Security key
72369J102
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 3,210,819
- Share change
- -15,397
- Total reported value
- $31,787,550
- Price per share
- $9.90
- Number of holders
- 40
- Value change
- -$145,180
- Number of buys
- 11
- Number of sells
- 24
Report period
Q3 2024
Institutions
40
Top holders
10
PHD full security history
Newer quarter: Q4 2024
Previous quarter: Q2 2024
Pioneer Floating Rate Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 72369J102
Recent filing periods:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAKE STREET PRIVATE WEALTH, LLC |
13F
|
Company |
5.4%
|
665,600
|
$6,429,696 | — | 30 Jun 2024 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
5.4%
|
665,600
|
$6,429,696 | — | 30 Jun 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.9%
|
358,859
|
$3,466,578 | — | 30 Jun 2024 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.7%
|
333,675
|
$3,223,301 | — | 30 Jun 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.6%
|
317,038
|
$3,062,589 | — | 30 Jun 2024 | |
| Invesco Ltd. |
13F
|
Company |
2.1%
|
261,407
|
$2,525,192 | — | 30 Jun 2024 | |
| MORGAN STANLEY |
13F
|
Company |
1.5%
|
180,022
|
$1,739,014 | — | 30 Jun 2024 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
1%
|
124,103
|
$1,198,835 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.8%
|
97,830
|
$945,000 | — | 30 Jun 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.79%
|
96,815
|
$935,233 | — | 30 Jun 2024 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.73%
|
89,814
|
$867,603 | — | 30 Jun 2024 | |
| Pathstone Holdings, LLC |
13F
|
Company |
0.72%
|
87,965
|
$849,743 | — | 30 Jun 2024 | |
| RIVERBRIDGE PARTNERS LLC |
13F
|
Company |
0.66%
|
80,994
|
$782,402 | — | 30 Jun 2024 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.6%
|
73,163
|
$707,000 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.51%
|
62,953
|
$608,015 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
0.5%
|
61,415
|
$593,269 | — | 30 Jun 2024 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.41%
|
50,231
|
$485,231 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.37%
|
45,536
|
$439,876 | — | 30 Jun 2024 | |
| MELFA WEALTH MANAGEMENT, INC. |
13F
|
Company |
0.26%
|
31,335
|
$302,694 | — | 30 Jun 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.21%
|
26,102
|
$252,150 | — | 30 Jun 2024 | |
| ROTHSCHILD INVESTMENT LLC |
13F
|
Company |
0.2%
|
24,800
|
$239,568 | — | 30 Jun 2024 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.15%
|
18,578
|
$179,464 | — | 30 Jun 2024 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.14%
|
17,415
|
$167,000 | — | 30 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.13%
|
16,364
|
$158,000 | — | 30 Jun 2024 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.12%
|
15,323
|
$148,024 | — | 30 Jun 2024 | |
| LPL Financial LLC |
13F
|
Company |
0.11%
|
13,845
|
$133,743 | — | 30 Jun 2024 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.11%
|
13,214
|
$127,652 | — | 30 Jun 2024 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
0.1%
|
12,460
|
$120,362 | — | 30 Jun 2024 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.1%
|
12,250
|
$118,000 | — | 30 Jun 2024 | |
| ABSOLUTE INVESTMENT ADVISERS, LLC |
13F
|
Company |
0.1%
|
12,115
|
$117,031 | — | 30 Jun 2024 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
5,993
|
$57,889 | — | 30 Jun 2024 | |
| Quarry LP |
13F
|
Company |
0.05%
|
5,659
|
$54,666 | — | 30 Jun 2024 | |
| GPS Wealth Strategies Group, LLC |
13F
|
Company |
0.03%
|
3,555
|
$34,341 | — | 30 Jun 2024 | |
| Bogart Wealth, LLC |
13F
|
Company |
0.02%
|
2,700
|
$26,082 | — | 30 Jun 2024 | |
| TCTC Holdings, LLC |
13F
|
Company |
0.02%
|
2,250
|
$21,735 | — | 30 Jun 2024 | |
| Venturi Wealth Management, LLC |
13F
|
Company |
0.01%
|
1,780
|
$17,195 | — | 30 Jun 2024 | |
| Avior Wealth Management, LLC |
13F
|
Company |
0.01%
|
1,157
|
$11,176 | — | 30 Jun 2024 | |
| BARTLETT & CO. WEALTH MANAGEMENT LLC |
13F
|
Company |
0.01%
|
750
|
$7,245 | — | 30 Jun 2024 | |
| Beacon Capital Management, LLC |
13F
|
Company |
0%
|
449
|
$4,337 | — | 30 Jun 2024 | |
| Gen-Wealth Partners Inc |
13F
|
Company |
0%
|
417
|
$4,028 | — | 30 Jun 2024 | |
| Gradient Investments LLC |
13F
|
Company |
0%
|
157
|
$1,513 | — | 30 Jun 2024 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
126
|
$1,217 | — | 30 Jun 2024 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q3 2024
As of 30 Sep 2024,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,210,819 shares.
The largest 10 holders included
LAKE STREET PRIVATE WEALTH, LLC, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, Invesco Ltd., BANK OF AMERICA CORP /DE/, MORGAN STANLEY, Clear Creek Financial Management, LLC, Royal Bank of Canada, Shaker Financial Services, LLC, and Pathstone Holdings, LLC.
This page lists
40
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
43
Q3 2024 holders
40
Holder diff
-3
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.