Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 3,278,511
- Share change
- -257,115
- Total reported value
- $29,545,583
- Price per share
- $9.01
- Number of holders
- 47
- Value change
- -$2,236,543
- Number of buys
- 16
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 72369J102:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAKE STREET PRIVATE WEALTH, LLC |
13F
|
Company |
4.1%
|
508,050
|
$4,409,874 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
3.3%
|
402,682
|
$3,495,281 | — | 30 Jun 2023 | |
| Invesco Ltd. |
13F
|
Company |
1.6%
|
202,457
|
$1,757,327 | — | 30 Jun 2023 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
1.6%
|
194,716
|
$1,690,135 | — | 30 Jun 2023 | |
| Wagner Wealth Management, LLC |
13F
|
Company |
1.5%
|
188,682
|
$1,637,760 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.5%
|
179,081
|
$1,554,000 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
157,132
|
$1,363,910 | — | 30 Jun 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
1.2%
|
144,281
|
$1,252,359 | — | 30 Jun 2023 | |
| Matisse Capital |
13F
|
Company |
0.99%
|
121,814
|
$1,057,346 | — | 30 Jun 2023 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
0.97%
|
119,370
|
$1,036,132 | — | 30 Jun 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.9%
|
110,982
|
$963,324 | — | 30 Jun 2023 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.84%
|
102,797
|
$892,000 | — | 30 Jun 2023 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.71%
|
87,659
|
$760,880 | — | 30 Jun 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.7%
|
86,286
|
$748,963 | — | 30 Jun 2023 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.7%
|
85,836
|
$745,056 | — | 30 Jun 2023 | |
| RIVERBRIDGE PARTNERS LLC |
13F
|
Company |
0.68%
|
82,971
|
$720,188 | — | 30 Jun 2023 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.67%
|
81,915
|
$711,022 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.57%
|
70,370
|
$610,810 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.55%
|
66,983
|
$581,408 | — | 30 Jun 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.54%
|
66,830
|
$580,084 | — | 30 Jun 2023 | |
| CW Advisors, LLC |
13F
|
Company |
0.34%
|
41,788
|
$362,719 | — | 30 Jun 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.33%
|
40,585
|
$352,278 | — | 30 Jun 2023 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.3%
|
36,927
|
$320,526 | — | 30 Jun 2023 | |
| Quarry LP |
13F
|
Company |
0.3%
|
36,900
|
$320,292 | — | 30 Jun 2023 | |
| MELFA WEALTH MANAGEMENT, INC. |
13F
|
Company |
0.26%
|
31,558
|
$273,926 | — | 30 Jun 2023 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.23%
|
28,538
|
$247,708 | — | 30 Jun 2023 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.22%
|
27,277
|
$236,764 | — | 30 Jun 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.2%
|
24,396
|
$210,000 | — | 30 Jun 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.19%
|
23,831
|
$206,853 | — | 30 Jun 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.15%
|
18,319
|
$159,000 | — | 30 Jun 2023 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.15%
|
18,169
|
$157,710 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.13%
|
16,159
|
$140,000 | — | 30 Jun 2023 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0.12%
|
14,949
|
$129,757 | — | 30 Jun 2023 | |
| AEGON USA Investment Management, LLC |
13F
|
Company |
0.11%
|
13,528
|
$117,423 | — | 30 Jun 2023 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.11%
|
13,250
|
$115,000 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.1%
|
12,760
|
$110,757 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.1%
|
12,609
|
$109,446 | — | 30 Jun 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.1%
|
11,800
|
$102,424 | — | 30 Jun 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.09%
|
10,507
|
$91,201 | — | 30 Jun 2023 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.08%
|
10,365
|
$90,000 | — | 30 Jun 2023 | |
| Walleye Capital LLC |
13F
|
Company |
0.08%
|
10,212
|
$88,640 | — | 30 Jun 2023 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
5,900
|
$51,212 | — | 30 Jun 2023 | |
| GPS Wealth Strategies Group, LLC |
13F
|
Company |
0.03%
|
3,555
|
$30,857 | — | 30 Jun 2023 | |
| Bogart Wealth, LLC |
13F
|
Company |
0.02%
|
2,700
|
$23,436 | — | 30 Jun 2023 | |
| TCTC Holdings, LLC |
13F
|
Company |
0.02%
|
2,250
|
$19,530 | — | 30 Jun 2023 | |
| Venturi Wealth Management, LLC |
13F
|
Company |
0.01%
|
1,780
|
$15,451 | — | 30 Jun 2023 | |
| CWM, LLC |
13F
|
Company |
0.01%
|
1,548
|
$13,000 | — | 30 Jun 2023 | |
| Stonebridge Capital Advisors LLC |
13F
|
Company |
0.01%
|
1,469
|
$12,751 | — | 30 Jun 2023 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
495
|
$4,297 | — | 30 Jun 2023 | |
| Beacon Capital Management, LLC |
13F
|
Company |
0%
|
449
|
$3,897 | — | 30 Jun 2023 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q3 2023
As of 30 Sep 2023,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
47 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,278,511 shares.
The largest 10 holders included
LAKE STREET FINANCIAL LLC, BANK OF AMERICA CORP /DE/, Clough Capital Partners L P, Wagner Wealth Management, LLC, Invesco Ltd., MORGAN STANLEY, AQR Arbitrage LLC, Matisse Capital, Royal Bank of Canada, and Clear Creek Financial Management, LLC.
This page lists
47
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
52
Q3 2023 holders
47
Holder diff
-5
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.