Security key
43010T104
HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (HGLB)
CUSIP: 43010T104
Q4 2024 13F Holders as of 31 Dec 2024
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 6,290,018
- Total 13F value
- $42,835,058
- Share change
- -221,713
- SEC-reported price per share
- $6.81
- Number of holders
- 35
- Value change
- -$1,738,093
- Number of buys
- 15
- Number of sells
- 17
- Shares outstanding
- 23,422,365
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2024
Institutions
35
Top holders
10
HGLB full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
HIGHLAND GLOBAL ALLOCATION FUND SEC filings
HIGHLAND GLOBAL ALLOCATION FUND 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP 43010T104
Recent filing periods:
Ownership snapshot
Top reported holders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES & ASSOCIATES
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
15/15
Latest evidence
30 Sep 2024
13F
Lead comparable stake: 12%
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES & ASSOCIATES leads the comparable SEC ownership view at 12%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES & ASSOCIATES's linked filing trail.
Comparable ownership
Top 5
RAYMOND JAMES & ASSOCIATES
12%
MORGAN STANLEY
3.5%
Shaker Financial Services, LLC
2.8%
Matisse Capital
1.5%
LPL Financial LLC
1.5%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
12%
|
$21,816,428
2,775,627 shares
|
— | 30 Sep 2024 |
| MORGAN STANLEY |
13F
Company
|
3.5%
|
$6,496,924
826,580 shares
|
— | 30 Sep 2024 |
| Shaker Financial Services, LLC |
13F
Company
|
2.8%
|
$5,168,327
657,548 shares
|
— | 30 Sep 2024 |
| Matisse Capital |
13F
Company
|
1.5%
|
$2,847,678
362,300 shares
|
— | 30 Sep 2024 |
| LPL Financial LLC |
13F
Company
|
1.5%
|
$2,682,497
341,285 shares
|
— | 30 Sep 2024 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
1.1%
|
$1,977,367
251,575 shares
|
— | 30 Sep 2024 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2024
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
35
Shares
6,290,018
Rows available
35
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2024 vs Q1 2026 Across Filers
Q1 2026 holders
38
Q4 2024 holders
35
Holder diff
-3
| Investor | Q1 2026 Shares | Q4 2024 Shares | Share Diff | Share Chg % | Q1 2026 value | Q4 2024 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend