Security key
72369J102
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q3 2025 13F Holders as of 30 Sep 2025
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 6,290,168
- Share change
- +1,922,649
- Total reported value
- $62,646,096
- Price per share
- $9.96
- Number of holders
- 48
- Value change
- +$19,214,986
- Number of buys
- 25
- Number of sells
- 23
Report period
Q3 2025
Institutions
48
Top holders
10
PHD full security history
Newer quarter: Q4 2025
Previous quarter: Q2 2025
Pioneer Floating Rate Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 72369J102
Recent filing periods:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC |
13D/G
13F
|
Company |
11%
|
1,400,568
|
$13,725,566 | $0 | 23 Sep 2025 | |
| LAKE STREET PRIVATE WEALTH, LLC |
13F
|
Company |
5.6%
|
686,650
|
$6,742,903 | — | 30 Jun 2025 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.8%
|
342,948
|
$3,367,749 | — | 30 Jun 2025 | |
| Almitas Capital LLC |
13F
|
Company |
2.8%
|
338,368
|
$3,322,774 | — | 30 Jun 2025 | |
| Invesco Ltd. |
13F
|
Company |
2.7%
|
336,488
|
$3,304,312 | — | 30 Jun 2025 | |
| Saba Capital Management, L.P. |
13F
|
Company |
2.6%
|
319,614
|
$3,138,609 | — | 30 Jun 2025 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.8%
|
224,400
|
$2,203,608 | — | 30 Jun 2025 | |
| Ethos Financial Group, LLC |
13F
|
Company |
1.7%
|
213,365
|
$2,095,239 | — | 30 Jun 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.6%
|
194,369
|
$1,908,705 | — | 30 Jun 2025 | |
| Pathstone Holdings, LLC |
13F
|
Company |
1.4%
|
173,266
|
$1,701,472 | — | 30 Jun 2025 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
1.4%
|
173,155
|
$1,700,382 | — | 30 Jun 2025 | |
| NorthCoast Asset Management LLC |
13F
|
Company |
1.2%
|
144,085
|
$1,414,869 | — | 30 Jun 2025 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
132,658
|
$1,302,702 | — | 30 Jun 2025 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.87%
|
106,873
|
$1,049,000 | — | 30 Jun 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.73%
|
89,616
|
$880,000 | — | 30 Jun 2025 | |
| Virtus Investment Advisers, LLC |
13F
|
Company |
0.65%
|
79,711
|
$782,762 | — | 30 Jun 2025 | |
| CSS LLC/IL |
13F
|
Company |
0.59%
|
73,012
|
$716,978 | — | 30 Jun 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.57%
|
70,408
|
$691,293 | — | 30 Jun 2025 | |
| RIVERBRIDGE PARTNERS LLC |
13F
|
Company |
0.51%
|
62,293
|
$611,714 | — | 30 Jun 2025 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.42%
|
51,161
|
$502,401 | — | 30 Jun 2025 | |
| Fiera Capital Corp |
13F
|
Company |
0.4%
|
48,795
|
$479,167 | — | 30 Jun 2025 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
0.37%
|
45,406
|
$445,887 | — | 30 Jun 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.34%
|
42,249
|
$414,886 | — | 30 Jun 2025 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.33%
|
40,000
|
$393,000 | — | 30 Jun 2025 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.31%
|
37,707
|
$370,283 | — | 30 Jun 2025 | |
| ROTHSCHILD INVESTMENT LLC |
13F
|
Company |
0.2%
|
24,800
|
$243,536 | — | 30 Jun 2025 | |
| UBS Group AG |
13F
|
Company |
0.2%
|
24,759
|
$243,133 | — | 30 Jun 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.17%
|
20,866
|
$204,902 | — | 30 Jun 2025 | |
| Quarry LP |
13F
|
Company |
0.16%
|
19,934
|
$195,752 | — | 30 Jun 2025 | |
| MELFA WEALTH MANAGEMENT, INC. |
13F
|
Company |
0.16%
|
19,497
|
$191,459 | — | 30 Jun 2025 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.14%
|
16,631
|
$163,316 | — | 30 Jun 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.13%
|
15,762
|
$155,000 | — | 30 Jun 2025 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.13%
|
15,708
|
$154,253 | — | 30 Jun 2025 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.11%
|
13,311
|
$130,712 | — | 30 Jun 2025 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.11%
|
13,132
|
$128,960 | — | 30 Jun 2025 | |
| XTX Topco Ltd |
13F
|
Company |
0.11%
|
13,080
|
$128,446 | — | 30 Jun 2025 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
0.1%
|
11,955
|
$117,397 | — | 30 Jun 2025 | |
| LPL Financial LLC |
13F
|
Company |
0.1%
|
11,820
|
$116,072 | — | 30 Jun 2025 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.09%
|
11,157
|
$109,561 | — | 30 Jun 2025 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.08%
|
10,000
|
$98,200 | — | 30 Jun 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
0.08%
|
9,736
|
$95,606 | — | 30 Jun 2025 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.07%
|
8,035
|
$78,903 | — | 30 Jun 2025 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
6,205
|
$60,933 | — | 30 Jun 2025 | |
| MAI Capital Management |
13F
|
Company |
0.04%
|
5,000
|
$49,100 | — | 30 Jun 2025 | |
| GPS Wealth Strategies Group, LLC |
13F
|
Company |
0.03%
|
3,555
|
$34,910 | — | 30 Jun 2025 | |
| Bogart Wealth, LLC |
13F
|
Company |
0.02%
|
2,700
|
$26,514 | — | 30 Jun 2025 | |
| TCTC Holdings, LLC |
13F
|
Company |
0.02%
|
2,250
|
$22,095 | — | 30 Jun 2025 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
128
|
$1,257 | — | 30 Jun 2025 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
33
|
$324 | — | 30 Jun 2025 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q3 2025
As of 30 Sep 2025,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,290,168 shares.
The largest 10 holders included
ABSOLUTE INVESTMENT ADVISERS, LLC, Almitas Capital LLC, Quarry LP, Kovitz Investment Group Partners, LLC, Saba Capital Management, L.P., Advisors Asset Management, Inc., Invesco Ltd., LAKE STREET PRIVATE WEALTH, LLC, Ethos Financial Group, LLC, and Clear Creek Financial Management, LLC.
This page lists
48
institutional shareholders reporting positions in this security
for the Q3 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2025 vs Q2 2025 Across Filers
Q2 2025 holders
50
Q3 2025 holders
48
Holder diff
-2
| Investor | Q2 2025 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2025 Value $ | Q3 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.