HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 23,298,619
- Total 13F shares
- 6,635,335
- Share change
- -31,044
- Total reported value
- $52,147,346
- Price per share
- $7.86
- Number of holders
- 30
- Value change
- -$167,295
- Number of buys
- 14
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 43010T104?
CUSIP 43010T104 identifies HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in SEC institutional holdings data.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 43010T104:
Top shareholders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
10%
|
2,399,477
|
$18,068,059 | — | 30 Jun 2024 | |
| MORGAN STANLEY |
13F
|
Company |
3.7%
|
873,033
|
$6,573,941 | — | 30 Jun 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
2.6%
|
614,264
|
$4,625,408 | — | 30 Jun 2024 | |
| LPL Financial LLC |
13F
|
Company |
1.6%
|
372,517
|
$2,805,054 | — | 30 Jun 2024 | |
| Matisse Capital |
13F
|
Company |
1.6%
|
362,300
|
$2,728,119 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
1.1%
|
260,867
|
$1,964,318 | — | 30 Jun 2024 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
1%
|
235,367
|
$1,772,314 | — | 30 Jun 2024 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.83%
|
193,725
|
$1,458,749 | — | 30 Jun 2024 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.83%
|
193,222
|
$1,454,962 | — | 30 Jun 2024 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.8%
|
185,231
|
$1,394,790 | — | 30 Jun 2024 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.6%
|
140,638
|
$1,059,005 | — | 30 Jun 2024 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.48%
|
112,750
|
$849,008 | — | 30 Jun 2024 | |
| Na Bokf |
13F
|
Individual |
0.37%
|
86,673
|
$652,648 | — | 30 Jun 2024 | |
| NEXPOINT ASSET MANAGEMENT, L.P. |
13F
|
Company |
0.37%
|
86,246
|
$649,432 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
0.31%
|
72,331
|
$544,652 | — | 30 Jun 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.29%
|
66,806
|
$503,000 | — | 30 Jun 2024 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.23%
|
53,650
|
$403,985 | — | 30 Jun 2024 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.22%
|
51,432
|
$387,283 | — | 30 Jun 2024 | |
| Atlas Wealth LLC |
13F
|
Company |
0.21%
|
48,754
|
$370,530 | — | 30 Jun 2024 | |
| PRINCIPAL SECURITIES, INC. |
13F
|
Company |
0.2%
|
46,238
|
$348,172 | — | 30 Jun 2024 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.16%
|
36,600
|
$275,598 | — | 30 Jun 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.15%
|
34,565
|
$260,274 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.14%
|
31,760
|
$239,000 | — | 30 Jun 2024 | |
| EAGLE ROCK INVESTMENT COMPANY, LLC |
13F
|
Company |
0.11%
|
25,000
|
$188,250 | — | 30 Jun 2024 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.07%
|
15,653
|
$118,000 | — | 30 Jun 2024 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.07%
|
16,288
|
$116,000 | — | 30 Jun 2024 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.06%
|
14,609
|
$110,000 | — | 30 Jun 2024 | |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors |
13F
|
Company |
0.06%
|
14,588
|
$109,850 | — | 30 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.05%
|
12,720
|
$96,000 | — | 30 Jun 2024 | |
| Ethan Powell |
3/4/5
|
Director |
—
class O/S missing
|
6,750
|
$50,423 | — | 28 Jun 2024 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.02%
|
5,385
|
$40,549 | — | 30 Jun 2024 | |
| Dr. Robert Froehlich |
3/4/5
|
Director |
—
class O/S missing
|
2,024
|
$19,774 | — | 05 Dec 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,410
|
$10,618 | — | 30 Jun 2024 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,326
|
$9,985 | — | 30 Jun 2024 | |
| Stephanie Vitiello |
3/4/5
|
Chief Compliance Officer |
—
class O/S missing
|
869
|
$8,490 | — | 13 Nov 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
837
|
$6,303 | — | 30 Jun 2024 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
460
|
$3,000 | — | 30 Jun 2024 | |
| CWM, LLC |
13F
|
Company |
0%
|
377
|
$3,000 | — | 30 Jun 2024 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
340
|
$2,560 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
265
|
$1,997 | — | 30 Jun 2024 | |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
13F
|
Company |
0%
|
141
|
$1,065 | — | 30 Jun 2024 | |
| FMR LLC |
13F
|
Company |
0%
|
1
|
$8 | — | 30 Jun 2024 |
Institutional Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) as of Q3 2024
As of 30 Sep 2024,
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) was held by
30 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,635,335 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, Shaker Financial Services, LLC, Matisse Capital, LPL Financial LLC, OSAIC HOLDINGS, INC., Quantedge Capital Pte Ltd, NWF Advisory Services Inc., LANDSCAPE CAPITAL MANAGEMENT, L.L.C., and AQR Arbitrage LLC.
This page lists
30
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
39
Q3 2024 holders
30
Holder diff
-9
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.