HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q2 2022 13F Holders as of 30 Jun 2022
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 23,298,619
- Total 13F shares
- 3,404,987
- Share change
- -219,213
- Total reported value
- $32,924,000
- Price per share
- $9.67
- Number of holders
- 38
- Value change
- -$2,124,517
- Number of buys
- 14
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 43010T104?
CUSIP 43010T104 identifies HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in SEC institutional holdings data.
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Recent filing periods for CUSIP 43010T104:
Top shareholders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.1%
|
721,496
|
$7,107,000 | — | 31 Mar 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.1%
|
478,388
|
$4,712,000 | — | 31 Mar 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.7%
|
406,996
|
$4,009,000 | — | 31 Mar 2022 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
1.4%
|
334,020
|
$3,290,000 | — | 31 Mar 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
1.2%
|
280,337
|
$2,760,000 | — | 31 Mar 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.8%
|
185,247
|
$1,825,000 | — | 31 Mar 2022 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.63%
|
145,823
|
$1,436,000 | — | 31 Mar 2022 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.5%
|
115,908
|
$1,142,000 | — | 31 Mar 2022 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.39%
|
91,772
|
$904,000 | — | 31 Mar 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.38%
|
87,513
|
$862,000 | — | 31 Mar 2022 | |
| NEXPOINT ASSET MANAGEMENT, L.P. |
13F
|
Company |
0.37%
|
86,246
|
$850,000 | — | 31 Mar 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.34%
|
78,841
|
$777,000 | — | 31 Mar 2022 | |
| Na Bokf |
13F
|
Individual |
0.31%
|
72,193
|
$711,000 | — | 31 Mar 2022 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0.28%
|
64,481
|
$663,000 | — | 31 Mar 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.24%
|
56,609
|
$558,000 | — | 31 Mar 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.23%
|
52,860
|
$521,000 | — | 31 Mar 2022 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.2%
|
46,393
|
$457,000 | — | 31 Mar 2022 | |
| Aristides Capital LLC |
13F
|
Company |
0.2%
|
46,167
|
$455,000 | — | 31 Mar 2022 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.18%
|
42,527
|
$419,000 | — | 31 Mar 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.16%
|
36,653
|
$361,000 | — | 31 Mar 2022 | |
| Walleye Capital LLC |
13F
|
Company |
0.15%
|
35,503
|
$350,000 | — | 31 Mar 2022 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.15%
|
35,500
|
$350,000 | — | 31 Mar 2022 | |
| Hightower 6M Holding, LLC |
13F
|
Company |
0.13%
|
29,801
|
$294,000 | — | 31 Mar 2022 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.12%
|
29,100
|
$287,000 | — | 31 Mar 2022 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
0.06%
|
13,484
|
$133,000 | — | 31 Mar 2022 | |
| Virtu Financial LLC |
13F
|
Company |
0.05%
|
11,699
|
$115,000 | — | 31 Mar 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
10,955
|
$108,000 | — | 31 Mar 2022 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.04%
|
10,000
|
$99,000 | — | 31 Mar 2022 | |
| Retirement Group, LLC |
13F
|
Company |
0.04%
|
8,381
|
$98,000 | — | 31 Mar 2022 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
2,424
|
$36,000 | — | 31 Mar 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
3,500
|
$34,000 | — | 31 Mar 2022 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,871
|
$28,000 | — | 31 Mar 2022 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
1,300
|
$13,000 | — | 31 Mar 2022 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0%
|
1,053
|
$10,370 | — | 31 Mar 2022 | |
| Stephanie Vitiello |
3/4/5
|
Chief Compliance Officer |
—
class O/S missing
|
869
|
$8,490 | — | 13 Nov 2021 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
469
|
$5,000 | — | 31 Mar 2022 | |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
13F
|
Company |
0%
|
256
|
$3,000 | — | 31 Mar 2022 | |
| Lake Point Wealth Management |
13F
|
Company |
0%
|
200
|
$2,000 | — | 31 Mar 2022 | |
| MONEY CONCEPTS CAPITAL CORP |
13F
|
Company |
0%
|
86
|
$1,000 | — | 31 Mar 2022 |
Institutional Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) as of Q2 2022
As of 30 Jun 2022,
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,404,987 shares.
The largest 10 holders included
MORGAN STANLEY, Shaker Financial Services, LLC, ADVISOR GROUP HOLDINGS, INC., Quantedge Capital Pte Ltd, Advisor Resource Council, WELLS FARGO & COMPANY/MN, Bulldog Investors, LLP, Private Advisor Group, LLC, Sovereign Financial Group, Inc., and RAYMOND JAMES & ASSOCIATES.
This page lists
38
institutional shareholders reporting positions in this security
for the Q2 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2022 vs Q1 2022 Across Filers
Q1 2022 holders
37
Q2 2022 holders
38
Holder diff
1
| Investor | Q1 2022 Shares | Q2 2022 Shares | Share Diff | Share Chg % | Q1 2022 Value $ | Q2 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.