Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q2 2022 13F Holders as of 30 Jun 2022
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 3,551,027
- Share change
- +628,483
- Total reported value
- $31,531,631
- Price per share
- $8.88
- Number of holders
- 49
- Value change
- +$5,513,589
- Number of buys
- 31
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 72369J102:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
3.8%
|
465,304
|
$4,872,000 | — | 31 Mar 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
3.1%
|
374,879
|
$3,925,000 | — | 31 Mar 2022 | |
| LAKE STREET PRIVATE WEALTH, LLC |
13F
|
Company |
2.7%
|
334,375
|
$3,501,000 | — | 31 Mar 2022 | |
| Invesco Ltd. |
13F
|
Company |
2.5%
|
301,767
|
$3,160,000 | — | 31 Mar 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.9%
|
231,577
|
$2,425,000 | — | 31 Mar 2022 | |
| MORGAN STANLEY |
13F
|
Company |
1.5%
|
187,733
|
$1,966,000 | — | 31 Mar 2022 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
1.1%
|
131,489
|
$1,377,000 | — | 31 Mar 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.93%
|
114,757
|
$1,202,000 | — | 31 Mar 2022 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0.9%
|
110,982
|
$1,162,000 | — | 31 Mar 2022 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
0.79%
|
97,345
|
$1,019,000 | — | 31 Mar 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.77%
|
94,515
|
$990,000 | — | 31 Mar 2022 | |
| Wagner Wealth Management, LLC |
13F
|
Company |
0.46%
|
56,537
|
$592,000 | — | 31 Mar 2022 | |
| UBS Group AG |
13F
|
Company |
0.38%
|
46,155
|
$483,000 | — | 31 Mar 2022 | |
| Fiera Capital Corp |
13F
|
Company |
0.37%
|
45,189
|
$473,000 | — | 31 Mar 2022 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.37%
|
45,041
|
$472,000 | — | 31 Mar 2022 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.35%
|
43,098
|
$451,000 | — | 31 Mar 2022 | |
| CW Advisors, LLC |
13F
|
Company |
0.34%
|
41,788
|
$438,000 | — | 31 Mar 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.22%
|
26,817
|
$281,000 | — | 31 Mar 2022 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.21%
|
25,294
|
$265,000 | — | 31 Mar 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.17%
|
21,071
|
$220,000 | — | 31 Mar 2022 | |
| Round Table Services, LLC |
13F
|
Company |
0.14%
|
17,379
|
$182,000 | — | 31 Mar 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.13%
|
15,808
|
$166,000 | — | 31 Mar 2022 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0.12%
|
14,949
|
$157,000 | — | 31 Mar 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.11%
|
14,000
|
$146,000 | — | 31 Mar 2022 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.11%
|
13,917
|
$146,000 | — | 31 Mar 2022 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.11%
|
13,595
|
$142,000 | — | 31 Mar 2022 | |
| AXXCESS WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
11,663
|
$122,000 | — | 31 Mar 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.06%
|
7,199
|
$75,000 | — | 31 Mar 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
5,900
|
$62,000 | — | 31 Mar 2022 | |
| Bogart Wealth, LLC |
13F
|
Company |
0.02%
|
2,700
|
$28,000 | — | 31 Mar 2022 | |
| TCTC Holdings, LLC |
13F
|
Company |
0.02%
|
2,250
|
$24,000 | — | 31 Mar 2022 | |
| Worth Asset Management, LLC |
13F
|
Company |
0.02%
|
2,295
|
$21,000 | — | 31 Mar 2022 | |
| Byrne Asset Management LLC |
13F
|
Company |
0.01%
|
1,650
|
$17,000 | — | 31 Mar 2022 | |
| Stonebridge Capital Advisors LLC |
13F
|
Company |
0.01%
|
1,469
|
$15,000 | — | 31 Mar 2022 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0.01%
|
1,165
|
$11,000 | — | 31 Mar 2022 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
735
|
$7,000 | — | 31 Mar 2022 | |
| Beacon Capital Management, LLC |
13F
|
Company |
0%
|
449
|
$5,000 | — | 31 Mar 2022 | |
| Gradient Investments LLC |
13F
|
Company |
0%
|
157
|
$2,000 | — | 31 Mar 2022 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q2 2022
As of 30 Jun 2022,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
49 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,551,027 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, Invesco Ltd., Janney Montgomery Scott LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, WOLVERINE ASSET MANAGEMENT LLC, Shaker Financial Services, LLC, 1607 Capital Partners, LLC, Wagner Wealth Management, LLC, and TRUSTCORE FINANCIAL SERVICES, LLC.
This page lists
49
institutional shareholders reporting positions in this security
for the Q2 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2022 vs Q1 2022 Across Filers
Q1 2022 holders
37
Q2 2022 holders
49
Holder diff
12
| Investor | Q1 2022 Shares | Q2 2022 Shares | Share Diff | Share Chg % | Q1 2022 Value $ | Q2 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.