HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q4 2024 13F Holders as of 31 Dec 2024
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 23,298,619
- Total 13F shares
- 6,290,018
- Share change
- -221,713
- Total reported value
- $42,835,058
- Price per share
- $6.81
- Number of holders
- 35
- Value change
- -$1,738,093
- Number of buys
- 15
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 43010T104?
CUSIP 43010T104 identifies HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in SEC institutional holdings data.
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Recent filing periods for CUSIP 43010T104:
Top shareholders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
12%
|
2,775,627
|
$21,816,428 | — | 30 Sep 2024 | |
| MORGAN STANLEY |
13F
|
Company |
3.5%
|
826,580
|
$6,496,924 | — | 30 Sep 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
2.8%
|
657,548
|
$5,168,327 | — | 30 Sep 2024 | |
| Matisse Capital |
13F
|
Company |
1.6%
|
362,300
|
$2,847,678 | — | 30 Sep 2024 | |
| LPL Financial LLC |
13F
|
Company |
1.5%
|
341,285
|
$2,682,497 | — | 30 Sep 2024 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
17,363
|
$2,209,000 | — | 30 Sep 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
1.1%
|
251,575
|
$1,977,367 | — | 30 Sep 2024 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.87%
|
201,987
|
$1,587,618 | — | 30 Sep 2024 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.79%
|
183,931
|
$1,445,698 | — | 30 Sep 2024 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.68%
|
158,102
|
$1,242,682 | — | 30 Sep 2024 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.63%
|
147,885
|
$1,162,376 | — | 30 Sep 2024 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.55%
|
127,373
|
$1,001,152 | — | 30 Sep 2024 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.49%
|
114,250
|
$898,005 | — | 30 Sep 2024 | |
| NEXPOINT ASSET MANAGEMENT, L.P. |
13F
|
Company |
0.37%
|
86,246
|
$677,894 | — | 30 Sep 2024 | |
| UBS Group AG |
13F
|
Company |
0.31%
|
73,004
|
$573,811 | — | 30 Sep 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.28%
|
65,826
|
$517,000 | — | 30 Sep 2024 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.23%
|
54,496
|
$428,339 | — | 30 Sep 2024 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.18%
|
41,100
|
$323,046 | — | 30 Sep 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.17%
|
38,724
|
$304,371 | — | 30 Sep 2024 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.1%
|
24,124
|
$189,000 | — | 30 Sep 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.09%
|
20,958
|
$165,000 | — | 30 Sep 2024 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.08%
|
18,315
|
$139,000 | — | 30 Sep 2024 | |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors |
13F
|
Company |
0.07%
|
16,047
|
$126,132 | — | 30 Sep 2024 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.06%
|
13,484
|
$105,984 | — | 30 Sep 2024 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.06%
|
12,983
|
$102,000 | — | 30 Sep 2024 | |
| EAGLE ROCK INVESTMENT COMPANY, LLC |
13F
|
Company |
0.04%
|
10,000
|
$78,600 | — | 30 Sep 2024 | |
| Ethan Powell |
3/4/5
|
Director |
—
class O/S missing
|
6,750
|
$50,423 | — | 28 Jun 2024 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.02%
|
5,385
|
$42,326 | — | 30 Sep 2024 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.02%
|
4,539
|
$35,000 | — | 30 Sep 2024 | |
| Dr. Robert Froehlich |
3/4/5
|
Director |
—
class O/S missing
|
2,024
|
$19,774 | — | 05 Dec 2022 | |
| Stephanie Vitiello |
3/4/5
|
Chief Compliance Officer |
—
class O/S missing
|
869
|
$8,490 | — | 13 Nov 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
820
|
$6,449 | — | 30 Sep 2024 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
465
|
$3,655 | — | 30 Sep 2024 | |
| CWM, LLC |
13F
|
Company |
0%
|
377
|
$3,000 | — | 30 Sep 2024 |
Institutional Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) as of Q4 2024
As of 31 Dec 2024,
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,290,018 shares.
The largest 10 holders included
RAYMOND JAMES FINANCIAL INC, MORGAN STANLEY, Shaker Financial Services, LLC, Matisse Capital, LPL Financial LLC, OSAIC HOLDINGS, INC., Quantedge Capital Pte Ltd, LANDSCAPE CAPITAL MANAGEMENT, L.L.C., Sovereign Financial Group, Inc., and Private Advisor Group, LLC.
This page lists
36
institutional shareholders reporting positions in this security
for the Q4 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2024 vs Q3 2024 Across Filers
Q3 2024 holders
30
Q4 2024 holders
35
Holder diff
5
| Investor | Q3 2024 Shares | Q4 2024 Shares | Share Diff | Share Chg % | Q3 2024 Value $ | Q4 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.