Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 3,436,305
- Share change
- +297,726
- Total reported value
- $39,548,000
- Price per share
- $11.49
- Number of holders
- 37
- Value change
- +$3,408,548
- Number of buys
- 14
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 72369J102:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
|
Company |
5%
|
613,094
|
$7,314,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.1%
|
505,583
|
$6,032,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
3.9%
|
484,132
|
$5,776,000 | — | 30 Jun 2021 | |
| LAKE STREET PRIVATE WEALTH, LLC |
13F
|
Company |
2.3%
|
286,650
|
$3,434,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.6%
|
194,595
|
$2,322,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
1.4%
|
173,894
|
$2,075,000 | — | 30 Jun 2021 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
1.1%
|
138,649
|
$1,654,000 | — | 30 Jun 2021 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
1.1%
|
138,159
|
$1,648,000 | — | 30 Jun 2021 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0.9%
|
110,982
|
$1,324,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.87%
|
106,227
|
$1,267,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.4%
|
48,818
|
$582,000 | — | 30 Jun 2021 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.34%
|
41,845
|
$499,000 | — | 30 Jun 2021 | |
| Fiera Capital Corp |
13F
|
Company |
0.28%
|
34,359
|
$410,000 | — | 30 Jun 2021 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.21%
|
25,241
|
$301,000 | — | 30 Jun 2021 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.17%
|
21,100
|
$252,000 | — | 30 Jun 2021 | |
| Wagner Wealth Management, LLC |
13F
|
Company |
0.16%
|
20,215
|
$241,000 | — | 30 Jun 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.16%
|
19,382
|
$231,000 | — | 30 Jun 2021 | |
| Congress Park Capital LLC |
13F
|
Company |
0.13%
|
16,500
|
$197,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.13%
|
16,208
|
$193,000 | — | 30 Jun 2021 | |
| Round Table Services, LLC |
13F
|
Company |
0.13%
|
16,064
|
$192,000 | — | 30 Jun 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.13%
|
15,699
|
$187,000 | — | 30 Jun 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.12%
|
15,000
|
$179,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.11%
|
14,088
|
$168,000 | — | 30 Jun 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.1%
|
12,425
|
$148,000 | — | 30 Jun 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.1%
|
12,308
|
$147,000 | — | 30 Jun 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.1%
|
12,418
|
$146,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.1%
|
12,000
|
$143,000 | — | 30 Jun 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.06%
|
7,199
|
$86,000 | — | 30 Jun 2021 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
0.05%
|
6,511
|
$78,000 | — | 30 Jun 2021 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.05%
|
6,051
|
$72,000 | — | 30 Jun 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
5,900
|
$70,000 | — | 30 Jun 2021 | |
| TCTC Holdings, LLC |
13F
|
Company |
0.02%
|
2,250
|
$27,000 | — | 30 Jun 2021 | |
| Stonebridge Capital Advisors LLC |
13F
|
Company |
0.01%
|
1,469
|
$18,000 | — | 30 Jun 2021 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.01%
|
1,307
|
$16,000 | — | 30 Jun 2021 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0.01%
|
1,165
|
$14,000 | — | 30 Jun 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
735
|
$8,000 | — | 30 Jun 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
200
|
$2,000 | — | 30 Jun 2021 | |
| Gradient Investments LLC |
13F
|
Company |
0%
|
157
|
$2,000 | — | 30 Jun 2021 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q3 2021
As of 30 Sep 2021,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,436,305 shares.
The largest 10 holders included
INVESCO SENIOR SECURED MANAGEMENT INC /ADV, GUGGENHEIM CAPITAL LLC, Invesco Ltd., LAKE STREET FINANCIAL LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, Shaker Financial Services, LLC, FLAGSHIP HARBOR ADVISORS, LLC, Clear Creek Financial Management, LLC, and TRUSTCORE FINANCIAL SERVICES, LLC.
This page lists
37
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
38
Q3 2021 holders
37
Holder diff
-1
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.