Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 3,565,864
- Share change
- -191,783
- Total reported value
- $31,282,032
- Price per share
- $8.77
- Number of holders
- 42
- Value change
- -$1,631,861
- Number of buys
- 16
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 72369J102:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.7%
|
335,210
|
$2,890,000 | — | 30 Sep 2022 | |
| Invesco Ltd. |
13F
|
Company |
2.7%
|
333,842
|
$2,877,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.7%
|
331,568
|
$2,858,000 | — | 30 Sep 2022 | |
| LAKE STREET PRIVATE WEALTH, LLC |
13F
|
Company |
2.1%
|
257,250
|
$2,217,000 | — | 30 Sep 2022 | |
| MORGAN STANLEY |
13F
|
Company |
1.6%
|
202,273
|
$1,744,000 | — | 30 Sep 2022 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.6%
|
200,836
|
$1,731,000 | — | 30 Sep 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.5%
|
189,954
|
$1,637,000 | — | 30 Sep 2022 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
1.4%
|
167,073
|
$1,440,000 | — | 30 Sep 2022 | |
| Wagner Wealth Management, LLC |
13F
|
Company |
1.3%
|
163,709
|
$1,411,000 | — | 30 Sep 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
1%
|
122,551
|
$1,056,000 | — | 30 Sep 2022 | |
| Matisse Capital |
13F
|
Company |
0.99%
|
121,814
|
$1,050,000 | — | 30 Sep 2022 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0.9%
|
110,982
|
$957,000 | — | 30 Sep 2022 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
0.84%
|
103,442
|
$892,000 | — | 30 Sep 2022 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.84%
|
103,251
|
$890,000 | — | 30 Sep 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.74%
|
90,983
|
$784,000 | — | 30 Sep 2022 | |
| RIVERBRIDGE PARTNERS LLC |
13F
|
Company |
0.67%
|
82,828
|
$714,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.65%
|
79,512
|
$686,000 | — | 30 Sep 2022 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.52%
|
64,330
|
$555,000 | — | 30 Sep 2022 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.49%
|
60,265
|
$519,000 | — | 30 Sep 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.48%
|
58,362
|
$503,000 | — | 30 Sep 2022 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.47%
|
58,152
|
$501,000 | — | 30 Sep 2022 | |
| Fiera Capital Corp |
13F
|
Company |
0.45%
|
54,774
|
$472,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
0.42%
|
51,636
|
$445,000 | — | 30 Sep 2022 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.34%
|
42,208
|
$364,000 | — | 30 Sep 2022 | |
| CW Advisors, LLC |
13F
|
Company |
0.34%
|
41,788
|
$360,000 | — | 30 Sep 2022 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.3%
|
36,383
|
$314,000 | — | 30 Sep 2022 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.28%
|
33,914
|
$292,000 | — | 30 Sep 2022 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.26%
|
31,372
|
$270,000 | — | 30 Sep 2022 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.24%
|
29,673
|
$256,000 | — | 30 Sep 2022 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.18%
|
22,181
|
$191,000 | — | 30 Sep 2022 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.16%
|
19,100
|
$165,000 | — | 30 Sep 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.14%
|
17,590
|
$152,000 | — | 30 Sep 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.13%
|
16,159
|
$139,000 | — | 30 Sep 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.13%
|
15,808
|
$136,000 | — | 30 Sep 2022 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0.12%
|
14,949
|
$129,000 | — | 30 Sep 2022 | |
| AEGON USA Investment Management, LLC |
13F
|
Company |
0.11%
|
13,528
|
$117,000 | — | 30 Sep 2022 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.09%
|
11,420
|
$98,000 | — | 30 Sep 2022 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.09%
|
10,627
|
$92,000 | — | 30 Sep 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
5,900
|
$51,000 | — | 30 Sep 2022 | |
| GPS Wealth Strategies Group, LLC |
13F
|
Company |
0.04%
|
4,585
|
$40,000 | — | 30 Sep 2022 | |
| Bogart Wealth, LLC |
13F
|
Company |
0.02%
|
2,700
|
$23,000 | — | 30 Sep 2022 | |
| Eagle Bay Advisors LLC |
13F
|
Company |
0.02%
|
2,443
|
$21,000 | — | 30 Sep 2022 | |
| TCTC Holdings, LLC |
13F
|
Company |
0.02%
|
2,250
|
$19,000 | — | 30 Sep 2022 | |
| Byrne Asset Management LLC |
13F
|
Company |
0.01%
|
1,650
|
$14,000 | — | 30 Sep 2022 | |
| Stonebridge Capital Advisors LLC |
13F
|
Company |
0.01%
|
1,469
|
$13,000 | — | 30 Sep 2022 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0.01%
|
1,165
|
$10,000 | — | 30 Sep 2022 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
735
|
$6,000 | — | 30 Sep 2022 | |
| Beacon Capital Management, LLC |
13F
|
Company |
0%
|
449
|
$4,000 | — | 30 Sep 2022 | |
| Gradient Investments LLC |
13F
|
Company |
0%
|
157
|
$1,000 | — | 30 Sep 2022 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q4 2022
As of 31 Dec 2022,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,565,864 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, LAKE STREET FINANCIAL LLC, Invesco Ltd., MORGAN STANLEY, 1607 Capital Partners, LLC, Wagner Wealth Management, LLC, GUGGENHEIM CAPITAL LLC, Clough Capital Partners L P, Matisse Capital, and Royal Bank of Canada.
This page lists
42
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
49
Q4 2022 holders
42
Holder diff
-7
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.