What does CUSIP 43010T104 represent in this 13F holders report?

CUSIP 43010T104 is the security identifier for HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares used to aggregate holder disclosures.

How many institutions held HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in Q1 2022?

37 institutional investors reported HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares for Q1 2022. Use the holders table for investor-level position and value details.

HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)

CUSIP: 43010T104

Q1 2022 13F Holders as of 31 Mar 2022

Type / Class: Equity / Common Shares
Shares outstanding: 23,298,619
Total 13F shares: 3,624,023
Share change: +153,426
Total reported value: $35,728,370
Price per share: $9.86
Number of holders: 37
Value change: +$1,745,627
Number of buys: 21
Number of sells: 14

Quarterly Holders Quick Answers

What is CUSIP 43010T104?
CUSIP 43010T104 identifies HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2022
Previous quarter: Q4 2021

Recent filing periods for CUSIP 43010T104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	3%	695,059	$6,304,000	—	31 Dec 2021	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	1.8%	419,668	$3,806,000	—	31 Dec 2021	13F
Quantedge Capital Pte Ltd	13F	Company	1.6%	364,511	$3,306,000	—	31 Dec 2021	13F
OSAIC HOLDINGS, INC.	13F	Company	1.1%	266,677	$2,419,000	—	31 Dec 2021	13F
Shaker Financial Services, LLC	13F	Company	1%	234,076	$2,123,000	—	31 Dec 2021	13F
Advisor Resource Council	13F	Company	0.9%	208,772	$1,894,000	—	31 Dec 2021	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.83%	194,130	$1,760,000	—	31 Dec 2021	13F
Bulldog Investors, LLP	13F	Company	0.63%	145,823	$1,323,000	—	31 Dec 2021	13F
LPL Financial LLC	13F	Company	0.53%	123,566	$1,121,000	—	31 Dec 2021	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.43%	100,601	$912,000	—	31 Dec 2021	13F
CLOUGH CAPITAL PARTNERS L P	13F	Company	0.4%	92,400	$838,000	—	31 Dec 2021	13F
NEXPOINT ASSET MANAGEMENT, L.P.	13F	Company	0.38%	88,296	$801,000	—	31 Dec 2021	13F
Sovereign Financial Group, Inc.	13F	Company	0.33%	77,805	$706,000	—	31 Dec 2021	13F
6 Meridian	13F	Company	0.32%	73,454	$666,000	—	31 Dec 2021	13F
Na Bokf	13F	Individual	0.31%	71,523	$649,000	—	31 Dec 2021	13F
ROYAL BANK OF CANADA	13F	Company	0.3%	69,341	$629,000	—	31 Dec 2021	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.21%	49,015	$445,000	—	31 Dec 2021	13F
Aristides Capital LLC	13F	Company	0.2%	46,167	$419,000	—	31 Dec 2021	13F
TRUIST FINANCIAL CORP	13F	Company	0.18%	42,303	$384,000	—	31 Dec 2021	13F
OPPENHEIMER & CO INC	13F	Company	0.13%	29,500	$268,000	—	31 Dec 2021	13F
NewEdge Advisors, LLC	13F	Company	0.1%	22,500	$204,000	—	31 Dec 2021	13F
UBS Group AG	13F	Company	0.05%	12,230	$111,000	—	31 Dec 2021	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.05%	11,987	$109,000	—	31 Dec 2021	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.05%	11,145	$101,000	—	31 Dec 2021	13F
CoreCap Advisors, LLC	13F	Company	0.05%	10,800	$98,000	—	31 Dec 2021	13F
WEDBUSH SECURITIES INC	13F	Company	0.05%	10,714	$97,000	—	31 Dec 2021	13F
SeaCrest Wealth Management, LLC	13F	Company	0.04%	10,349	$94,000	—	31 Dec 2021	13F
Capital Investment Advisors, LLC	13F	Company	0.04%	10,250	$93,000	—	31 Dec 2021	13F
Moors & Cabot, Inc.	13F	Company	0.04%	10,000	$91,000	—	31 Dec 2021	13F
Retirement Group, LLC	13F	Company	0.02%	4,431	$56,000	—	31 Dec 2021	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.02%	4,000	$36,000	—	31 Dec 2021	13F
Steward Partners Investment Advisory, LLC	13F	Company	0.01%	1,300	$12,000	—	31 Dec 2021	13F
Koshinski Asset Management, Inc.	13F	Company	0%	1,028	$9,321	—	31 Dec 2021	13F
BESSEMER GROUP INC	13F	Company	0%	978	$9,000	—	31 Dec 2021	13F
Stephanie Vitiello	3/4/5	Chief Compliance Officer	— class O/S missing	869	$8,490	—	13 Nov 2021	3/4/5
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC	13F	Company	0%	256	$2,000	—	31 Dec 2021	13F
Lake Point Wealth Management	13F	Company	0%	200	$2,000	—	31 Dec 2021	13F
HARBOUR INVESTMENTS, INC.	13F	Company	0%	173	$2,000	—	31 Dec 2021	13F

Institutional Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) as of Q1 2022

As of 31 Mar 2022, HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) was held by 37 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,624,023 shares. The largest 10 holders included MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, Shaker Financial Services, LLC, Quantedge Capital Pte Ltd, ADVISOR GROUP HOLDINGS, INC., WELLS FARGO & COMPANY/MN, Bulldog Investors, LLP, Clough Capital Partners L P, Sovereign Financial Group, Inc., and Private Advisor Group, LLC. This page lists 37 institutional shareholders reporting positions in this security for the Q1 2022 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2022 vs Q4 2021 Across Filers

Q4 2021 holders

Q1 2022 holders

Holder diff

Investor	Q4 2021 Shares	Q1 2022 Shares	Share Diff	Share Chg %	Q4 2021 Value $	Q1 2022 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.