SEC EDGAR filings, ownership reports, and insider transactions for HIGHLAND GLOBAL ALLOCATION FUND.
Recent SEC filings for HIGHLAND GLOBAL ALLOCATION FUND including 40-17G, N-CEN, N-CSR and more.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | FORM 40-17G | 29 Dec 2025 | 811-23369 | |
| N-CEN | Open N-CEN document | View SEC filing for N-CEN | 12 Dec 2025 | 30 Sep 2025 | 811-23369 | |
| N-CSR | Open N-CSR document | View SEC filing for N-CSR | HIGHLAND GLOBAL ALLOCATION FUND | 08 Dec 2025 | 30 Sep 2025 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 01 Dec 2025 | 30 Sep 2025 | 811-23369 | |
| SCHEDULE 13G/A | Open SCHEDULE 13G/A document | View SEC filing for SCHEDULE 13G/A | 14 Nov 2025 | |||
| SCHEDULE 13G/A | Open SCHEDULE 13G/A document | View SEC filing for SCHEDULE 13G/A | 31 Oct 2025 | 005-94610 | ||
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 29 Aug 2025 | 30 Jun 2025 | 811-23369 | |
| N-PX | Open N-PX document | View SEC filing for N-PX | 18 Aug 2025 | 30 Jun 2025 | 811-23369 | |
| NPORT-P/A | Open NPORT-P/A document | View SEC filing for NPORT-P/A | 18 Jun 2025 | 31 Dec 2024 | 811-23369 | |
| N-CSRS | Open N-CSRS document | View SEC filing for N-CSRS | HIGHLAND GLOBAL ALLOCATION FUND | 09 Jun 2025 | 31 Mar 2025 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 30 May 2025 | 31 Mar 2025 | 811-23369 | |
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | HIGHLAND GLOBAL ALLOCATION FUND | 07 May 2025 | 16 Jun 2025 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 03 Mar 2025 | 31 Dec 2024 | 811-23369 | |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | FORM 40-17G | 21 Jan 2025 | 811-23369 | |
| N-CEN | Open N-CEN document | View SEC filing for N-CEN | 13 Dec 2024 | 30 Sep 2024 | 811-23369 | |
| N-CSR | Open N-CSR document | View SEC filing for N-CSR | HIGHLAND GLOBAL ALLOCATION FUND | 09 Dec 2024 | 30 Sep 2024 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 29 Nov 2024 | 30 Sep 2024 | 811-23369 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | 13G HOLDINGS REPORT 06-28-24 | 10 Sep 2024 | 005-94610 | |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 29 Aug 2024 | 30 Jun 2024 | 811-23369 | |
| N-PX | Open N-PX document | View SEC filing for N-PX | 21 Aug 2024 | 30 Jun 2024 | 811-23369 | |
| 424B3 | Open 424B3 document | View SEC filing for 424B3 | 424B3 | 24 Jul 2024 | 333-230763 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 01 Jul 2024 | 28 Jun 2024 | |
| N-CSRS | Open N-CSRS document | View SEC filing for N-CSRS | HIGHLAND GLOBAL ALLOCATION FUND | 07 Jun 2024 | 31 Mar 2024 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 30 May 2024 | 31 Mar 2024 | 811-23369 | |
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | HIGHLAND GLOBAL ALLOCATION FUND | 17 May 2024 | 26 Jun 2024 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 29 Feb 2024 | 31 Dec 2023 | 811-23369 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | SCHEDULE 13G | 02 Feb 2024 | ||
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | FORM 40-17G | 17 Jan 2024 | 811-23369 | |
| N-CEN | Open N-CEN document | View SEC filing for N-CEN | 14 Dec 2023 | 30 Sep 2023 | 811-23369 | |
| N-CSR | Open N-CSR document | View SEC filing for N-CSR | HIGHLAND GLOBAL ALLOCATION FUND | 08 Dec 2023 | 30 Sep 2023 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 29 Nov 2023 | 30 Sep 2023 | 811-23369 | |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 29 Aug 2023 | 30 Jun 2023 | 811-23369 | |
| N-PX | Open N-PX document | View SEC filing for N-PX | BRDQY8_0001622148_2023.TXT | 17 Aug 2023 | 30 Jun 2023 | 811-23369 |
| NPORT-P/A | Open NPORT-P/A document | View SEC filing for NPORT-P/A | 15 Aug 2023 | 31 Mar 2023 | 811-23369 | |
| NPORT-P/A | Open NPORT-P/A document | View SEC filing for NPORT-P/A | 15 Aug 2023 | 31 Dec 2022 | 811-23369 | |
| NPORT-P/A | Open NPORT-P/A document | View SEC filing for NPORT-P/A | 15 Aug 2023 | 30 Sep 2022 | 811-23369 | |
| N-CSRS | Open N-CSRS document | Open XBRL data | View SEC filing for N-CSRS | HIGHLAND GLOBAL ALLOCATION FUND | 09 Jun 2023 | 811-23369 | |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 30 May 2023 | 31 Mar 2023 | 811-23369 | |
| N-CSR/A | Open N-CSR/A document | View SEC filing for N-CSR/A | HIGHLAND GLOBAL ALLOCATION FUND | 05 May 2023 | 30 Sep 2022 | 811-23369 |
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 04 May 2023 | |||
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | HIGHLAND GLOBAL ALLOCATION FUND | 02 May 2023 | 16 Jun 2023 | 811-23369 |
| 424B3 | Open 424B3 document | View SEC filing for 424B3 | HIGHLAND GLOBAL ALLOCATION FUND | 10 Mar 2023 | 333-230763 | |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 01 Mar 2023 | 31 Dec 2022 | 811-23369 | |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | FORM 40-17G | 12 Jan 2023 | 811-23369 | |
| N-CEN | Open N-CEN document | View SEC filing for N-CEN | 13 Dec 2022 | 30 Sep 2022 | 811-23369 | |
| N-CSR | Open N-CSR document | View SEC filing for N-CSR | HIGHLAND GLOBAL ALLOCATION FUND | 09 Dec 2022 | 30 Sep 2022 | 811-23369 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 06 Dec 2022 | 05 Dec 2022 | |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 29 Nov 2022 | 30 Sep 2022 | 811-23369 | |
| 424B3 | Open 424B3 document | View SEC filing for 424B3 | HIGHLAND GLOBAL ALLOCATION FUND | 26 Sep 2022 | 333-230763 | |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 29 Aug 2022 | 30 Jun 2022 | 811-23369 | |
| N-PX | Open N-PX document | View SEC filing for N-PX | BRDQY8_0001622148_2022.TXT | 18 Aug 2022 | 30 Jun 2022 | 811-23369 |
| N-CSRS | Open N-CSRS document | View SEC filing for N-CSRS | HIGHLAND GLOBAL ALLOCATION FUND | 09 Jun 2022 | 31 Mar 2022 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 31 May 2022 | 31 Mar 2022 | 811-23369 | |
| 424B3 | Open 424B3 document | View SEC filing for 424B3 | HIGHLAND GLOBAL ALLOCATION FUND | 02 May 2022 | 333-230763 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 02 May 2022 | 01 May 2022 | |
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | HIGHLAND GLOBAL ALLOCATION FUND | 28 Mar 2022 | 14 Jun 2022 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 01 Mar 2022 | 31 Dec 2021 | 811-23369 | |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | FORM 40-17G | 28 Jan 2022 | 811-23369 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 18 Jan 2022 | 01 Jan 2022 | |
| 424B3 | Open 424B3 document | View SEC filing for 424B3 | HIGHLAND GLOBAL ALLOCATION FUND | 13 Jan 2022 | 333-230763 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 30 Dec 2021 | 30 Dec 2021 | 811-23369 |
| N-CEN | Open N-CEN document | View SEC filing for N-CEN | 14 Dec 2021 | 30 Sep 2021 | 811-23369 | |
| N-CSR | Open N-CSR document | View SEC filing for N-CSR | HIGHLAND GLOBAL ALLOCATION FUND | 08 Dec 2021 | 30 Sep 2021 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 29 Nov 2021 | 30 Sep 2021 | 811-23369 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 23 Nov 2021 | 13 Nov 2021 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Oct 2021 | 12 Oct 2021 | |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 30 Aug 2021 | 30 Jun 2021 | 811-23369 | |
| N-PX | Open N-PX document | View SEC filing for N-PX | BRD_QY80001622148_2021.TXT | 11 Aug 2021 | 30 Jun 2021 | 811-23369 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 12 Jul 2021 | 08 Jul 2021 | |
| N-CSRS | Open N-CSRS document | View SEC filing for N-CSRS | HIGHLAND GLOBAL ALLOCATION FUND | 09 Jun 2021 | 31 Mar 2021 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 01 Jun 2021 | 31 Mar 2021 | 811-23369 | |
| DEFR14A | Open DEFR14A document | View SEC filing for DEFR14A | HIGHLAND GLOBAL ALLOCATION FUND | 26 May 2021 | 811-23369 | |
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | HIGHLAND GLOBAL ALLOCATION FUND | 27 Apr 2021 | 11 Jun 2021 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 01 Mar 2021 | 31 Dec 2020 | 811-23369 | |
| 3 | Open 3 document | View SEC filing for 3 | 26 Feb 2021 | 17 Feb 2021 | ||
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | FORM 40-17G | 29 Jan 2021 | 811-23369 | |
| N-CEN | Open N-CEN document | View SEC filing for N-CEN | 14 Dec 2020 | 30 Sep 2020 | 811-23369 | |
| N-CSR | Open N-CSR document | View SEC filing for N-CSR | FORM N-CSR | 10 Dec 2020 | 30 Sep 2020 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 30 Nov 2020 | 30 Sep 2020 | 811-23369 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 16 Oct 2020 | 25 Feb 2020 | |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 31 Aug 2020 | 30 Jun 2020 | 811-23369 | |
| N-PX | Open N-PX document | View SEC filing for N-PX | BRDQY8_0001622148_2020.TXT | 27 Aug 2020 | 30 Jun 2020 | 811-23369 |
| N-CSRS | Open N-CSRS document | View SEC filing for N-CSRS | HIGHLAND GLOBAL ALLOCATION FUND | 09 Jun 2020 | 31 Mar 2020 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 28 May 2020 | 31 Mar 2020 | 811-23369 | |
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | FORM DEF 14A | 22 Apr 2020 | 12 Jun 2020 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 28 Feb 2020 | 31 Dec 2019 | 811-23369 | |
| N-CSR/A | Open N-CSR/A document | View SEC filing for N-CSR/A | FORM N-CSR/A | 16 Jan 2020 | 30 Sep 2019 | 811-23369 |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | FORM 40-17G | 23 Dec 2019 | 811-23369 | |
| N-CEN | Open N-CEN document | View SEC filing for N-CEN | 16 Dec 2019 | 30 Sep 2019 | 811-23369 | |
| N-CSR | Open N-CSR document | View SEC filing for N-CSR | FORM N-CSR | 09 Dec 2019 | 30 Sep 2019 | 811-23369 |
| NPORT-P | Open NPORT-P document | View SEC filing for NPORT-P | 27 Nov 2019 | 30 Sep 2019 | 811-23369 | |
| NPORT-EX | Open NPORT-EX document | View SEC filing for NPORT-EX | SCHEDULE F | 29 Aug 2019 | 30 Jun 2019 | 811-23369 |
| N-PX | Open N-PX document | View SEC filing for N-PX | BRDQY8_0001622148_2019.TXT | 28 Aug 2019 | 30 Jun 2019 | 811-23369 |
| N-2/A | Open N-2/A document | View SEC filing for N-2/A | HIGHLAND GLOBAL ALLOCATION FUND | 21 Jun 2019 | 811-23369,333-230763 | |
| N-CSRS | Open N-CSRS document | View SEC filing for N-CSRS | FORM N-CSRS | 07 Jun 2019 | 31 Mar 2019 | 811-23369 |
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | FORM DEF 14A | 24 Apr 2019 | 14 Jun 2019 | 811-23369 |
| DEL AM | Open DEL AM document | View SEC filing for DEL AM | DEL AM | 10 Apr 2019 | 333-230763 | |
| N-2 | Open N-2 document | View SEC filing for N-2 | HIGHLAND GLOBAL ALLOCATION FUND | 08 Apr 2019 | 811-23369,333-230763 | |
| EFFECT | Open EFFECT document | View SEC filing for EFFECT | 14 Mar 2019 | 333-229628 | ||
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 06 Mar 2019 | |||
| POS 8C | Open POS 8C document | View SEC filing for POS 8C | FORM POS 8C | 06 Mar 2019 | 811-23369,333-229628 | |
| AW | Open AW document | View SEC filing for AW | FORM AW | 06 Mar 2019 | 333-229628 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 26 Feb 2019 | 14 Feb 2019 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 26 Feb 2019 | 14 Feb 2019 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 26 Feb 2019 | 14 Feb 2019 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 26 Feb 2019 | 14 Feb 2019 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 26 Feb 2019 | 14 Feb 2019 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 26 Feb 2019 | 14 Feb 2019 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 26 Feb 2019 | 14 Feb 2019 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 26 Feb 2019 | 14 Feb 2019 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 26 Feb 2019 | 14 Feb 2019 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 26 Feb 2019 | 14 Feb 2019 | |
| CERT | Open CERT document | View SEC filing for CERT | NYSE CERTIFICATION | 14 Feb 2019 | 001-38812 | |
| 8-A12B | Open 8-A12B document | View SEC filing for 8-A12B | FORM 8-A12B | 14 Feb 2019 | 001-38812 | |
| N-2/A | Open N-2/A document | View SEC filing for N-2/A | HIGHLAND GLOBAL ALLOCATION FUND | 14 Feb 2019 | 811-23369,333-229628 | |
| EFFECT | Open EFFECT document | View SEC filing for EFFECT | 13 Feb 2019 | 333-229628 | ||
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 13 Feb 2019 | |||
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 13 Feb 2019 | |||
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 13 Feb 2019 | |||
| N-2 | Open N-2 document | View SEC filing for N-2 | HIGHLAND GLOBAL ALLOCATION FUND | 11 Feb 2019 | 811-23369,333-229628 | |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | FORM 40-17G | 22 Oct 2018 | 811-23369 | |
| N-1A | Open N-1A document | View SEC filing for N-1A | FORM N-1A | 14 Aug 2018 | 811-23369,333-226833 | |
| N-8A | Open N-8A document | View SEC filing for N-8A | FORM N-8A | 14 Aug 2018 | 811-23369 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | FORM 40-APP | 06 Mar 2015 | 812-14430-04 |
HIGHLAND GLOBAL ALLOCATION FUND files with the SEC under CIK 0001622148. This page aggregates EDGAR filings and related ownership activity.