Security key
43010T104
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q3 2024 13F Holders as of 30 Sep 2024
- Security type / class
- Equity / Common Shares
- Total 13F shares
- 6,635,335
- Total 13F value
- $52,147,346
- Share change
- -31,044
- SEC-reported price per share
- $7.86
- Number of holders
- 30
- Value change
- -$167,295
- Number of buys
- 14
- Number of sells
- 20
- Shares outstanding
- 23,298,619
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2024
Institutions
30
Top holders
10
HGLB full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2024
Previous quarter: Q2 2024
HIGHLAND GLOBAL ALLOCATION FUND SEC filings
HIGHLAND GLOBAL ALLOCATION FUND 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP 43010T104
Recent filing periods:
Ownership snapshot
Top reported holders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES & ASSOCIATES
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
15/15
Latest evidence
30 Jun 2024
13F
Lead comparable stake: 10%
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES & ASSOCIATES leads the comparable SEC ownership view at 10%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES & ASSOCIATES's linked filing trail.
Comparable ownership
Top 5
RAYMOND JAMES & ASSOCIATES
10%
MORGAN STANLEY
3.7%
Shaker Financial Services, LLC
2.6%
LPL Financial LLC
1.6%
Matisse Capital
1.6%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
10%
|
$18,068,059
2,399,477 shares
|
— | 30 Jun 2024 |
| MORGAN STANLEY |
13F
Company
|
3.7%
|
$6,573,941
873,033 shares
|
— | 30 Jun 2024 |
| Shaker Financial Services, LLC |
13F
Company
|
2.6%
|
$4,625,408
614,264 shares
|
— | 30 Jun 2024 |
| LPL Financial LLC |
13F
Company
|
1.6%
|
$2,805,054
372,517 shares
|
— | 30 Jun 2024 |
| Matisse Capital |
13F
Company
|
1.6%
|
$2,728,119
362,300 shares
|
— | 30 Jun 2024 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
1.1%
|
$1,964,318
260,867 shares
|
— | 30 Jun 2024 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2024
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
30
Shares
6,635,335
Rows available
30
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
39
Q3 2024 holders
30
Holder diff
-9
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 value | Q3 2024 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend