HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 23,298,619
- Total 13F shares
- 4,542,357
- Share change
- +95,250
- Total reported value
- $1,220,502,548
- Price per share
- $9.42
- Number of holders
- 39
- Value change
- +$985,900
- Number of buys
- 23
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 43010T104?
CUSIP 43010T104 identifies HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 43010T104:
Top shareholders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.5%
|
824,839
|
$7,193,000 | — | 30 Sep 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
1.4%
|
325,291
|
$2,837,000 | — | 30 Sep 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.2%
|
272,438
|
$2,376,000 | — | 30 Sep 2022 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
1.1%
|
250,096
|
$2,181,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.68%
|
159,240
|
$1,389,000 | — | 30 Sep 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.57%
|
132,965
|
$1,160,000 | — | 30 Sep 2022 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.47%
|
109,685
|
$956,000 | — | 30 Sep 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.45%
|
105,433
|
$919,000 | — | 30 Sep 2022 | |
| NEXPOINT ASSET MANAGEMENT, L.P. |
13F
|
Company |
0.37%
|
86,246
|
$752,000 | — | 30 Sep 2022 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.36%
|
82,732
|
$721,000 | — | 30 Sep 2022 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.33%
|
77,791
|
$678,000 | — | 30 Sep 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.33%
|
76,804
|
$670,000 | — | 30 Sep 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.33%
|
75,777
|
$661,000 | — | 30 Sep 2022 | |
| Na Bokf |
13F
|
Individual |
0.3%
|
71,023
|
$619,000 | — | 30 Sep 2022 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0.26%
|
59,479
|
$581,000 | — | 30 Sep 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.21%
|
48,965
|
$427,000 | — | 30 Sep 2022 | |
| Aristides Capital LLC |
13F
|
Company |
0.2%
|
46,167
|
$403,000 | — | 30 Sep 2022 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.18%
|
42,897
|
$374,000 | — | 30 Sep 2022 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.18%
|
42,500
|
$371,000 | — | 30 Sep 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.15%
|
35,913
|
$313,000 | — | 30 Sep 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.15%
|
34,789
|
$303,000 | — | 30 Sep 2022 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.12%
|
29,114
|
$254,000 | — | 30 Sep 2022 | |
| Matisse Capital |
13F
|
Company |
0.12%
|
27,420
|
$239,000 | — | 30 Sep 2022 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.11%
|
26,600
|
$232,000 | — | 30 Sep 2022 | |
| Hightower 6M Holding, LLC |
13F
|
Company |
0.07%
|
15,923
|
$139,000 | — | 30 Sep 2022 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.06%
|
13,679
|
$119,000 | — | 30 Sep 2022 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
0.06%
|
13,484
|
$118,000 | — | 30 Sep 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
12,747
|
$111,000 | — | 30 Sep 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.05%
|
12,330
|
$107,000 | — | 30 Sep 2022 | |
| Walleye Capital LLC |
13F
|
Company |
0.05%
|
11,341
|
$99,000 | — | 30 Sep 2022 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.05%
|
11,265
|
$98,000 | — | 30 Sep 2022 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.04%
|
10,000
|
$87,000 | — | 30 Sep 2022 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
2,424
|
$36,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
3,203
|
$28,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
3,200
|
$28,000 | — | 30 Sep 2022 | |
| Dr. Robert Froehlich |
3/4/5
|
Director |
—
class O/S missing
|
2,024
|
$19,774 | — | 05 Dec 2022 | |
| Retirement Group, LLC |
13F
|
Company |
0%
|
605
|
$18,000 | — | 30 Sep 2022 | |
| Stephanie Vitiello |
3/4/5
|
Chief Compliance Officer |
—
class O/S missing
|
869
|
$8,490 | — | 13 Nov 2021 | |
| CWM, LLC |
13F
|
Company |
0%
|
377
|
$3,000 | — | 30 Sep 2022 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
290
|
$3,000 | — | 30 Sep 2022 | |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
13F
|
Company |
0%
|
256
|
$2,000 | — | 30 Sep 2022 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0%
|
177
|
$2,000 | — | 30 Sep 2022 |
Institutional Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) as of Q4 2022
As of 31 Dec 2022,
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,542,357 shares.
The largest 10 holders included
Atlas Wealth LLC, MORGAN STANLEY, ADVISOR GROUP HOLDINGS, INC., Shaker Financial Services, LLC, Quantedge Capital Pte Ltd, Cetera Advisor Networks LLC, WELLS FARGO & COMPANY/MN, Private Advisor Group, LLC, Sovereign Financial Group, Inc., and RAYMOND JAMES & ASSOCIATES.
This page lists
39
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
37
Q4 2022 holders
39
Holder diff
2
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.