & COMPANY/MN 0.41% 50,678 +20% 0% $504,751
CAPTRUST FINANCIAL ADVISORS 0.41% 50,231 -1.8% 0% $500,301

Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 0 $0 -$3,638,848 $9.95 0
2025 Q3 6,290,168 $62,646,096 +$19,214,986 $9.96 48
2025 Q2 4,377,873 $42,990,436 +$6,632,303 $9.82 50
2025 Q1 3,709,380 $35,105,329 +$4,677,394 $9.47 43
2024 Q4 3,212,029 $31,093,328 -$198,307 $9.68 41
2024 Q3 3,210,819 $31,787,550 -$145,180 $9.90 40
2024 Q2 3,891,816 $37,593,404 +$6,513,755 $9.66 43
2024 Q1 3,217,394 $31,142,933 -$2,498,782 $9.68 42
2023 Q4 3,504,747 $32,148,570 +$1,785,812 $9.17 49
2023 Q3 3,278,511 $29,545,583 -$2,236,543 $9.01 47
2023 Q2 3,535,626 $30,686,091 +$1,783,464 $8.68 52
2023 Q1 3,330,172 $28,970,389 -$1,102,868 $8.70 50
2022 Q4 3,565,864 $31,282,032 -$1,631,861 $8.77 42
2022 Q3 3,724,800 $32,106,000 +$1,481,341 $8.62 49
2022 Q2 3,551,027 $31,531,631 +$5,513,589 $8.88 49
2022 Q1 2,922,836 $30,600,000 +$2,863,032 $10.47 37
2021 Q4 2,636,533 $30,610,000 -$9,671,524 $11.61 37
2021 Q3 3,436,305 $39,548,000 +$3,408,548 $11.49 37
2021 Q2 3,138,579 $37,455,000 -$1,926,069 $11.93 38
2021 Q1 3,302,910 $37,852,000 -$3,339,124 $11.46 41
2020 Q4 3,745,895 $38,218,000 -$94,269,889 $10.20 47
2020 Q3 12,970,435 $131,034,060 +$5,871,591 $10.10 45
2020 Q2 12,383,835 $117,980,000 +$10,487,580 $9.51 48
2020 Q1 11,407,922 $87,330,125 +$3,113,933 $7.65 55
2019 Q4 11,206,216 $122,919,582 +$8,844,038 $10.97 56
2019 Q3 10,237,023 $107,755,001 +$7,196,996 $10.53 55
2019 Q2 9,546,501 $101,984,053 +$2,681 $10.69 57
2019 Q1 9,334,190 $97,170,000 +$8,201,572 $10.40 57
2018 Q4 8,844,915 $87,520,000 +$691,336 $9.84 60
2018 Q3 7,912,086 $87,025,989 +$4,931,550 $11.03 57
2018 Q2 7,459,765 $83,392,426 +$781,456 $11.18 60
2018 Q1 7,388,447 $86,146,274 -$1,546,131 $11.65 53
2017 Q4 7,530,938 $86,396,510 -$10,134,796 $11.47 54
2017 Q3 7,742,098 $92,600,758 -$3,670,736 $11.96 53
2017 Q2 8,049,260 $95,780,170 -$914,395 $11.90 54
2017 Q1 7,912,723 $96,707,276 -$3,941,555 $12.22 48
2016 Q4 8,441,747 $100,238,870 -$18,951,067 $11.87 55
2016 Q3 9,919,138 $117,027,612 +$9,254,548 $11.80 50
2016 Q2 9,135,588 $102,956,457 -$5,002,345 $11.27 50
2016 Q1 9,586,224 $107,188,404 +$7,677,474 $11.19 58
2015 Q4 8,903,060 $96,574,828 +$826,297 $10.85 61
2015 Q3 8,015,706 $90,718,627 +$10,876,135 $11.32 50
2015 Q2 7,413,862 $84,381,740 +$3,060,132 $11.38 43
2015 Q1 7,250,342 $84,317,756 +$3,777,930 $11.63 44
2014 Q4 7,085,169 $80,616,553 +$9,770,665 $11.38 50
2014 Q3 6,081,743 $71,579,628 +$2,869,223 $11.75 41
2014 Q2 5,840,048 $72,826,084 +$1,677,187 $12.47 41
2014 Q1 5,696,104 $71,977,193 +$744,202 $12.64 40