Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q4 2024 13F Holders as of 31 Dec 2024
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 3,212,029
- Share change
- -20,417
- Total reported value
- $31,093,328
- Price per share
- $9.68
- Number of holders
- 41
- Value change
- -$198,307
- Number of buys
- 14
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 72369J102:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAKE STREET PRIVATE WEALTH, LLC |
13F
|
Company |
5.7%
|
703,350
|
$6,963,165 | — | 30 Sep 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.8%
|
347,536
|
$3,440,606 | — | 30 Sep 2024 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.7%
|
335,441
|
$3,320,866 | — | 30 Sep 2024 | |
| Invesco Ltd. |
13F
|
Company |
2.6%
|
320,634
|
$3,174,276 | — | 30 Sep 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.4%
|
290,201
|
$2,872,992 | — | 30 Sep 2024 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
153,564
|
$1,520,291 | — | 30 Sep 2024 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
1.1%
|
137,527
|
$1,361,517 | — | 30 Sep 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.79%
|
97,578
|
$966,000 | — | 30 Sep 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.77%
|
94,788
|
$938,402 | — | 30 Sep 2024 | |
| Pathstone Holdings, LLC |
13F
|
Company |
0.7%
|
85,367
|
$845,165 | — | 30 Sep 2024 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.57%
|
70,244
|
$695,416 | — | 30 Sep 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.49%
|
60,154
|
$595,421 | — | 30 Sep 2024 | |
| RIVERBRIDGE PARTNERS LLC |
13F
|
Company |
0.45%
|
54,696
|
$541,490 | — | 30 Sep 2024 | |
| UBS Group AG |
13F
|
Company |
0.44%
|
54,081
|
$535,402 | — | 30 Sep 2024 | |
| Fiera Capital Corp |
13F
|
Company |
0.42%
|
51,360
|
$508,464 | — | 30 Sep 2024 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.41%
|
50,231
|
$497,287 | — | 30 Sep 2024 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.38%
|
46,751
|
$463,000 | — | 30 Sep 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.36%
|
43,686
|
$432,490 | — | 30 Sep 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.21%
|
26,125
|
$258,642 | — | 30 Sep 2024 | |
| ROTHSCHILD INVESTMENT LLC |
13F
|
Company |
0.2%
|
24,800
|
$245,520 | — | 30 Sep 2024 | |
| MELFA WEALTH MANAGEMENT, INC. |
13F
|
Company |
0.17%
|
21,151
|
$209,393 | — | 30 Sep 2024 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.15%
|
18,578
|
$183,923 | — | 30 Sep 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.13%
|
16,371
|
$162,000 | — | 30 Sep 2024 | |
| LPL Financial LLC |
13F
|
Company |
0.11%
|
13,045
|
$129,146 | — | 30 Sep 2024 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.11%
|
13,031
|
$129,008 | — | 30 Sep 2024 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.1%
|
12,653
|
$126,000 | — | 30 Sep 2024 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.1%
|
12,381
|
$122,577 | — | 30 Sep 2024 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.1%
|
12,250
|
$121,000 | — | 30 Sep 2024 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
0.1%
|
12,146
|
$120,249 | — | 30 Sep 2024 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.08%
|
10,000
|
$99,000 | — | 30 Sep 2024 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
6,049
|
$59,887 | — | 30 Sep 2024 | |
| GPS Wealth Strategies Group, LLC |
13F
|
Company |
0.03%
|
3,555
|
$35,195 | — | 30 Sep 2024 | |
| Bogart Wealth, LLC |
13F
|
Company |
0.02%
|
2,700
|
$26,730 | — | 30 Sep 2024 | |
| Jaffetilchin Investment Partners, LLC |
13F
|
Company |
0.02%
|
2,443
|
$24,186 | — | 30 Sep 2024 | |
| TCTC Holdings, LLC |
13F
|
Company |
0.02%
|
2,250
|
$22,275 | — | 30 Sep 2024 | |
| Venturi Wealth Management, LLC |
13F
|
Company |
0.01%
|
1,780
|
$17,622 | — | 30 Sep 2024 | |
| Avior Wealth Management, LLC |
13F
|
Company |
0.01%
|
1,154
|
$11,424 | — | 30 Sep 2024 | |
| BARTLETT & CO. WEALTH MANAGEMENT LLC |
13F
|
Company |
0.01%
|
750
|
$7,425 | — | 30 Sep 2024 | |
| Gen-Wealth Partners Inc |
13F
|
Company |
0%
|
417
|
$4,095 | — | 30 Sep 2024 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q4 2024
As of 31 Dec 2024,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
41 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,212,029 shares.
The largest 10 holders included
LAKE STREET PRIVATE WEALTH, LLC, Advisors Asset Management, Inc., Invesco Ltd., GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, Clear Creek Financial Management, LLC, Pathstone Holdings, LLC, MORGAN STANLEY, Shaker Financial Services, LLC, and Royal Bank of Canada.
This page lists
41
institutional shareholders reporting positions in this security
for the Q4 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2024 vs Q3 2024 Across Filers
Q3 2024 holders
40
Q4 2024 holders
41
Holder diff
1
| Investor | Q3 2024 Shares | Q4 2024 Shares | Share Diff | Share Chg % | Q3 2024 Value $ | Q4 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.