Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 2,636,533
- Share change
- -834,179
- Total reported value
- $30,610,000
- Price per share
- $11.61
- Number of holders
- 37
- Value change
- -$9,671,524
- Number of buys
- 15
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 72369J102:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
|
Company |
5%
|
613,094
|
$7,044,000 | — | 30 Sep 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.6%
|
564,182
|
$6,482,000 | — | 30 Sep 2021 | |
| Invesco Ltd. |
13F
|
Company |
3.9%
|
480,126
|
$5,516,000 | — | 30 Sep 2021 | |
| LAKE STREET PRIVATE WEALTH, LLC |
13F
|
Company |
2.5%
|
305,075
|
$3,505,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.7%
|
214,018
|
$2,459,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
1.6%
|
191,525
|
$2,201,000 | — | 30 Sep 2021 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
1.1%
|
138,159
|
$1,648,000 | — | 30 Sep 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.2%
|
141,930
|
$1,631,000 | — | 30 Sep 2021 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
1.1%
|
136,665
|
$1,570,000 | — | 30 Sep 2021 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0.9%
|
110,982
|
$1,275,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.89%
|
109,345
|
$1,257,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.61%
|
74,497
|
$856,000 | — | 30 Sep 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.44%
|
54,623
|
$628,000 | — | 30 Sep 2021 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.34%
|
41,443
|
$476,000 | — | 30 Sep 2021 | |
| Fiera Capital Corp |
13F
|
Company |
0.28%
|
34,359
|
$395,000 | — | 30 Sep 2021 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.2%
|
25,174
|
$289,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.18%
|
21,968
|
$252,000 | — | 30 Sep 2021 | |
| Round Table Services, LLC |
13F
|
Company |
0.14%
|
17,379
|
$200,000 | — | 30 Sep 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.14%
|
17,300
|
$198,000 | — | 30 Sep 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.14%
|
17,174
|
$197,000 | — | 30 Sep 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.14%
|
17,100
|
$196,000 | — | 30 Sep 2021 | |
| Congress Park Capital LLC |
13F
|
Company |
0.13%
|
16,500
|
$190,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.11%
|
13,843
|
$160,000 | — | 30 Sep 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.11%
|
13,308
|
$153,000 | — | 30 Sep 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.1%
|
12,418
|
$146,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.1%
|
12,000
|
$137,000 | — | 30 Sep 2021 | |
| Wagner Wealth Management, LLC |
13F
|
Company |
0.09%
|
10,915
|
$128,000 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.06%
|
7,199
|
$83,000 | — | 30 Sep 2021 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
0.05%
|
6,511
|
$75,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
5,900
|
$68,000 | — | 30 Sep 2021 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.03%
|
4,200
|
$48,000 | — | 30 Sep 2021 | |
| TCTC Holdings, LLC |
13F
|
Company |
0.02%
|
2,250
|
$26,000 | — | 30 Sep 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,617
|
$19,000 | — | 30 Sep 2021 | |
| Stonebridge Capital Advisors LLC |
13F
|
Company |
0.01%
|
1,469
|
$17,000 | — | 30 Sep 2021 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0.01%
|
1,165
|
$13,000 | — | 30 Sep 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
735
|
$8,000 | — | 30 Sep 2021 | |
| Gradient Investments LLC |
13F
|
Company |
0%
|
157
|
$2,000 | — | 30 Sep 2021 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q4 2021
As of 31 Dec 2021,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,636,533 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, LAKE STREET FINANCIAL LLC, Invesco Ltd., BANK OF AMERICA CORP /DE/, MORGAN STANLEY, Clear Creek Financial Management, LLC, FLAGSHIP HARBOR ADVISORS, LLC, Janney Montgomery Scott LLC, WELLS FARGO & COMPANY/MN, and ROYAL BANK OF CANADA.
This page lists
37
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
37
Q4 2021 holders
37
Holder diff
0
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.