Security key
72369J102
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 12,383,835
- Share change
- +975,913
- Total reported value
- $117,980,000
- Price per share
- $9.51
- Number of holders
- 48
- Value change
- +$10,487,580
- Number of buys
- 19
- Number of sells
- 34
Report period
Q2 2020
Institutions
48
Top holders
10
PHD full security history
Newer quarter: Q3 2020
Previous quarter: Q1 2020
Pioneer Floating Rate Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 72369J102
Recent filing periods:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
24%
|
2,955,011
|
$22,606,000 | — | 31 Mar 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
11%
|
1,356,389
|
$10,376,000 | — | 31 Mar 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
11%
|
1,313,124
|
$10,045,000 | — | 31 Mar 2020 | |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
|
Company |
5%
|
613,094
|
$4,751,000 | — | 31 Mar 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
4.8%
|
589,816
|
$4,512,000 | — | 31 Mar 2020 | |
| Invesco Ltd. |
13F
|
Company |
4.6%
|
565,221
|
$4,324,000 | — | 31 Mar 2020 | |
| BAILLIE GIFFORD & CO |
13F
|
Company |
4.4%
|
538,606
|
$4,120,000 | — | 31 Mar 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
3.5%
|
433,600
|
$3,317,000 | — | 31 Mar 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
3.3%
|
403,442
|
$3,086,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.9%
|
355,112
|
$2,716,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
2.2%
|
272,955
|
$2,088,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
2.2%
|
270,807
|
$2,072,000 | — | 31 Mar 2020 | |
| COHEN & STEERS, INC. |
13F
|
Company |
2%
|
250,120
|
$1,913,000 | — | 31 Mar 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
1.7%
|
212,250
|
$1,624,000 | — | 31 Mar 2020 | |
| Almitas Capital LLC |
13F
|
Company |
1.3%
|
155,470
|
$1,189,000 | — | 31 Mar 2020 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
1.1%
|
140,979
|
$1,078,000 | — | 31 Mar 2020 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0.9%
|
110,982
|
$849,000 | — | 31 Mar 2020 | |
| PenderFund Capital Management Ltd. |
13F
|
Company |
0.81%
|
100,000
|
$1,077,000 | — | 31 Mar 2020 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.56%
|
68,505
|
$524,000 | — | 31 Mar 2020 | |
| LAKE STREET PRIVATE WEALTH, LLC |
13F
|
Company |
0.55%
|
67,000
|
$512,000 | — | 31 Mar 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.48%
|
58,948
|
$451,000 | — | 31 Mar 2020 | |
| Matisse Capital |
13F
|
Company |
0.43%
|
52,968
|
$406,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.42%
|
51,690
|
$395,000 | — | 31 Mar 2020 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
0.4%
|
49,451
|
$378,000 | — | 31 Mar 2020 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
0.39%
|
47,798
|
$366,000 | — | 31 Mar 2020 | |
| 6 Meridian |
13F
|
Company |
0.34%
|
42,055
|
$322,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.32%
|
39,311
|
$300,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.26%
|
32,437
|
$248,000 | — | 31 Mar 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.25%
|
30,429
|
$233,000 | — | 31 Mar 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.24%
|
29,241
|
$218,000 | — | 31 Mar 2020 | |
| Westbourne Investment Advisors, Inc. |
13F
|
Company |
0.23%
|
27,900
|
$213,000 | — | 31 Mar 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.2%
|
25,081
|
$192,000 | — | 31 Mar 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.19%
|
23,465
|
$180,000 | — | 31 Mar 2020 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.18%
|
22,500
|
$172,000 | — | 31 Mar 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.16%
|
20,059
|
$153,000 | — | 31 Mar 2020 | |
| Integrated Advisors Network LLC |
13F
|
Company |
0.16%
|
20,000
|
$153,000 | — | 31 Mar 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.14%
|
17,506
|
$134,000 | — | 31 Mar 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.14%
|
17,308
|
$132,000 | — | 31 Mar 2020 | |
| Round Table Services, LLC |
13F
|
Company |
0.13%
|
15,939
|
$122,000 | — | 31 Mar 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.13%
|
15,900
|
$122,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
0.12%
|
14,484
|
$111,000 | — | 31 Mar 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.11%
|
13,333
|
$102,000 | — | 31 Mar 2020 | |
| Aristides Capital LLC |
13F
|
Company |
0.11%
|
12,947
|
$99,000 | — | 31 Mar 2020 | |
| Fiera Capital Corp |
13F
|
Company |
0.1%
|
12,435
|
$95,000 | — | 31 Mar 2020 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.08%
|
10,268
|
$87,000 | — | 31 Mar 2020 | |
| Fondren Management LP |
13F
|
Company |
0.08%
|
10,000
|
$77,000 | — | 31 Mar 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
6,400
|
$49,000 | — | 31 Mar 2020 | |
| Allworth Financial LP |
13F
|
Company |
0.02%
|
2,674
|
$20,000 | — | 31 Mar 2020 | |
| BARTLETT & CO. WEALTH MANAGEMENT LLC |
13F
|
Company |
0.02%
|
2,500
|
$19,125 | — | 31 Mar 2020 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.02%
|
2,500
|
$19,000 | — | 31 Mar 2020 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q2 2020
As of 30 Jun 2020,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,383,835 shares.
The largest 10 holders included
Saba Capital Management, L.P., Relative Value Partners Group, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, INVESCO SENIOR SECURED MANAGEMENT INC /ADV, Capital Investment Advisors, LLC, Invesco Ltd., GUGGENHEIM CAPITAL LLC, SIT INVESTMENT ASSOCIATES INC, BANK OF AMERICA CORP /DE/, and MORGAN STANLEY.
This page lists
48
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
55
Q2 2020 holders
48
Holder diff
-7
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.