Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q1 2022 13F Holders as of 31 Mar 2022
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 2,922,836
- Share change
- +281,405
- Total reported value
- $30,600,000
- Price per share
- $10.47
- Number of holders
- 37
- Value change
- +$2,863,032
- Number of buys
- 17
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 72369J102:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.2%
|
512,363
|
$5,949,000 | — | 31 Dec 2021 | |
| LAKE STREET PRIVATE WEALTH, LLC |
13F
|
Company |
2.7%
|
325,625
|
$3,781,000 | — | 31 Dec 2021 | |
| Invesco Ltd. |
13F
|
Company |
2.6%
|
322,475
|
$3,744,000 | — | 31 Dec 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.8%
|
216,276
|
$2,511,000 | — | 31 Dec 2021 | |
| MORGAN STANLEY |
13F
|
Company |
1.5%
|
179,020
|
$2,078,000 | — | 31 Dec 2021 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
1.2%
|
141,248
|
$1,640,000 | — | 31 Dec 2021 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
1.1%
|
133,509
|
$1,550,000 | — | 31 Dec 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.93%
|
114,342
|
$1,328,000 | — | 31 Dec 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.87%
|
106,752
|
$1,239,000 | — | 31 Dec 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.67%
|
82,514
|
$958,000 | — | 31 Dec 2021 | |
| UBS Group AG |
13F
|
Company |
0.49%
|
59,770
|
$694,000 | — | 31 Dec 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.44%
|
54,470
|
$632,000 | — | 31 Dec 2021 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0.41%
|
50,231
|
$583,000 | — | 31 Dec 2021 | |
| CW Advisors, LLC |
13F
|
Company |
0.34%
|
41,788
|
$485,000 | — | 31 Dec 2021 | |
| Fiera Capital Corp |
13F
|
Company |
0.29%
|
35,296
|
$410,000 | — | 31 Dec 2021 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.28%
|
34,718
|
$403,000 | — | 31 Dec 2021 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.21%
|
25,428
|
$295,000 | — | 31 Dec 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.19%
|
23,273
|
$271,000 | — | 31 Dec 2021 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.16%
|
20,106
|
$233,000 | — | 31 Dec 2021 | |
| Round Table Services, LLC |
13F
|
Company |
0.14%
|
17,379
|
$202,000 | — | 31 Dec 2021 | |
| Congress Park Capital LLC |
13F
|
Company |
0.13%
|
16,500
|
$192,000 | — | 31 Dec 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.13%
|
15,808
|
$184,000 | — | 31 Dec 2021 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.12%
|
15,183
|
$176,000 | — | 31 Dec 2021 | |
| AXXCESS WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.12%
|
14,580
|
$169,000 | — | 31 Dec 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.11%
|
14,000
|
$162,000 | — | 31 Dec 2021 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0.1%
|
12,418
|
$144,000 | — | 31 Dec 2021 | |
| Wagner Wealth Management, LLC |
13F
|
Company |
0.09%
|
10,915
|
$127,000 | — | 31 Dec 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.08%
|
10,000
|
$116,000 | — | 31 Dec 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.06%
|
7,199
|
$84,000 | — | 31 Dec 2021 | |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
|
Company |
0.06%
|
6,986
|
$81,000 | — | 31 Dec 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
5,900
|
$68,000 | — | 31 Dec 2021 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.03%
|
4,200
|
$49,000 | — | 31 Dec 2021 | |
| TCTC Holdings, LLC |
13F
|
Company |
0.02%
|
2,250
|
$26,000 | — | 31 Dec 2021 | |
| Byrne Asset Management LLC |
13F
|
Company |
0.01%
|
1,650
|
$19,000 | — | 31 Dec 2021 | |
| Stonebridge Capital Advisors LLC |
13F
|
Company |
0.01%
|
1,469
|
$17,000 | — | 31 Dec 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
735
|
$8,000 | — | 31 Dec 2021 | |
| Gradient Investments LLC |
13F
|
Company |
0%
|
157
|
$2,000 | — | 31 Dec 2021 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q1 2022
As of 31 Mar 2022,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,922,836 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, Janney Montgomery Scott LLC, LAKE STREET FINANCIAL LLC, Invesco Ltd., BANK OF AMERICA CORP /DE/, MORGAN STANLEY, FLAGSHIP HARBOR ADVISORS, LLC, Shaker Financial Services, LLC, TRUSTCORE FINANCIAL SERVICES, LLC, and Clear Creek Financial Management, LLC.
This page lists
37
institutional shareholders reporting positions in this security
for the Q1 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2022 vs Q4 2021 Across Filers
Q4 2021 holders
37
Q1 2022 holders
37
Holder diff
0
| Investor | Q4 2021 Shares | Q1 2022 Shares | Share Diff | Share Chg % | Q4 2021 Value $ | Q1 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.