HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q1 2025 13F Holders as of 31 Mar 2025
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 23,298,619
- Total 13F shares
- 6,191,742
- Share change
- -98,276
- Total reported value
- $51,577,119
- Price per share
- $8.33
- Number of holders
- 35
- Value change
- -$790,305
- Number of buys
- 18
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 43010T104?
CUSIP 43010T104 identifies HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 43010T104:
Top shareholders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
11%
|
2,637,580
|
$17,961,922 | — | 31 Dec 2024 | |
| MORGAN STANLEY |
13F
|
Company |
3.5%
|
824,993
|
$5,618,208 | — | 31 Dec 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
2.9%
|
667,027
|
$4,542,454 | — | 31 Dec 2024 | |
| Matisse Capital |
13F
|
Company |
1.7%
|
393,000
|
$2,676,330 | — | 31 Dec 2024 | |
| LPL Financial LLC |
13F
|
Company |
1.5%
|
359,377
|
$2,447,359 | — | 31 Dec 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
1.1%
|
250,637
|
$1,706,830 | — | 31 Dec 2024 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.75%
|
174,487
|
$1,188,256 | — | 31 Dec 2024 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.59%
|
136,510
|
$929,633 | — | 31 Dec 2024 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.49%
|
114,510
|
$779,811 | — | 31 Dec 2024 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.49%
|
114,250
|
$778,043 | — | 31 Dec 2024 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.45%
|
104,800
|
$713,688 | — | 31 Dec 2024 | |
| NEXPOINT ASSET MANAGEMENT, L.P. |
13F
|
Company |
0.37%
|
86,246
|
$587,335 | — | 31 Dec 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.3%
|
69,505
|
$473,000 | — | 31 Dec 2024 | |
| UBS Group AG |
13F
|
Company |
0.3%
|
68,772
|
$468,337 | — | 31 Dec 2024 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.21%
|
48,150
|
$327,902 | — | 31 Dec 2024 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.18%
|
42,600
|
$290,106 | — | 31 Dec 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.14%
|
32,070
|
$218,397 | — | 31 Dec 2024 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.12%
|
26,954
|
$184,000 | — | 31 Dec 2024 | |
| Arlington Capital Management, Inc. |
13F
|
Company |
0.1%
|
23,499
|
$160,028 | — | 31 Dec 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.09%
|
20,037
|
$136,000 | — | 31 Dec 2024 | |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors |
13F
|
Company |
0.07%
|
16,446
|
$111,996 | — | 31 Dec 2024 | |
| Total Wealth Planning & Management, Inc. |
13F
|
Company |
0.06%
|
14,443
|
$98,357 | — | 31 Dec 2024 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
14,013
|
$95,429 | — | 31 Dec 2024 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
13,400
|
$91,254 | — | 31 Dec 2024 | |
| XTX Topco Ltd |
13F
|
Company |
0.05%
|
12,571
|
$85,609 | — | 31 Dec 2024 | |
| Marex Group plc |
13F
|
Company |
0.05%
|
12,201
|
$83,089 | — | 31 Dec 2024 | |
| IFP Advisors, Inc |
13F
|
Company |
0.05%
|
11,506
|
$78,355 | — | 31 Dec 2024 | |
| Ethan Powell |
3/4/5
|
Director |
—
class O/S missing
|
6,750
|
$50,423 | — | 28 Jun 2024 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.02%
|
5,385
|
$36,672 | — | 31 Dec 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
4,686
|
$31,912 | — | 31 Dec 2024 | |
| Dr. Robert Froehlich |
3/4/5
|
Director |
—
class O/S missing
|
2,024
|
$19,774 | — | 05 Dec 2022 | |
| Stephanie Vitiello |
3/4/5
|
Chief Compliance Officer |
—
class O/S missing
|
869
|
$8,490 | — | 13 Nov 2021 | |
| West Branch Capital LLC |
13F
|
Company |
0%
|
1,041
|
$7,090 | — | 31 Dec 2024 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
465
|
$3,166 | — | 31 Dec 2024 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
479
|
$3,000 | — | 31 Dec 2024 | |
| CWM, LLC |
13F
|
Company |
0%
|
377
|
$3,000 | — | 31 Dec 2024 | |
| Synergy Asset Management, LLC |
13F
|
Company |
0%
|
200
|
$1,572 | — | 31 Dec 2024 | |
| NBC SECURITIES, INC. |
13F
|
Company |
0%
|
2
|
$13 | — | 31 Dec 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
1
|
$6 | — | 31 Dec 2024 |
Institutional Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) as of Q1 2025
As of 31 Mar 2025,
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,191,742 shares.
The largest 10 holders included
RAYMOND JAMES FINANCIAL INC, MORGAN STANLEY, LPL Financial LLC, Matisse Capital, OSAIC HOLDINGS, INC., NWF Advisory Services Inc., Quantedge Capital Pte Ltd, LANDSCAPE CAPITAL MANAGEMENT, L.L.C., Sovereign Financial Group, Inc., and Private Advisor Group, LLC.
This page lists
35
institutional shareholders reporting positions in this security
for the Q1 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2025 vs Q4 2024 Across Filers
Q4 2024 holders
35
Q1 2025 holders
35
Holder diff
0
| Investor | Q4 2024 Shares | Q1 2025 Shares | Share Diff | Share Chg % | Q4 2024 Value $ | Q1 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.