Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q2 2025 13F Holders as of 30 Jun 2025
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 4,377,873
- Share change
- +669,393
- Total reported value
- $42,990,436
- Price per share
- $9.82
- Number of holders
- 50
- Value change
- +$6,632,303
- Number of buys
- 27
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 72369J102:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAKE STREET PRIVATE WEALTH, LLC |
13F
|
Company |
5.6%
|
683,600
|
$6,473,692 | — | 31 Mar 2025 | |
| Pathstone Holdings, LLC |
13F
|
Company |
3.1%
|
375,164
|
$3,530,623 | — | 31 Mar 2025 | |
| Invesco Ltd. |
13F
|
Company |
2.8%
|
346,729
|
$3,283,524 | — | 31 Mar 2025 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.8%
|
345,387
|
$3,270,815 | — | 31 Mar 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.1%
|
253,930
|
$2,404,717 | — | 31 Mar 2025 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.8%
|
219,137
|
$2,075,227 | — | 31 Mar 2025 | |
| Ethos Financial Group, LLC |
13F
|
Company |
1.8%
|
215,427
|
$2,040,089 | — | 31 Mar 2025 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
1.2%
|
143,775
|
$1,361,549 | — | 31 Mar 2025 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1%
|
128,727
|
$1,219,045 | — | 31 Mar 2025 | |
| MORGAN STANLEY |
13F
|
Company |
1%
|
128,376
|
$1,215,724 | — | 31 Mar 2025 | |
| Virtus Investment Advisers, LLC |
13F
|
Company |
0.91%
|
112,122
|
$1,061,795 | — | 31 Mar 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.81%
|
99,160
|
$939,000 | — | 31 Mar 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.58%
|
71,557
|
$677,526 | — | 31 Mar 2025 | |
| RIVERBRIDGE PARTNERS LLC |
13F
|
Company |
0.49%
|
59,870
|
$566,973 | — | 31 Mar 2025 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.41%
|
50,231
|
$475,688 | — | 31 Mar 2025 | |
| Fiera Capital Corp |
13F
|
Company |
0.4%
|
48,795
|
$462,089 | — | 31 Mar 2025 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.38%
|
46,751
|
$443,000 | — | 31 Mar 2025 | |
| UBS Group AG |
13F
|
Company |
0.37%
|
45,318
|
$429,161 | — | 31 Mar 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.34%
|
41,328
|
$391,379 | — | 31 Mar 2025 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.31%
|
38,425
|
$363,884 | — | 31 Mar 2025 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.22%
|
26,842
|
$254,194 | — | 31 Mar 2025 | |
| ROTHSCHILD INVESTMENT LLC |
13F
|
Company |
0.2%
|
24,800
|
$234,856 | — | 31 Mar 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
0.18%
|
21,593
|
$204,484 | — | 31 Mar 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.17%
|
20,845
|
$197,403 | — | 31 Mar 2025 | |
| MELFA WEALTH MANAGEMENT, INC. |
13F
|
Company |
0.16%
|
19,497
|
$184,635 | — | 31 Mar 2025 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.15%
|
18,578
|
$175,935 | — | 31 Mar 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.13%
|
15,756
|
$149,000 | — | 31 Mar 2025 | |
| LPL Financial LLC |
13F
|
Company |
0.12%
|
14,834
|
$140,478 | — | 31 Mar 2025 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.11%
|
13,099
|
$124,052 | — | 31 Mar 2025 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.11%
|
13,097
|
$124,029 | — | 31 Mar 2025 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
0.1%
|
12,821
|
$121,411 | — | 31 Mar 2025 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.1%
|
11,850
|
$112,000 | — | 31 Mar 2025 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.09%
|
10,941
|
$103,608 | — | 31 Mar 2025 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.08%
|
10,000
|
$94,700 | — | 31 Mar 2025 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
6,154
|
$58,281 | — | 31 Mar 2025 | |
| MAI Capital Management |
13F
|
Company |
0.04%
|
5,000
|
$47,350 | — | 31 Mar 2025 | |
| GPS Wealth Strategies Group, LLC |
13F
|
Company |
0.03%
|
3,555
|
$33,666 | — | 31 Mar 2025 | |
| Bogart Wealth, LLC |
13F
|
Company |
0.02%
|
2,700
|
$25,569 | — | 31 Mar 2025 | |
| TCTC Holdings, LLC |
13F
|
Company |
0.02%
|
2,250
|
$21,308 | — | 31 Mar 2025 | |
| Noble Wealth Management PBC |
13F
|
Company |
0.01%
|
900
|
$8,523 | — | 31 Mar 2025 | |
| Gen-Wealth Partners Inc |
13F
|
Company |
0%
|
417
|
$3,949 | — | 31 Mar 2025 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
40
|
$379 | — | 31 Mar 2025 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q2 2025
As of 30 Jun 2025,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
50 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,377,873 shares.
The largest 10 holders included
LAKE STREET PRIVATE WEALTH, LLC, Advisors Asset Management, Inc., Almitas Capital LLC, Invesco Ltd., Saba Capital Management, L.P., GUGGENHEIM CAPITAL LLC, Ethos Financial Group, LLC, BANK OF AMERICA CORP /DE/, Pathstone Holdings, LLC, and Clear Creek Financial Management, LLC.
This page lists
50
institutional shareholders reporting positions in this security
for the Q2 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2025 vs Q1 2025 Across Filers
Q1 2025 holders
43
Q2 2025 holders
50
Holder diff
7
| Investor | Q1 2025 Shares | Q2 2025 Shares | Share Diff | Share Chg % | Q1 2025 Value $ | Q2 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.