What does CUSIP 72369J102 represent in this 13F holders report?

CUSIP 72369J102 is the security identifier for PHD - Pioneer Floating Rate Fund, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in Q4 2023?

49 institutional investors reported PHD - Pioneer Floating Rate Fund, Inc. - Common Stock for Q4 2023. Use the holders table for investor-level position and value details.

Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)

CUSIP: 72369J102

Q4 2023 13F Holders as of 31 Dec 2023

Type / Class: Equity / Common Stock
Shares outstanding: 12,280,456
Total 13F shares: 3,504,747
Share change: +192,996
Total reported value: $32,148,570
Price per share: $9.17
Number of holders: 49
Value change: +$1,785,812
Number of buys: 18
Number of sells: 19

Quarterly Holders Quick Answers

What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2024
Previous quarter: Q3 2023

Recent filing periods for CUSIP 72369J102:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
LAKE STREET PRIVATE WEALTH, LLC	13F	Company	4.3%	526,750	$4,751,285	—	30 Sep 2023	13F
BANK OF AMERICA CORP /DE/	13F	Company	3.2%	396,105	$3,568,905	—	30 Sep 2023	13F
CLOUGH CAPITAL PARTNERS L P	13F	Company	2%	243,016	$2,189,574	—	30 Sep 2023	13F
Wagner Wealth Management, LLC	13F	Company	1.5%	188,792	$1,701,013	—	30 Sep 2023	13F
Invesco Ltd.	13F	Company	1.5%	182,575	$1,645,000	—	30 Sep 2023	13F
MORGAN STANLEY	13F	Company	1.2%	150,425	$1,355,330	—	30 Sep 2023	13F
AQR Arbitrage LLC	13F	Company	1.1%	131,106	$1,181,265	—	30 Sep 2023	13F
Matisse Capital	13F	Company	0.99%	121,814	$1,097,544	—	30 Sep 2023	13F
ROYAL BANK OF CANADA	13F	Company	0.96%	118,235	$1,065,000	—	30 Sep 2023	13F
Clear Creek Financial Management, LLC	13F	Company	0.96%	117,604	$1,059,612	—	30 Sep 2023	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	0.84%	102,797	$926,000	—	30 Sep 2023	13F
RIVERBRIDGE PARTNERS LLC	13F	Company	0.8%	98,350	$886,134	—	30 Sep 2023	13F
1607 Capital Partners, LLC	13F	Company	0.7%	85,836	$773,382	—	30 Sep 2023	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.7%	85,526	$770,588	—	30 Sep 2023	13F
Shaker Financial Services, LLC	13F	Company	0.7%	85,433	$769,752	—	30 Sep 2023	13F
Quarry LP	13F	Company	0.69%	85,200	$767,652	—	30 Sep 2023	13F
OSAIC HOLDINGS, INC.	13F	Company	0.63%	77,855	$701,469	—	30 Sep 2023	13F
VIRTUS ADVISERS, LLC	13F	Company	0.55%	67,774	$610,644	—	30 Sep 2023	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.47%	58,257	$524,896	—	30 Sep 2023	13F
CAPTRUST FINANCIAL ADVISORS	13F	Company	0.41%	50,231	$452,581	—	30 Sep 2023	13F
CW Advisors, LLC	13F	Company	0.34%	41,788	$376,509	—	30 Sep 2023	13F
MELFA WEALTH MANAGEMENT, INC.	13F	Company	0.25%	31,308	$282,083	—	30 Sep 2023	13F
Saba Capital Management, L.P.	13F	Company	0.24%	29,318	$264,155	—	30 Sep 2023	13F
HighTower Advisors, LLC	13F	Company	0.2%	24,627	$222,000	—	30 Sep 2023	13F
FLAGSHIP HARBOR ADVISORS, LLC	13F	Company	0.19%	23,538	$212,079	—	30 Sep 2023	13F
Capital Investment Advisors, LLC	13F	Company	0.14%	17,791	$160,300	—	30 Sep 2023	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.13%	16,159	$146,000	—	30 Sep 2023	13F
UBS Group AG	13F	Company	0.13%	15,929	$143,520	—	30 Sep 2023	13F
LPL Financial LLC	13F	Company	0.12%	15,260	$137,493	—	30 Sep 2023	13F
Qube Research & Technologies Ltd	13F	Company	0.12%	14,949	$134,690	—	30 Sep 2023	13F
WEDBUSH SECURITIES INC	13F	Company	0.11%	13,650	$123,000	—	30 Sep 2023	13F
AEGON USA Investment Management, LLC	13F	Company	0.11%	13,528	$121,887	—	30 Sep 2023	13F
Janney Montgomery Scott LLC	13F	Company	0.08%	10,158	$92,000	—	30 Sep 2023	13F
Hennion & Walsh Asset Management, Inc.	13F	Company	0.08%	10,059	$90,632	—	30 Sep 2023	13F
ZAZOVE ASSOCIATES LLC	13F	Company	0.05%	6,511	$59,000	—	30 Sep 2023	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.05%	5,900	$53,159	—	30 Sep 2023	13F
GPS Wealth Strategies Group, LLC	13F	Company	0.03%	3,555	$32,031	—	30 Sep 2023	13F
Bogart Wealth, LLC	13F	Company	0.02%	2,700	$24,327	—	30 Sep 2023	13F
TCTC Holdings, LLC	13F	Company	0.02%	2,250	$20,273	—	30 Sep 2023	13F
Venturi Wealth Management, LLC	13F	Company	0.01%	1,780	$16,038	—	30 Sep 2023	13F
Stonebridge Capital Advisors LLC	13F	Company	0.01%	1,469	$13,236	—	30 Sep 2023	13F
Bartlett & Co. LLC	13F	Company	0.01%	750	$7,000	—	30 Sep 2023	13F
BARTLETT & CO. WEALTH MANAGEMENT LLC	13F	Company	0.01%	750	$6,758	—	30 Sep 2023	13F
Geneos Wealth Management Inc.	13F	Company	0%	495	$4,460	—	30 Sep 2023	13F
Beacon Capital Management, LLC	13F	Company	0%	449	$3,897	—	30 Sep 2023	13F
Gradient Investments LLC	13F	Company	0%	157	$1,412	—	30 Sep 2023	13F

Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q4 2023

As of 31 Dec 2023, Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by 49 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,504,747 shares. The largest 10 holders included LAKE STREET FINANCIAL LLC, BANK OF AMERICA CORP /DE/, SIT INVESTMENT ASSOCIATES INC, CLOUGH CAPITAL PARTNERS L P, Invesco Ltd., GUGGENHEIM CAPITAL LLC, Wagner Wealth Management, LLC, MORGAN STANLEY, Advisors Asset Management, Inc., and AQR Arbitrage LLC. This page lists 49 institutional shareholders reporting positions in this security for the Q4 2023 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2023 vs Q3 2023 Across Filers

Q3 2023 holders

Q4 2023 holders

Holder diff

Investor	Q3 2023 Shares	Q4 2023 Shares	Share Diff	Share Chg %	Q3 2023 Value $	Q4 2023 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.