Almitas Capital LLC

Holdings History for Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)

Symbol: PHD
Investment type: Equity / Common Stock
Latest Disclosed Shares Owned: 699,986 shares
Security Ownership %: 5.7%

Shares, Excluding Options vs Price

Value, Excluding Options

Almitas Capital LLC ownership in Pioneer Floating Rate Fund, Inc. Common Stock (PHD)

17 Feb 2026 - Almitas Capital LLC has filed an SCHEDULE 13G form with the Securities and Exchange Commission (SEC) disclosing ownership of 699,986 shares of Pioneer Floating Rate Fund, Inc. Common Stock (PHD). This represents 5.7% ownership of the company. In their previous filing dated 14 Nov 2025, Almitas Capital LLC had reported owning 699,986 shares, indicating a new holding.

Reporting Name	Ownership %	Change	Value $	Shares owned	Change	Activity %	Price	Form	Report date	Filing time
Almitas Capital LLC	5.7%	0%	$6,999,860	699,986	0		$10.00	13G	31 Dec 2025	17 Feb 2026, 16:56
Almitas Capital LLC	5.7%		$6,971,861	699,986			$9.96	13G	30 Sep 2025	14 Nov 2025, 20:00

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2025		-1.6%	$0	0	-699,986	-100%	$10.00	Q4 2025
30 Sep 2025	1.6%	+0.84%	$6,971,861	699,986	+361,618	+107%	$9.96	Q3 2025
30 Jun 2025	0.84%	+0.84%	$3,322,774	338,368	+338,368	NEW	$9.82	Q2 2025
30 Jun 2023		-0.04%	$0	0	-10,000	-100%	$10.00	Q2 2023
31 Mar 2023	0.04%	+0.04%	$87,000	10,000	+10,000	NEW	$8.70	Q1 2023
30 Sep 2022		-0.14%	$0	0	-29,946	-100%	$10.00	Q3 2022
30 Jun 2022	0.14%	+0.14%	$266,000	29,946	+29,946	NEW	$8.88	Q2 2022
30 Sep 2020		-0.64%	$0	0	-53,835	-100%	$10.00	Q3 2020
30 Jun 2020	0.64%	-1.2%	$512,000	53,835	-101,635	-65%	$9.51	Q2 2020
31 Mar 2020	2.6%	+1.4%	$1,189,000	155,470	+82,349	+113%	$7.65	Q1 2020
31 Dec 2019	0.7%	+0.7%	$802,000	73,121	+73,121	NEW	$10.97	Q4 2019
30 Sep 2019		-0.72%	$0	0	-64,962	-100%	$10.00	Q3 2019
30 Jun 2019	0.72%	-1.1%	$694,000	64,962	-102,800	-61%	$10.68	Q2 2019
31 Mar 2019	1.2%	+0.38%	$1,745,000	167,762	+51,106	+44%	$10.40	Q1 2019
31 Dec 2018	0.77%	0%	$1,148,000	116,656	0		$9.84	Q4 2018

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.