Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 3,724,800
- Share change
- +173,324
- Total reported value
- $32,106,000
- Price per share
- $8.62
- Number of holders
- 49
- Value change
- +$1,481,341
- Number of buys
- 20
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 72369J102:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
3%
|
367,845
|
$3,266,000 | — | 30 Jun 2022 | |
| Invesco Ltd. |
13F
|
Company |
2.7%
|
332,699
|
$2,955,000 | — | 30 Jun 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
2.6%
|
317,003
|
$2,812,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.6%
|
313,303
|
$2,782,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
1.7%
|
209,345
|
$1,859,000 | — | 30 Jun 2022 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
1.5%
|
185,717
|
$1,649,000 | — | 30 Jun 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.5%
|
178,925
|
$1,589,000 | — | 30 Jun 2022 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.4%
|
174,606
|
$1,551,000 | — | 30 Jun 2022 | |
| Wagner Wealth Management, LLC |
13F
|
Company |
1.2%
|
147,887
|
$1,313,000 | — | 30 Jun 2022 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0.9%
|
110,982
|
$986,000 | — | 30 Jun 2022 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.84%
|
103,551
|
$920,000 | — | 30 Jun 2022 | |
| Matisse Capital |
13F
|
Company |
0.82%
|
100,754
|
$895,000 | — | 30 Jun 2022 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
0.81%
|
99,063
|
$880,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.78%
|
95,727
|
$850,000 | — | 30 Jun 2022 | |
| LAKE STREET PRIVATE WEALTH, LLC |
13F
|
Company |
0.72%
|
88,250
|
$784,000 | — | 30 Jun 2022 | |
| RIVERBRIDGE PARTNERS LLC |
13F
|
Company |
0.65%
|
80,037
|
$711,000 | — | 30 Jun 2022 | |
| Fiera Capital Corp |
13F
|
Company |
0.45%
|
54,907
|
$488,000 | — | 30 Jun 2022 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.42%
|
51,498
|
$457,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.41%
|
50,679
|
$450,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
0.39%
|
47,890
|
$426,000 | — | 30 Jun 2022 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.37%
|
45,488
|
$404,000 | — | 30 Jun 2022 | |
| CW Advisors, LLC |
13F
|
Company |
0.34%
|
41,788
|
$371,000 | — | 30 Jun 2022 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.34%
|
41,445
|
$368,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.3%
|
37,032
|
$329,000 | — | 30 Jun 2022 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.29%
|
35,574
|
$316,000 | — | 30 Jun 2022 | |
| Almitas Capital LLC |
13F
|
Company |
0.24%
|
29,946
|
$266,000 | — | 30 Jun 2022 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.24%
|
29,673
|
$263,000 | — | 30 Jun 2022 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.19%
|
23,547
|
$209,000 | — | 30 Jun 2022 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.16%
|
19,600
|
$174,000 | — | 30 Jun 2022 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.13%
|
16,240
|
$144,000 | — | 30 Jun 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.13%
|
15,808
|
$140,000 | — | 30 Jun 2022 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0.12%
|
14,949
|
$133,000 | — | 30 Jun 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.11%
|
14,000
|
$124,000 | — | 30 Jun 2022 | |
| AEGON USA Investment Management, LLC |
13F
|
Company |
0.11%
|
13,528
|
$120,000 | — | 30 Jun 2022 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.09%
|
11,420
|
$101,000 | — | 30 Jun 2022 | |
| StoneX Group Inc. |
13F
|
Company |
0.08%
|
10,128
|
$89,937 | — | 30 Jun 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.07%
|
8,306
|
$74,000 | — | 30 Jun 2022 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
0.05%
|
6,511
|
$58,000 | — | 30 Jun 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
5,900
|
$52,000 | — | 30 Jun 2022 | |
| GPS Wealth Strategies Group, LLC |
13F
|
Company |
0.04%
|
4,585
|
$41,000 | — | 30 Jun 2022 | |
| Bogart Wealth, LLC |
13F
|
Company |
0.02%
|
2,700
|
$24,000 | — | 30 Jun 2022 | |
| Eagle Bay Advisors LLC |
13F
|
Company |
0.02%
|
2,443
|
$21,694 | — | 30 Jun 2022 | |
| Worth Asset Management, LLC |
13F
|
Company |
0.02%
|
2,322
|
$21,000 | — | 30 Jun 2022 | |
| TCTC Holdings, LLC |
13F
|
Company |
0.02%
|
2,250
|
$20,000 | — | 30 Jun 2022 | |
| Byrne Asset Management LLC |
13F
|
Company |
0.01%
|
1,650
|
$15,000 | — | 30 Jun 2022 | |
| Stonebridge Capital Advisors LLC |
13F
|
Company |
0.01%
|
1,469
|
$13,000 | — | 30 Jun 2022 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0.01%
|
1,165
|
$10,000 | — | 30 Jun 2022 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
735
|
$6,000 | — | 30 Jun 2022 | |
| Beacon Capital Management, LLC |
13F
|
Company |
0%
|
449
|
$5,000 | — | 30 Jun 2022 | |
| Gradient Investments LLC |
13F
|
Company |
0%
|
157
|
$1,000 | — | 30 Jun 2022 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q3 2022
As of 30 Sep 2022,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
49 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,724,800 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, Invesco Ltd., BANK OF AMERICA CORP /DE/, LAKE STREET FINANCIAL LLC, MORGAN STANLEY, 1607 Capital Partners, LLC, Shaker Financial Services, LLC, WOLVERINE ASSET MANAGEMENT LLC, Wagner Wealth Management, LLC, and Janney Montgomery Scott LLC.
This page lists
49
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
49
Q3 2022 holders
49
Holder diff
0
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.