| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES | 9.7% | $20,460,076 | 2,250,833 | RAYMOND JAMES & ASSOCIATES | 30 Sep 2025 |
As of 30 Sep 2025, 35 institutional investors reported holding 5,839,081 shares of HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (HGLB). This represents 25% of the company’s total 23,204,468 outstanding shares.
The largest institutional shareholders of HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (HGLB) together control 25% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | 9.7% | 2,250,833 | -9.6% | 0.01% | $20,460,076 |
| MORGAN STANLEY | 3.4% | 799,810 | -4.4% | 0% | $7,270,273 |
| LPL Financial LLC | 3.2% | 744,646 | +0.17% | 0% | $6,768,831 |
| Matisse Capital | 1.7% | 393,000 | 0% | 1.6% | $3,572,370 |
| OSAIC HOLDINGS, INC. | 1.5% | 350,103 | +13% | 0% | $3,019,013 |
| NWF Advisory Services Inc. | 1.3% | 291,581 | +24% | 0.29% | $2,650,471 |
| NewEdge Advisors, LLC | 0.79% | 182,745 | +1673% | 0.01% | $1,661,148 |
| Quantedge Capital Pte Ltd | 0.69% | 159,987 | +7% | 0.8% | $1,454,282 |
| Sovereign Financial Group, Inc. | 0.51% | 117,925 | +0.86% | 0.2% | $1,071,940 |
| UBS Group AG | 0.33% | 77,005 | -5.4% | 0% | $699,976 |
| OPPENHEIMER & CO INC | 0.22% | 49,907 | -0.34% | 0.01% | $453,655 |
| Private Advisor Group, LLC | 0.2% | 45,529 | -61% | 0% | $413,855 |
| PNC Financial Services Group, Inc. | 0.19% | 45,000 | 0% | 0% | $409,050 |
| Capital Investment Advisors, LLC | 0.18% | 42,348 | +0.15% | 0.01% | $384,945 |
| Summit Financial, LLC | 0.16% | 37,975 | 0.01% | $345,193 | |
| Cambridge Investment Research Advisors, Inc. | 0.13% | 29,512 | -13% | 0% | $268,000 |
| WEDBUSH SECURITIES INC | 0.12% | 27,526 | 0.01% | $250,000 | |
| Cetera Investment Advisers | 0.11% | 26,580 | +21% | 0% | $241,614 |
| HB Wealth Management, LLC | 0.1% | 24,011 | 0% | $218,260 | |
| ROYAL BANK OF CANADA | 0.1% | 22,080 | +5% | 0% | $201,000 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0.09% | 19,944 | -8.2% | 0.02% | $181,288 |
| Marex Group plc | 0.09% | 19,769 | 0% | $179,700 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0.07% | 17,062 | +6.9% | 0.02% | $155,094 |
| BankPlus Wealth Management LLC | 0.07% | 16,000 | 0.09% | $145,440 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0.06% | 12,914 | -86% | 0.01% | $117,389 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 165,528 | $1,511,265 | -$1,187 | $9.13 | 4 |
| 2025 Q3 | 5,839,081 | $52,913,649 | -$895,438 | $9.09 | 35 |
| 2025 Q2 | 5,986,896 | $52,101,251 | -$1,672,031 | $8.70 | 30 |
| 2025 Q1 | 6,191,742 | $51,577,119 | -$790,305 | $8.33 | 35 |
| 2024 Q4 | 6,290,018 | $42,835,058 | -$1,738,093 | $6.81 | 35 |
| 2024 Q3 | 6,635,335 | $52,147,346 | -$167,295 | $7.86 | 30 |
| 2024 Q2 | 6,667,846 | $50,205,486 | +$5,332,514 | $7.53 | 39 |
| 2024 Q1 | 5,976,917 | $45,771,138 | +$4,172,579 | $7.66 | 38 |
| 2023 Q4 | 5,430,641 | $42,672,627 | -$1,650,563 | $7.86 | 40 |
| 2023 Q3 | 5,585,346 | $44,616,949 | +$6,517,500 | $8.00 | 38 |
| 2023 Q2 | 4,768,412 | $41,259,547 | +$516,207 | $8.65 | 40 |
| 2023 Q1 | 4,600,871 | $41,498,210 | -$715,247 | $9.04 | 41 |
| 2022 Q4 | 4,542,357 | $1,220,502,548 | +$985,900 | $9.42 | 39 |
| 2022 Q3 | 3,152,299 | $27,551,000 | -$2,362,046 | $8.72 | 37 |
| 2022 Q2 | 3,404,987 | $32,924,000 | -$2,124,517 | $9.67 | 38 |
| 2022 Q1 | 3,624,023 | $35,728,370 | +$1,745,627 | $9.86 | 37 |
| 2021 Q4 | 3,514,250 | $31,876,321 | -$980,311 | $9.07 | 36 |
| 2021 Q3 | 3,622,180 | $32,926,129 | -$963,995 | $9.09 | 34 |
| 2021 Q2 | 3,728,883 | $33,714,000 | -$2,589,685 | $9.06 | 35 |
| 2021 Q1 | 3,830,000 | $29,526,641 | -$8,226,830 | $7.71 | 38 |
| 2020 Q4 | 5,013,065 | $32,731,000 | -$3,329,196 | $6.53 | 40 |
| 2020 Q3 | 5,144,362 | $31,866,000 | -$3,087,212 | $6.20 | 37 |
| 2020 Q2 | 5,033,559 | $32,411,000 | -$7,940,342 | $6.44 | 36 |
| 2020 Q1 | 6,097,631 | $26,528,000 | +$3,753,249 | $4.35 | 33 |
| 2019 Q4 | 5,321,026 | $49,851,000 | +$9,125,501 | $9.34 | 37 |
| 2019 Q3 | 4,335,004 | $44,421,000 | +$6,333,217 | $10.25 | 34 |
| 2019 Q2 | 3,814,553 | $42,875,000 | -$3,843,368 | $11.24 | 31 |
| 2019 Q1 | 4,083,042 | $52,761,000 | +$52,761,000 | $12.92 | 38 |
| 2016 Q2 | 0 | $0 | -$51,000 | $9.13 | 0 |
| 2016 Q1 | 3,929 | $51,000 | $12.98 | 1 |