HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q3 2025 13F Holders as of 30 Sep 2025
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 23,298,619
- Total 13F shares
- 5,839,081
- Share change
- -100,626
- Total reported value
- $52,913,649
- Price per share
- $9.09
- Number of holders
- 35
- Value change
- -$895,438
- Number of buys
- 20
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 43010T104?
CUSIP 43010T104 identifies HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in SEC institutional holdings data.
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Recent filing periods for CUSIP 43010T104:
Top shareholders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
11%
|
2,490,134
|
$21,674,128 | — | 30 Jun 2025 | |
| MORGAN STANLEY |
13F
|
Company |
3.6%
|
836,236
|
$7,278,599 | — | 30 Jun 2025 | |
| LPL Financial LLC |
13F
|
Company |
3.2%
|
743,350
|
$6,470,117 | — | 30 Jun 2025 | |
| Matisse Capital |
13F
|
Company |
1.7%
|
393,000
|
$3,420,672 | — | 30 Jun 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
1.3%
|
309,856
|
$2,695,757 | — | 30 Jun 2025 | |
| NWF Advisory Services Inc. |
13F
|
Company |
1%
|
234,981
|
$2,045,272 | — | 30 Jun 2025 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.64%
|
149,487
|
$1,301,135 | — | 30 Jun 2025 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.5%
|
116,923
|
$1,017,697 | — | 30 Jun 2025 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.5%
|
116,829
|
$1,016,876 | — | 30 Jun 2025 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.4%
|
93,158
|
$810,847 | — | 30 Jun 2025 | |
| NEXPOINT ASSET MANAGEMENT, L.P. |
13F
|
Company |
0.37%
|
86,246
|
$750,685 | — | 30 Jun 2025 | |
| UBS Group AG |
13F
|
Company |
0.35%
|
81,421
|
$708,688 | — | 30 Jun 2025 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.21%
|
50,075
|
$435,853 | — | 30 Jun 2025 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.19%
|
45,000
|
$391,680 | — | 30 Jun 2025 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.18%
|
42,285
|
$368,045 | — | 30 Jun 2025 | |
| Total Wealth Planning & Management, Inc. |
13F
|
Company |
0.15%
|
35,689
|
$310,637 | — | 30 Jun 2025 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.15%
|
33,802
|
$294,000 | — | 30 Jun 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.09%
|
22,010
|
$191,575 | — | 30 Jun 2025 | |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors |
13F
|
Company |
0.09%
|
21,727
|
$189,112 | — | 30 Jun 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.09%
|
21,037
|
$183,000 | — | 30 Jun 2025 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
15,962
|
$138,933 | — | 30 Jun 2025 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.05%
|
12,715
|
$110,671 | — | 30 Jun 2025 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
11,500
|
$93,955 | — | 30 Jun 2025 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.04%
|
10,309
|
$89,733 | — | 30 Jun 2025 | |
| Ethan Powell |
3/4/5
|
Director |
—
class O/S missing
|
6,750
|
$50,423 | — | 28 Jun 2024 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.02%
|
5,385
|
$46,871 | — | 30 Jun 2025 | |
| Newbridge Financial Services Group, Inc. |
13F
|
Company |
0.02%
|
5,104
|
$44,425 | — | 30 Jun 2025 | |
| Dr. Robert Froehlich |
3/4/5
|
Director |
—
class O/S missing
|
2,024
|
$19,774 | — | 05 Dec 2022 | |
| NBC SECURITIES, INC. |
13F
|
Company |
0.01%
|
2,067
|
$17,000 | — | 30 Jun 2025 | |
| Stephanie Vitiello |
3/4/5
|
Chief Compliance Officer |
—
class O/S missing
|
869
|
$8,490 | — | 13 Nov 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
465
|
$4,047 | — | 30 Jun 2025 | |
| COMERICA BANK |
13F
|
Company |
0%
|
142
|
$1,236 | — | 30 Jun 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
1
|
$5 | — | 30 Jun 2025 |
Institutional Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) as of Q3 2025
As of 30 Sep 2025,
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,839,081 shares.
The largest 10 holders included
RAYMOND JAMES FINANCIAL INC, MORGAN STANLEY, LPL Financial LLC, Matisse Capital, OSAIC HOLDINGS, INC., NWF Advisory Services Inc., NewEdge Advisors, LLC, Quantedge Capital Pte Ltd, Sovereign Financial Group, Inc., and UBS Group AG.
This page lists
35
institutional shareholders reporting positions in this security
for the Q3 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2025 vs Q2 2025 Across Filers
Q2 2025 holders
30
Q3 2025 holders
35
Holder diff
5
| Investor | Q2 2025 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2025 Value $ | Q3 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.