Security key
72369J102
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 3,138,579
- Share change
- -164,331
- Total reported value
- $37,455,000
- Price per share
- $11.93
- Number of holders
- 38
- Value change
- -$1,926,069
- Number of buys
- 16
- Number of sells
- 14
Report period
Q2 2021
Institutions
38
Top holders
10
PHD full security history
Newer quarter: Q3 2021
Previous quarter: Q1 2021
Pioneer Floating Rate Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 72369J102
Recent filing periods:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
|
Company |
5%
|
613,094
|
$7,026,000 | — | 31 Mar 2021 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
3.7%
|
453,894
|
$5,202,000 | — | 31 Mar 2021 | |
| Invesco Ltd. |
13F
|
Company |
3.6%
|
445,528
|
$5,106,000 | — | 31 Mar 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
3.4%
|
414,885
|
$4,755,000 | — | 31 Mar 2021 | |
| LAKE STREET PRIVATE WEALTH, LLC |
13F
|
Company |
2%
|
245,225
|
$2,810,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.5%
|
190,071
|
$2,178,000 | — | 31 Mar 2021 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
1.2%
|
141,959
|
$1,627,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
141,114
|
$1,617,000 | — | 31 Mar 2021 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0.9%
|
110,982
|
$1,272,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.83%
|
101,344
|
$1,162,000 | — | 31 Mar 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.38%
|
46,453
|
$532,000 | — | 31 Mar 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.36%
|
44,425
|
$509,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.36%
|
44,058
|
$505,000 | — | 31 Mar 2021 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.27%
|
33,599
|
$385,000 | — | 31 Mar 2021 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.23%
|
28,849
|
$331,000 | — | 31 Mar 2021 | |
| Fiera Capital Corp |
13F
|
Company |
0.21%
|
25,384
|
$291,000 | — | 31 Mar 2021 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.17%
|
21,100
|
$242,000 | — | 31 Mar 2021 | |
| Wagner Wealth Management, LLC |
13F
|
Company |
0.16%
|
20,215
|
$232,000 | — | 31 Mar 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.16%
|
19,339
|
$222,000 | — | 31 Mar 2021 | |
| Congress Park Capital LLC |
13F
|
Company |
0.13%
|
16,500
|
$189,000 | — | 31 Mar 2021 | |
| Round Table Services, LLC |
13F
|
Company |
0.13%
|
16,064
|
$184,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
0.13%
|
15,941
|
$183,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.13%
|
15,808
|
$181,000 | — | 31 Mar 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.12%
|
14,400
|
$165,000 | — | 31 Mar 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.11%
|
13,000
|
$148,000 | — | 31 Mar 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.1%
|
12,418
|
$145,000 | — | 31 Mar 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.1%
|
12,308
|
$141,000 | — | 31 Mar 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.1%
|
12,234
|
$140,000 | — | 31 Mar 2021 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.06%
|
7,017
|
$79,000 | — | 31 Mar 2021 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.05%
|
6,051
|
$69,000 | — | 31 Mar 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
5,900
|
$68,000 | — | 31 Mar 2021 | |
| TCTC Holdings, LLC |
13F
|
Company |
0.02%
|
2,250
|
$26,000 | — | 31 Mar 2021 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.02%
|
2,000
|
$23,000 | — | 31 Mar 2021 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,716
|
$18,000 | — | 31 Mar 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.01%
|
1,659
|
$19,000 | — | 31 Mar 2021 | |
| Stonebridge Capital Advisors LLC |
13F
|
Company |
0.01%
|
1,469
|
$17,000 | — | 31 Mar 2021 | |
| LOGAN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.01%
|
1,400
|
$16,000 | — | 31 Mar 2021 | |
| Prentice Wealth Management LLC |
13F
|
Company |
0.01%
|
1,200
|
$14,000 | — | 31 Mar 2021 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0.01%
|
1,165
|
$13,000 | — | 31 Mar 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
735
|
$8,000 | — | 31 Mar 2021 | |
| Gradient Investments LLC |
13F
|
Company |
0%
|
157
|
$2,000 | — | 31 Mar 2021 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q2 2021
As of 30 Jun 2021,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,138,579 shares.
The largest 10 holders included
INVESCO SENIOR SECURED MANAGEMENT INC /ADV, Guggenheim Capital LLC, Invesco Ltd., LAKE STREET FINANCIAL LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, Clear Creek Financial Management, LLC, FLAGSHIP HARBOR ADVISORS, LLC, TRUSTCORE FINANCIAL SERVICES, LLC, and WELLS FARGO & COMPANY/MN.
This page lists
38
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
41
Q2 2021 holders
38
Holder diff
-3
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.