HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 23,298,619
- Total 13F shares
- 3,514,250
- Share change
- -106,530
- Total reported value
- $31,876,321
- Price per share
- $9.07
- Number of holders
- 36
- Value change
- -$980,311
- Number of buys
- 18
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 43010T104?
CUSIP 43010T104 identifies HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in SEC institutional holdings data.
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Recent filing periods for CUSIP 43010T104:
Top shareholders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
2.9%
|
687,301
|
$6,248,000 | — | 30 Sep 2021 | |
| Matisse Capital |
13F
|
Company |
2.7%
|
628,923
|
$5,717,000 | — | 30 Sep 2021 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
1.5%
|
341,361
|
$3,103,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.3%
|
309,179
|
$2,810,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
1.1%
|
266,836
|
$2,424,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.87%
|
201,940
|
$1,836,000 | — | 30 Sep 2021 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.63%
|
145,823
|
$1,326,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.51%
|
119,524
|
$1,086,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.41%
|
94,582
|
$860,000 | — | 30 Sep 2021 | |
| NEXPOINT ASSET MANAGEMENT, L.P. |
13F
|
Company |
0.38%
|
88,296
|
$803,000 | — | 30 Sep 2021 | |
| 6 Meridian |
13F
|
Company |
0.33%
|
77,946
|
$709,000 | — | 30 Sep 2021 | |
| Na Bokf |
13F
|
Individual |
0.32%
|
75,445
|
$686,000 | — | 30 Sep 2021 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.32%
|
74,884
|
$681,000 | — | 30 Sep 2021 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.3%
|
70,434
|
$640,000 | — | 30 Sep 2021 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0.29%
|
68,223
|
$620,000 | — | 30 Sep 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.26%
|
61,099
|
$555,000 | — | 30 Sep 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.22%
|
51,179
|
$465,000 | — | 30 Sep 2021 | |
| Aristides Capital LLC |
13F
|
Company |
0.2%
|
46,167
|
$420,000 | — | 30 Sep 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.18%
|
41,751
|
$380,000 | — | 30 Sep 2021 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.15%
|
35,500
|
$323,000 | — | 30 Sep 2021 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.1%
|
22,238
|
$202,000 | — | 30 Sep 2021 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.08%
|
18,572
|
$169,000 | — | 30 Sep 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.07%
|
15,664
|
$142,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
15,329
|
$139,000 | — | 30 Sep 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.06%
|
13,200
|
$119,000 | — | 30 Sep 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.05%
|
12,200
|
$111,000 | — | 30 Sep 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.05%
|
11,848
|
$108,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.04%
|
10,237
|
$93,000 | — | 30 Sep 2021 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.04%
|
10,000
|
$92,000 | — | 30 Sep 2021 | |
| Retirement Group, LLC |
13F
|
Company |
0.02%
|
4,344
|
$55,000 | — | 30 Sep 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
1,300
|
$12,000 | — | 30 Sep 2021 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0%
|
1,004
|
$9,129 | — | 30 Sep 2021 | |
| Stephanie Vitiello |
3/4/5
|
Chief Compliance Officer |
—
class O/S missing
|
869
|
$8,490 | — | 13 Nov 2021 | |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
13F
|
Company |
0%
|
256
|
$2,000 | — | 30 Sep 2021 | |
| Lake Point Wealth Management |
13F
|
Company |
0%
|
200
|
$2,000 | — | 30 Sep 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0%
|
173
|
$2,000 | — | 30 Sep 2021 |
Institutional Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) as of Q4 2021
As of 31 Dec 2021,
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,514,250 shares.
The largest 10 holders included
MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, Quantedge Capital Pte Ltd, ADVISOR GROUP HOLDINGS, INC., Shaker Financial Services, LLC, Advisor Resource Council, WELLS FARGO & COMPANY/MN, Bulldog Investors, LLP, LPL Financial LLC, and LANDSCAPE CAPITAL MANAGEMENT, L.L.C..
This page lists
36
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
34
Q4 2021 holders
36
Holder diff
2
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.