Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q2 2024 13F Holders as of 30 Jun 2024
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 3,891,816
- Share change
- +674,422
- Total reported value
- $37,593,404
- Price per share
- $9.66
- Number of holders
- 43
- Value change
- +$6,513,755
- Number of buys
- 18
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 72369J102:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAKE STREET PRIVATE WEALTH, LLC |
13F
|
Company |
4.9%
|
598,250
|
$5,791,060 | — | 31 Mar 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.8%
|
339,453
|
$3,285,903 | — | 31 Mar 2024 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.7%
|
327,873
|
$3,173,811 | — | 31 Mar 2024 | |
| Invesco Ltd. |
13F
|
Company |
1.9%
|
235,670
|
$2,281,286 | — | 31 Mar 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.8%
|
224,884
|
$2,176,877 | — | 31 Mar 2024 | |
| MORGAN STANLEY |
13F
|
Company |
1.4%
|
168,334
|
$1,629,473 | — | 31 Mar 2024 | |
| ABSOLUTE INVESTMENT ADVISERS, LLC |
13F
|
Company |
1.1%
|
137,444
|
$1,330,458 | — | 31 Mar 2024 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
0.94%
|
115,515
|
$1,118,185 | — | 31 Mar 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.9%
|
109,948
|
$1,064,186 | — | 31 Mar 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.87%
|
106,971
|
$1,035,480 | — | 31 Mar 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.86%
|
106,190
|
$1,028,000 | — | 31 Mar 2024 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.77%
|
94,008
|
$910,000 | — | 31 Mar 2024 | |
| RIVERBRIDGE PARTNERS LLC |
13F
|
Company |
0.63%
|
77,957
|
$754,624 | — | 31 Mar 2024 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.51%
|
63,234
|
$612,105 | — | 31 Mar 2024 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.46%
|
56,530
|
$547,210 | — | 31 Mar 2024 | |
| Quarry LP |
13F
|
Company |
0.45%
|
55,764
|
$539,796 | — | 31 Mar 2024 | |
| UBS Group AG |
13F
|
Company |
0.44%
|
54,628
|
$528,799 | — | 31 Mar 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.42%
|
51,216
|
$495,770 | — | 31 Mar 2024 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.41%
|
50,231
|
$486,236 | — | 31 Mar 2024 | |
| ROTHSCHILD INVESTMENT LLC |
13F
|
Company |
0.27%
|
33,240
|
$321,763 | — | 31 Mar 2024 | |
| MELFA WEALTH MANAGEMENT, INC. |
13F
|
Company |
0.26%
|
31,335
|
$303,321 | — | 31 Mar 2024 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.19%
|
23,179
|
$223,000 | — | 31 Mar 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.18%
|
22,680
|
$219,538 | — | 31 Mar 2024 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.16%
|
19,378
|
$187,578 | — | 31 Mar 2024 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.14%
|
17,358
|
$168,025 | — | 31 Mar 2024 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.14%
|
16,962
|
$164,191 | — | 31 Mar 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.13%
|
16,159
|
$156,000 | — | 31 Mar 2024 | |
| LPL Financial LLC |
13F
|
Company |
0.13%
|
15,545
|
$150,476 | — | 31 Mar 2024 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.1%
|
12,250
|
$119,000 | — | 31 Mar 2024 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
0.08%
|
10,430
|
$100,964 | — | 31 Mar 2024 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
0.05%
|
6,511
|
$63,000 | — | 31 Mar 2024 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
5,937
|
$57,466 | — | 31 Mar 2024 | |
| GPS Wealth Strategies Group, LLC |
13F
|
Company |
0.03%
|
3,555
|
$34,412 | — | 31 Mar 2024 | |
| Bogart Wealth, LLC |
13F
|
Company |
0.02%
|
2,700
|
$26,136 | — | 31 Mar 2024 | |
| TCTC Holdings, LLC |
13F
|
Company |
0.02%
|
2,250
|
$21,780 | — | 31 Mar 2024 | |
| Venturi Wealth Management, LLC |
13F
|
Company |
0.01%
|
1,780
|
$17,231 | — | 31 Mar 2024 | |
| BARTLETT & CO. WEALTH MANAGEMENT LLC |
13F
|
Company |
0.01%
|
750
|
$7,260 | — | 31 Mar 2024 | |
| Beacon Capital Management, LLC |
13F
|
Company |
0%
|
449
|
$4,346 | — | 31 Mar 2024 | |
| Gen-Wealth Partners Inc |
13F
|
Company |
0%
|
417
|
$4,037 | — | 31 Mar 2024 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
270
|
$2,614 | — | 31 Mar 2024 | |
| Gradient Investments LLC |
13F
|
Company |
0%
|
157
|
$1,517 | — | 31 Mar 2024 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q2 2024
As of 30 Jun 2024,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,891,816 shares.
The largest 10 holders included
LAKE STREET PRIVATE WEALTH, LLC, Relative Value Partners Group, LLC, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, Invesco Ltd., MORGAN STANLEY, Clear Creek Financial Management, LLC, Royal Bank of Canada, and Shaker Financial Services, LLC.
This page lists
43
institutional shareholders reporting positions in this security
for the Q2 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2024 vs Q1 2024 Across Filers
Q1 2024 holders
42
Q2 2024 holders
43
Holder diff
1
| Investor | Q1 2024 Shares | Q2 2024 Shares | Share Diff | Share Chg % | Q1 2024 Value $ | Q2 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.