Security key
72369J102
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q2 2021 13F Holders as of 30 Jun 2021
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 3,138,579
- Total 13F value
- $37,455,000
- Share change
- -164,331
- SEC-reported price per share
- $11.93
- Number of holders
- 38
- Value change
- -$1,926,069
- Number of buys
- 16
- Number of sells
- 14
- Shares outstanding
- 12,280,456
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q2 2021
Institutions
38
Top holders
10
PHD full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2021
Previous quarter: Q1 2021
Pioneer Floating Rate Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 72369J102
Recent filing periods:
Ownership snapshot
Top reported holders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
INVESCO SENIOR SECURED MA...
Disclosed value leader
INVESCO SENIOR SECURED MA...
Comparable rows
15/15
Latest evidence
31 Mar 2021
13F
Lead comparable stake: 5%
Showing 1-6 of 15 holder rows.
Quick read
INVESCO SENIOR SECURED MANAGEMENT INC /ADV leads the comparable SEC ownership view at 5%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens INVESCO SENIOR SECURED MANAGEMENT INC /ADV's linked filing trail.
Comparable ownership
Top 5
INVESCO SENIOR SECURED MANAGEMENT...
5%
Capital Investment Advisors, LLC
3.7%
Invesco Ltd.
3.6%
GUGGENHEIM CAPITAL LLC
3.4%
LAKE STREET PRIVATE WEALTH, LLC
2%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
Company
|
5%
|
$7,026,000
613,094 shares
|
— | 31 Mar 2021 |
| Capital Investment Advisors, LLC |
13F
Company
|
3.7%
|
$5,202,000
453,894 shares
|
— | 31 Mar 2021 |
| Invesco Ltd. |
13F
Company
|
3.6%
|
$5,106,000
445,528 shares
|
— | 31 Mar 2021 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
3.4%
|
$4,755,000
414,885 shares
|
— | 31 Mar 2021 |
| LAKE STREET PRIVATE WEALTH, LLC |
13F
Company
|
2%
|
$2,810,000
245,225 shares
|
— | 31 Mar 2021 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
1.5%
|
$2,178,000
190,071 shares
|
— | 31 Mar 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
38
Shares
3,138,579
Rows available
38
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
41
Q2 2021 holders
38
Holder diff
-3
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 value | Q2 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend