Latest Period
Q1 2026
Security Snapshot
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) Institutional Ownership
CUSIP: 43010T104
13F Institutional Holders and Ownership History from Q1 2016 to Q1 2026
Institutions Reporting
37
Shares (Excl. Options)
6,053,924
Price
$8.03
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- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 6,053,924
- Total reported value
- $48,613,869
- Portfolio coverage rank
- 0%
- Share change
- +176,214
- Value change
- +$1,347,053
- Number of holders
- 37
- Security type / class
- Equity / Common Shares
- Symbol
- HGLB on NYSE
- Shares outstanding
- 23,298,619
- Reported price per share
- $8.24
Latest holder snapshot
7 facts
Security identity
2 facts
Issuer context
2 facts
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors
Key facts
- HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares is tracked under CUSIP 43010T104.
- 37 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 43 to 37 between Q4 2025 and Q1 2026.
- Reported value moved from $55,342,960 to $48,613,869.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC Evidence
Latest holder context comes from 37 institutions filings for Q1 2026.
Security key
43010T104
Latest holder period
Q1 2026
13F holders
37
13D/G owners
1
CIK / CUSIP context first
Open Q1 2026 holders
HGLB full holder history
HIGHLAND GLOBAL ALLOCATION FUND SEC filings
HIGHLAND GLOBAL ALLOCATION FUND insider transactions
HIGHLAND GLOBAL ALLOCATION FUND 13D/G history
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 43010T104:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
HGLB
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES | 10% | +4% | $18,897,762 | +$821,768 | 2,353,161 | +4.5% | RAYMOND JAMES & ASSOCIATES | 31 Mar 2026 |
As of 31 Mar 2026, 37 institutional investors reported holding 6,053,924 shares of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB). This represents 26% of the company’s total 23,298,619 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
26%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | 10% | 2,353,161 | +1.9% | 0.01% | $18,895,879 |
| LPL Financial LLC | 3.7% | 868,777 | +0.22% | 0% | $6,976,277 |
| MORGAN STANLEY | 3.3% | 764,290 | -0.27% | 0% | $6,137,257 |
| Matisse Capital | 1.9% | 443,000 | +13% | 1.5% | $3,557,290 |
| OSAIC HOLDINGS, INC. | 1.4% | 325,051 | -6.1% | 0% | $2,610,151 |
| NWF Advisory Services Inc. | 1.1% | 264,481 | -6.1% | 0.24% | $2,123,783 |
| Shaker Financial Services, LLC | 0.82% | 190,557 | +411% | 0.53% | $1,530,173 |
| Quantedge Capital Pte Ltd | 0.81% | 188,987 | +8.9% | 0.83% | $1,517,566 |
| Sovereign Financial Group, Inc. | 0.48% | 111,639 | -7.3% | 0.16% | $896,460 |
| UBS Group AG | 0.32% | 73,732 | -9.2% | 0% | $592,068 |
| OPPENHEIMER & CO INC | 0.29% | 68,566 | +33% | 0.01% | $550,585 |
| PNC FINANCIAL SERVICES GROUP, INC. | 0.19% | 45,000 | 0% | 0% | $361,350 |
| Capital Investment Advisors, LLC | 0.17% | 40,071 | +1.7% | 0% | $321,771 |
| Summit Financial, LLC | 0.16% | 36,500 | -1.6% | 0% | $293,095 |
| WEDBUSH SECURITIES INC | 0.13% | 29,195 | +15% | 0.01% | $234,000 |
| Cambridge Investment Research Advisors, Inc. | 0.12% | 27,288 | -43% | 0% | $219,000 |
| Cetera Investment Advisers | 0.11% | 24,803 | +0.57% | 0% | $199,165 |
| AQR CAPITAL MANAGEMENT LLC | 0.1% | 23,738 | 0% | $190,616 | |
| HB Wealth Management, LLC | 0.1% | 23,738 | -1.1% | 0% | $190,616 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0.09% | 21,364 | -6.3% | 0.02% | $171,557 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.09% | 21,024 | +14% | 0% | $168,823 |
| ROYAL BANK OF CANADA | 0.08% | 18,693 | -7.4% | 0% | $150,000 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0.08% | 18,262 | +7% | 0.02% | $146,644 |
| Virtu Financial LLC | 0.06% | 13,436 | 0% | $108,000 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0.06% | 12,824 | -7.9% | 0.01% | $104,387 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
31
Latest
Q1 2026
Rows shown
1-25 of 31
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 6,053,924 | $48,613,869 | +$1,347,053 | $8.03 | 37 |
| 2025 Q4 | 6,061,681 | $55,342,960 | +$1,553,137 | $9.13 | 43 |
| 2025 Q3 | 5,839,081 | $52,913,649 | -$895,438 | $9.09 | 35 |
| 2025 Q2 | 5,986,896 | $52,101,251 | -$1,672,031 | $8.70 | 30 |
| 2025 Q1 | 6,191,742 | $51,577,119 | -$790,305 | $8.33 | 35 |
| 2024 Q4 | 6,290,018 | $42,835,058 | -$1,738,093 | $6.81 | 35 |
| 2024 Q3 | 6,635,335 | $52,147,346 | -$167,295 | $7.86 | 30 |
| 2024 Q2 | 6,667,846 | $50,205,486 | +$5,332,514 | $7.53 | 39 |
| 2024 Q1 | 5,976,917 | $45,771,138 | +$4,172,579 | $7.66 | 38 |
| 2023 Q4 | 5,430,641 | $42,672,627 | -$1,650,563 | $7.86 | 40 |
| 2023 Q3 | 5,585,346 | $44,616,949 | +$6,517,500 | $8.00 | 38 |
| 2023 Q2 | 4,768,412 | $41,259,547 | +$516,207 | $8.65 | 40 |
| 2023 Q1 | 4,600,871 | $41,498,210 | -$715,247 | $9.04 | 41 |
| 2022 Q4 | 4,542,357 | $1,220,502,548 | +$985,900 | $9.42 | 39 |
| 2022 Q3 | 3,152,299 | $27,551,000 | -$2,362,046 | $8.72 | 37 |
| 2022 Q2 | 3,404,987 | $32,924,000 | -$2,124,517 | $9.67 | 38 |
| 2022 Q1 | 3,624,023 | $35,728,370 | +$1,745,627 | $9.86 | 37 |
| 2021 Q4 | 3,514,250 | $31,876,321 | -$980,311 | $9.07 | 36 |
| 2021 Q3 | 3,622,180 | $32,926,129 | -$963,995 | $9.09 | 34 |
| 2021 Q2 | 3,728,883 | $33,714,000 | -$2,589,685 | $9.06 | 35 |
| 2021 Q1 | 3,830,000 | $29,526,641 | -$8,226,830 | $7.71 | 38 |
| 2020 Q4 | 5,013,065 | $32,731,000 | -$3,329,196 | $6.53 | 40 |
| 2020 Q3 | 5,144,362 | $31,866,000 | -$3,087,212 | $6.20 | 37 |
| 2020 Q2 | 5,033,559 | $32,411,000 | -$7,940,342 | $6.44 | 36 |
| 2020 Q1 | 6,097,631 | $26,528,000 | +$3,753,249 | $4.35 | 33 |