HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 23,298,619
- Total 13F shares
- 3,728,883
- Share change
- -292,513
- Total reported value
- $33,714,000
- Price per share
- $9.06
- Number of holders
- 35
- Value change
- -$2,589,685
- Number of buys
- 11
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 43010T104?
CUSIP 43010T104 identifies HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in SEC institutional holdings data.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 43010T104:
Top shareholders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3%
|
700,633
|
$5,402,000 | — | 31 Mar 2021 | |
| Matisse Capital |
13F
|
Company |
3%
|
691,000
|
$5,327,000 | — | 31 Mar 2021 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
1.9%
|
442,756
|
$3,414,000 | — | 31 Mar 2021 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
1.3%
|
312,114
|
$2,406,000 | — | 31 Mar 2021 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
1.2%
|
284,476
|
$2,193,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.96%
|
222,621
|
$1,716,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.74%
|
172,639
|
$1,332,000 | — | 31 Mar 2021 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.63%
|
145,823
|
$1,124,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.55%
|
127,259
|
$981,000 | — | 31 Mar 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.45%
|
104,481
|
$806,000 | — | 31 Mar 2021 | |
| NEXPOINT ASSET MANAGEMENT, L.P. |
13F
|
Company |
0.38%
|
88,296
|
$681,000 | — | 31 Mar 2021 | |
| 6 Meridian |
13F
|
Company |
0.37%
|
85,625
|
$660,000 | — | 31 Mar 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.24%
|
56,466
|
$435,000 | — | 31 Mar 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.22%
|
52,259
|
$403,000 | — | 31 Mar 2021 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.21%
|
48,780
|
$376,000 | — | 31 Mar 2021 | |
| Aristides Capital LLC |
13F
|
Company |
0.2%
|
46,167
|
$356,000 | — | 31 Mar 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.19%
|
43,522
|
$336,000 | — | 31 Mar 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.18%
|
41,603
|
$321,000 | — | 31 Mar 2021 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.15%
|
34,500
|
$266,000 | — | 31 Mar 2021 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.14%
|
33,241
|
$256,000 | — | 31 Mar 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.09%
|
19,864
|
$153,000 | — | 31 Mar 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.08%
|
19,153
|
$148,000 | — | 31 Mar 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.06%
|
13,117
|
$101,000 | — | 31 Mar 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.04%
|
10,359
|
$79,000 | — | 31 Mar 2021 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.04%
|
10,000
|
$76,000 | — | 31 Mar 2021 | |
| Eudaimonia Partners, LLC |
13F
|
Company |
0.03%
|
6,391
|
$49,000 | — | 31 Mar 2021 | |
| Newbridge Financial Services Group, Inc. |
13F
|
Company |
0.02%
|
3,823
|
$29,000 | — | 31 Mar 2021 | |
| Retirement Group, LLC |
13F
|
Company |
0.02%
|
3,566
|
$27,000 | — | 31 Mar 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
1,899
|
$14,641 | — | 31 Mar 2021 | |
| Allworth Financial LP |
13F
|
Company |
0.01%
|
1,647
|
$13,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
1,254
|
$10,000 | — | 31 Mar 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
1,000
|
$8,000 | — | 31 Mar 2021 | |
| Princeton Global Asset Management LLC |
13F
|
Company |
0%
|
1,000
|
$8,000 | — | 31 Mar 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0%
|
982
|
$7,000 | — | 31 Mar 2021 | |
| Spire Wealth Management |
13F
|
Company |
0%
|
721
|
$6,000 | — | 31 Mar 2021 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
400
|
$3,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
0%
|
307
|
$2,000 | — | 31 Mar 2021 | |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
13F
|
Company |
0%
|
256
|
$2,000 | — | 31 Mar 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0%
|
173
|
$1,000 | — | 31 Mar 2021 |
Institutional Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) as of Q2 2021
As of 30 Jun 2021,
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,728,883 shares.
The largest 10 holders included
MORGAN STANLEY, Matisse Capital, Quantedge Capital Pte Ltd, OSAIC HOLDINGS, INC., Shaker Financial Services, LLC, WELLS FARGO & COMPANY/MN, Advisor Resource Council, Bulldog Investors, LLP, ROYAL BANK OF CANADA, and 6 Meridian.
This page lists
35
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
38
Q2 2021 holders
35
Holder diff
-3
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.