13F reference period
Q2 2026
Security Snapshot
HIGHLAND GLOBAL ALLOCATION FUND - CLOSED END FUND (HGLB) Institutional Ownership
CUSIP: 43010T104
13F Institutional Holders and Ownership History from Q1 2016 to Q3 2026
Institutions Reporting
42
Shares (Excl. Options)
6.47M
Full value: 6,468,919 · shares · 30 Jun 2026Price
$7.52
The headline uses the Q2 2026 reference period after its reporting deadline. Available reports may still be incomplete or amended. Newer periods in the history table contain incoming reports and may be incomplete.
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- Security type / class
- Equity / CLOSED END FUND
- Symbol
- HGLB on NYSE
- All holders as of 30 Jun 2026
- Q2 2026
- Total 13F shares
- 6,468,919
- Total 13F value
- $48,647,399
- Portfolio coverage rank
- 0%
- Share change
- +91,204
- Value change
- +$661,763
- Number of holders
- 42
- Shares outstanding
- 23,461,220
- SEC-reported price per share
- $6.43
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Filing notes and source
Key facts
- HGLB - HIGHLAND GLOBAL ALLOCATION FUND - CLOSED END FUND is tracked under CUSIP 43010T104.
- 42 institutions reported positions in Q2 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 38 to 42 between Q1 2026 and Q2 2026.
- SEC-reported value moved from to
$50.31M
Full value: $50,311,464 · USD · 31 Mar 2026.$48.65M
Full value: $48,647,399 · USD · 30 Jun 2026
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 42 institutions filings for Q2 2026.
Security key
43010T104
13F reference period
Q2 2026
13F holders
42
13D/G owners
1
CIK / CUSIP context first
Open Q2 2026 holders
HGLB full holder history
HIGHLAND GLOBAL ALLOCATION FUND SEC filings
HIGHLAND GLOBAL ALLOCATION FUND insider transactions
HIGHLAND GLOBAL ALLOCATION FUND 13D/G history
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 43010T104:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
HGLB
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES | 11% | +15% | $17,032,846 | +$2,347,026 | 2,580,734 | +16% | RAYMOND JAMES & ASSOCIATES | 30 Sep 2026 |
As of 30 Jun 2026,
42
institutional investors reported holding
shares of
HIGHLAND GLOBAL ALLOCATION FUND - CLOSED END FUND (HGLB).
This represents
28%
of the company’s total
outstanding shares.
6.47M
Full value: 6,468,919 · shares · 30 Jun 202623.46M
Full value: 23,461,220 · shares · Stored outstanding share count13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
27%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | 9.5% | 2,225,125 | -5.4% | 0% | $16,732,937 |
| MORGAN STANLEY | 3.5% | 826,174 | +8.1% | 0% | $6,212,833 |
| LPL Financial LLC | 2.3% | 546,359 | -37% | 0% | $4,108,621 |
| Matisse Capital | 2.2% | 525,000 | +19% | 1.6% | $3,948,000 |
| Shaker Financial Services, LLC | 2.2% | 520,207 | +173% | 1.2% | $3,911,957 |
| OSAIC HOLDINGS, INC. | 0.98% | 229,469 | -29% | 0% | $1,725,605 |
| Quantedge Capital Pte Ltd | 0.86% | 201,587 | +6.7% | 1.1% | $1,515,934 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0.86% | 201,096 | 0.1% | $1,512,242 | |
| NewEdge Advisors, LLC | 0.72% | 169,935 | -20% | 0% | $1,277,915 |
| NWF Advisory Services Inc. | 0.7% | 165,400 | -37% | 0.12% | $1,243,808 |
| Sovereign Financial Group, Inc. | 0.48% | 113,391 | +1.6% | 0.13% | $852,698 |
| Advisory Solutions Group, LLC | 0.48% | 113,297 | 0% | 0.29% | $851,993 |
| OPPENHEIMER & CO INC | 0.39% | 90,402 | +32% | 0.01% | $679,823 |
| JANE STREET GROUP, LLC | 0.27% | 63,973 | 0% | $481,077 | |
| UBS Group AG | 0.2% | 48,000 | -35% | 0% | $360,960 |
| Capital Investment Advisors, LLC | 0.17% | 40,144 | +0.18% | 0% | $301,885 |
| Summit Financial, LLC | 0.16% | 36,500 | 0% | 0% | $274,480 |
| XTX Topco Ltd | 0.13% | 30,986 | 0% | $233,015 | |
| WEDBUSH SECURITIES INC | 0.12% | 27,482 | -5.9% | 0.01% | $207,000 |
| Cetera Investment Advisers | 0.1% | 24,469 | -1.3% | 0% | $184,004 |
| Kapstone Financial Advisors LLC | 0.1% | 23,455 | 0.07% | $176,382 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0.1% | 23,189 | +27% | 0.02% | $174,381 |
| HB Wealth Management, LLC | 0.1% | 22,435 | -5.5% | 0% | $168,711 |
| AQR CAPITAL MANAGEMENT LLC | 0.1% | 22,435 | -5.5% | 0% | $168,711 |
| Cambridge Investment Research Advisors, Inc. | 0.09% | 21,316 | -22% | 0% | $160,000 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
33
Headline period
Q2 2026
Rows shown
1-25 of 33
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q3 | 1,435,312 | $9,473,343 | -$709,366 | $6.60 | 15 |
| 2026 Q2 | 6,468,919 | $48,647,399 | +$661,763 | $7.52 | 42 |
| 2026 Q1 | 6,265,331 | $50,311,464 | +$1,570,678 | $8.03 | 38 |
| 2025 Q4 | 6,061,681 | $55,342,960 | +$1,553,137 | $9.13 | 43 |
| 2025 Q3 | 5,839,081 | $52,913,649 | -$895,438 | $9.09 | 35 |
| 2025 Q2 | 5,986,896 | $52,101,251 | -$1,672,031 | $8.70 | 30 |
| 2025 Q1 | 6,191,742 | $51,577,119 | -$790,305 | $8.33 | 35 |
| 2024 Q4 | 6,290,018 | $42,835,058 | -$1,738,093 | $6.81 | 35 |
| 2024 Q3 | 6,635,335 | $52,147,346 | -$167,295 | $7.86 | 30 |
| 2024 Q2 | 6,667,846 | $50,205,486 | +$5,332,514 | $7.53 | 39 |
| 2024 Q1 | 5,976,917 | $45,771,138 | +$4,172,579 | $7.66 | 38 |
| 2023 Q4 | 5,430,641 | $42,672,627 | -$1,650,563 | $7.86 | 40 |
| 2023 Q3 | 5,585,346 | $44,616,949 | +$6,517,500 | $8.00 | 38 |
| 2023 Q2 | 4,768,412 | $41,259,547 | +$516,207 | $8.65 | 40 |
| 2023 Q1 | 4,600,871 | $41,498,210 | -$715,247 | $9.04 | 41 |
| 2022 Q4 | 4,542,357 | $1,220,502,548 | +$985,900 | $9.42 | 39 |
| 2022 Q3 | 3,152,299 | $27,551,000 | -$2,362,046 | $8.72 | 37 |
| 2022 Q2 | 3,404,987 | $32,924,000 | -$2,124,517 | $9.67 | 38 |
| 2022 Q1 | 3,624,023 | $35,728,370 | +$1,745,627 | $9.86 | 37 |
| 2021 Q4 | 3,514,250 | $31,876,321 | -$980,311 | $9.07 | 36 |
| 2021 Q3 | 3,622,180 | $32,926,129 | -$963,995 | $9.09 | 34 |
| 2021 Q2 | 3,728,883 | $33,714,000 | -$2,589,685 | $9.06 | 35 |
| 2021 Q1 | 3,830,000 | $29,526,641 | -$8,226,830 | $7.71 | 38 |
| 2020 Q4 | 5,013,065 | $32,731,000 | -$3,329,196 | $6.53 | 40 |
| 2020 Q3 | 5,144,362 | $31,866,000 | -$3,087,212 | $6.20 | 37 |