HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)

CUSIP: 43010T104

Q2 2020 13F Holders as of 30 Jun 2020

Security type / class
Equity / Common Shares
Total 13F shares
5,033,559
Total 13F value
$32,411,000
Holder snapshot 6 facts
Share change
-1,245,825
SEC-reported price per share
$6.44
Number of holders
36
Value change
-$7,940,342
Number of buys
12
Number of sells
21
Security identity 1 fact
Shares outstanding
23,298,619

Security key

43010T104

Report period

Q2 2020

Institutions

36

Top holders

10

HGLB full security history Ownership snapshot Full 13F holder table Newer quarter: Q3 2020 Previous quarter: Q1 2020 HIGHLAND GLOBAL ALLOCATION FUND SEC filings HIGHLAND GLOBAL ALLOCATION FUND 13D/G history

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Largest current holder
RIVERNORTH CAPITAL MANAGE...
13D/G signal
—
Evidence rows
15
Latest as of
31 Mar 2020
13F Lead comparable stake: 4% Showing 1-6 of 15 holder rows.

Quick read

RIVERNORTH CAPITAL MANAGEMENT, LLC leads the comparable SEC ownership view at 4%.

Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Comparable ownership Top 5
RIVERNORTH CAPITAL MANAGEMENT, LLC 4%
MORGAN STANLEY 3.4%
Matisse Capital 3.2%
ROYAL BANK OF CANADA 3.1%
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 2.4%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
13F
4%
$4,021,000
924,265 shares
 — 31 Mar 2020
MORGAN STANLEY
13F
Company
13F
3.4%
$3,401,000
781,836 shares
 — 31 Mar 2020
Matisse Capital
13F
Company
13F
3.2%
$3,196,000
734,700 shares
 — 31 Mar 2020
ROYAL BANK OF CANADA
13F
Company
13F
3.1%
$3,154,000
725,028 shares
 — 31 Mar 2020
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
13F
2.4%
$2,391,000
549,748 shares
 — 31 Mar 2020
Bulldog Investors, LLP
13F
Company
13F
1.8%
$1,793,000
412,137 shares
 — 31 Mar 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
36
Shares
5,033,559
Rows available
36
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q2 2020 vs Q1 2020 Across Filers

Q1 2020 holders
33
Q2 2020 holders
36
Holder diff
3
Investor Q1 2020 Shares Q2 2020 Shares Share Diff Share Chg % Q1 2020 value Q2 2020 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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